UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$541M |
| 2 |
Microsoft
MSFT
|
+$517M |
| 3 |
Meta Platforms (Facebook)
META
|
+$493M |
| 4 |
Willis Towers Watson
WTW
|
+$405M |
| 5 |
Amazon
AMZN
|
+$372M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$626M |
| 2 |
WORK
Slack Technologies, Inc.
WORK
|
+$282M |
| 3 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$217M |
| 4 |
Adobe
ADBE
|
+$201M |
| 5 |
Danaher
DHR
|
+$188M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.18% |
| 2 | Financials | 7.26% |
| 3 | Consumer Discretionary | 6.08% |
| 4 | Healthcare | 6.04% |
| 5 | Communication Services | 4.98% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2951
Medpace
MEDP
$16.7B
| $3.85M | ﹤0.01% |
20,344
+10,106
| +99% | +$1.84M |
|
2952
CALL
ARK Blockchain & Fintech Innovation ETF
ARKF
$763M
| $3.85M | ﹤0.01% |
78,000
-500,000
| -87% | -$26.1M |
|
2953
CALL
Moderna
MRNA
$23.7B
| $3.85M | ﹤0.01% |
10,000
-2,900
| -22% | -$1.07M |
|
2954
Lindblad Expeditions
LIND
$2.15B
| $3.85M | ﹤0.01% |
263,690
+351
| +0.1% | +$4.93K |
|
2955
Aspen Aerogels
ASPN
$525M
| $3.84M | ﹤0.01% |
83,503
+393
| +0.5% | +$15.6K |
|
|
SCPL
2956
DELISTED
SciPlay Corporation Class A Common Stock
SCPL
| $3.84M | ﹤0.01% |
185,559
+180,285
| +3,418% | +$3.18M |
|
2957
Elastic
ESTC
$7.93B
| $3.84M | ﹤0.01% |
25,770
+4,196
| +19% | +$645K |
|
2958
SITE Centers
SITC
$159M
| $3.83M | ﹤0.01% |
317,782
+107,020
| +51% | +$1.3M |
|
2959
Campbell Soup
CPB
$6.73B
| $3.83M | ﹤0.01% |
91,531
-333,460
| -78% | -$14.5M |
|
2960
Clean Energy Fuels
CLNE
$344M
| $3.83M | ﹤0.01% |
469,291
+115,531
| +33% | +$919K |
|
2961
WisdomTree True Developed International Fund
DOL
$840M
| $3.81M | ﹤0.01% |
80,089
+1,964
| +3% | +$97.8K |
|
2962
Associated Banc-Corp
ASB
$5.91B
| $3.8M | ﹤0.01% |
177,640
-152,042
| -46% | -$3.09M |
|
2963
Grand Canyon Education
LOPE
$3.89B
| $3.79M | ﹤0.01% |
43,081
+16,086
| +60% | +$1.43M |
|
2964
MGIC Investment
MTG
$6.22B
| $3.78M | ﹤0.01% |
252,821
-50,563
| -17% | -$733K |
|
2965
UWM Holdings
UWMC
$468M
| $3.78M | ﹤0.01% |
544,052
-180,430
| -25% | -$1.34M |
|
2966
argenx
ARGX
$53.8B
| $3.78M | ﹤0.01% |
12,511
+3,501
| +39% | +$1.11M |
|
2967
iShares iBonds Dec 2027 Term Corporate ETF
IBDS
$3.86B
| $3.77M | ﹤0.01% |
139,701
+8,222
| +6% | +$223K |
|
2968
PIMCO Corporate & Income Opportunity Fund
PTY
$2.52B
| $3.77M | ﹤0.01% |
206,086
+2,647
| +1% | +$52.8K |
|
2969
John Hancock Multifactor Emerging Markets ETF
JHEM
$1.01B
| $3.77M | ﹤0.01% |
127,247
+126,747
| +25,349% | +$3.85M |
|
2970
The RealReal
REAL
$1.49B
| $3.76M | ﹤0.01% |
285,475
-51,174
| -15% | -$758K |
|
2971
WisdomTree Global ex-U.S. Quality Growth Fund
DNL
$502M
| $3.76M | ﹤0.01% |
92,909
-2,421
| -3% | -$103K |
|
2972
CALL
Warner Bros
WBD
$67.6B
| $3.75M | ﹤0.01% |
147,953
-374,600
| -72% | -$10.5M |
|
2973
Ligand Pharmaceuticals
LGND
$6.28B
| $3.75M | ﹤0.01% |
43,188
+27,762
| +180% | +$2.15M |
|
2974
MACOM Technology Solutions
MTSI
$23.3B
| $3.75M | ﹤0.01% |
57,861
+8,134
| +16% | +$500K |
|
2975
Schwab Fundamental US Small Company Index ETF
FNDA
$9.32B
| $3.75M | ﹤0.01% |
142,392
+3,428
| +2% | +$91K |
|
Similar funds
UBS Group's Q3 2021 Portfolio in Review
As of Q3 2021, UBS Group held 10,865 positions worth $318B, up 2.4% from $310B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group deployed $12.8B of net new capital in Q3 2021, opening 1,329 new positions and adding to 3,996 existing holdings. Its largest new stake was Dimensional World ex US Core Equity 2 ETF: 1,947,829 shares worth $50.4M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 12% a quarter earlier, followed by Financials and Consumer Discretionary.
On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $626M trimmed.
- UBS Group's largest Q3 2021 buy was Dimensional World ex US Core Equity 2 ETF: 1,947,829 shares worth $50.4M.
- UBS Group added most to Apple in Q3 2021, an estimated $541M increase.
- UBS Group's biggest Q3 2021 reduction was Invesco QQQ Trust, cutting an estimated $626M.
- UBS Group fully exited Slack Technologies, Inc. in Q3 2021, selling an estimated $282M.
- UBS Group's ten largest holdings make up 14% of its $318B portfolio in Q3 2021.
- UBS Group opened 1,329 new positions and closed 1,129 in Q3 2021.
- UBS Group's portfolio value rose 2.4% quarter-over-quarter to $318B.
Based on UBS Group's 13F filing for Q3 2021, filed 15 Nov 2021.