UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$422M |
| 2 |
iShares US Treasury Bond ETF
GOVT
|
+$342M |
| 3 |
Mondelez International
MDLZ
|
+$328M |
| 4 |
SHPG
Shire pic
SHPG
|
+$323M |
| 5 |
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
|
+$258M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
MON
Monsanto Co
MON
|
+$658M |
| 2 |
COL
Rockwell Collins
COL
|
+$266M |
| 3 |
JWN
Nordstrom
JWN
|
+$264M |
| 4 |
Deutsche Bank
DB
|
+$258M |
| 5 |
Invesco QQQ Trust
QQQ
|
+$250M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 7.19% |
| 2 | Technology | 6.4% |
| 3 | Healthcare | 6.06% |
| 4 | Industrials | 4.94% |
| 5 | Consumer Discretionary | 4.69% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
276
Travelers Companies
TRV
$82.9B
| $152M | 0.07% |
1,244,278
+20,307
| +2% | +$2.54M |
|
277
PUT
State Street Energy Select Sector SPDR ETF
XLE
$38.3B
| $152M | 0.07% |
4,447,000
-304,200
| -6% | -$9.9M |
|
278
CALL
Wells Fargo
WFC
$263B
| $151M | 0.07% |
2,733,300
+598,200
| +28% | +$31.8M |
|
279
CALL
Broadcom
AVGO
$1.81T
| $150M | 0.07% |
6,169,000
+4,115,000
| +200% | +$102M |
|
280
AB InBev
BUD
$161B
| $149M | 0.07% |
1,245,163
+109,225
| +10% | +$12.8M |
|
|
281
PUT
Broadcom
AVGO
$1.81T
| $148M | 0.07% |
6,092,000
+5,442,000
| +837% | +$135M |
|
|
ANDX
282
DELISTED
Andeavor Logistics LP
ANDX
| $147M | 0.07% |
2,934,242
+160,116
| +6% | +$8M |
|
283
CALL
Honeywell
HON
$78.3B
| $146M | 0.07% |
+1,139,431
| New | +$141M |
|
284
Kinder Morgan
KMI
$70.3B
| $146M | 0.07% |
7,599,872
+73,736
| +1% | +$1.44M |
|
285
State Street Materials Select Sector SPDR ETF
XLB
$8.82B
| $145M | 0.07% |
5,115,096
+15,100
| +0.3% | +$416K |
|
286
PUT
Gilead Sciences
GILD
$167B
| $145M | 0.07% |
1,784,200
+211,700
| +13% | +$16.2M |
|
287
CALL
Bank of America
BAC
$439B
| $143M | 0.07% |
5,649,100
-3,935,500
| -41% | -$95.5M |
|
288
Herbalife
HLF
$1.3B
| $143M | 0.07% |
4,216,410
+2,226,696
| +112% | +$76.2M |
|
289
General Mills
GIS
$20.1B
| $142M | 0.07% |
2,739,334
+172,446
| +7% | +$9.45M |
|
290
Mercado Libre
MELI
$94.4B
| $141M | 0.07% |
545,705
+516,096
| +1,743% | +$137M |
|
|
MON
291
DELISTED
Monsanto Co
MON
| $141M | 0.07% |
1,176,708
-5,590,646
| -83% | -$658M |
|
|
LVLT
292
DELISTED
Level 3 Communications Inc
LVLT
| $139M | 0.06% |
2,614,253
+2,008,012
| +331% | +$112M |
|
293
First Trust Value Line Dividend Fund
FVD
$8.46B
| $139M | 0.06% |
4,669,160
+116,329
| +3% | +$3.43M |
|
294
State Street SPDR S&P Biotech ETF
XBI
$10.1B
| $137M | 0.06% |
1,584,688
-105,143
| -6% | -$8.43M |
|
295
PUT
JPMorgan Chase
JPM
$950B
| $137M | 0.06% |
1,436,300
+722,300
| +101% | +$66.6M |
|
|
HDV
296
iShares Core High Dividend ETF
HDV
$14.7B
| $137M | 0.06% |
7,962,560
+32,055
| +0.4% | +$540K |
|
297
PUT
Union Pacific
UNP
$175B
| $137M | 0.06% |
1,177,500
-8,000
| -0.7% | -$858K |
|
298
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
$3.41B
| $135M | 0.06% |
2,323,729
+48,748
| +2% | +$2.8M |
|
299
PUT
Micron Technology
MU
$927B
| $135M | 0.06% |
3,429,600
+2,485,900
| +263% | +$78.6M |
|
300
iShares International Select Dividend ETF
IDV
$8.28B
| $135M | 0.06% |
3,992,451
+386,551
| +11% | +$12.9M |
|
Similar funds
UBS Group's Q3 2017 Portfolio in Review
As of Q3 2017, UBS Group held 8,493 positions worth $216B, up 12% from $193B the previous quarter. Its ten largest holdings account for 16% of the portfolio.
UBS Group deployed $15.2B of net new capital in Q3 2017, opening 749 new positions and adding to 3,978 existing holdings. Its largest new stake was Baker Hughes: 613,477 shares worth $22.5M.
By sector, the portfolio is most concentrated in Financials at 7.2% of assets, down from 7.7% a quarter earlier, followed by Technology and Healthcare.
On the sell side, the largest reduction was Monsanto Co, an estimated $658M trimmed.
- UBS Group's largest Q3 2017 buy was Baker Hughes: 613,477 shares worth $22.5M.
- UBS Group added most to State Street SPDR S&P 500 ETF Trust in Q3 2017, an estimated $422M increase.
- UBS Group's biggest Q3 2017 reduction was Monsanto Co, cutting an estimated $658M.
- UBS Group fully exited Oneok Partners LP in Q3 2017, selling an estimated $218M.
- UBS Group's ten largest holdings make up 16% of its $216B portfolio in Q3 2017.
- UBS Group opened 749 new positions and closed 707 in Q3 2017.
- UBS Group's portfolio value rose 12% quarter-over-quarter to $216B.
Based on UBS Group's 13F filing for Q3 2017, filed 14 Nov 2017.