UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$440M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$390M |
| 3 |
CRH
CRH
|
+$275M |
| 4 |
Advanced Micro Devices
AMD
|
+$228M |
| 5 |
iShares MSCI EAFE ETF
EFA
|
+$213M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
NVIDIA
NVDA
|
+$538M |
| 2 |
iShares MSCI ACWI ETF
ACWI
|
+$473M |
| 3 |
State Street Financial Select Sector SPDR ETF
XLF
|
+$397M |
| 4 |
Microsoft
MSFT
|
+$366M |
| 5 |
UnitedHealth
UNH
|
+$312M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.42% |
| 2 | Financials | 6.7% |
| 3 | Healthcare | 6.28% |
| 4 | Consumer Discretionary | 5.01% |
| 5 | Industrials | 4.22% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2926
Hilton Grand Vacations
HGV
$3.31B
| $3.46M | ﹤0.01% |
85,051
+22,225
| +35% | +$979K |
|
2927
CALL
Alcoa
AA
$13.6B
| $3.45M | ﹤0.01% |
118,700
+30,000
| +34% | +$941K |
|
2928
iPath Bloomberg Commodity Index Total Return ETN due 12 June 2036
DJP
$819M
| $3.44M | ﹤0.01% |
107,002
-10,815
| -9% | -$348K |
|
|
AD
2929
CALL
Array Digital Infrastructure
AD
$3.03B
| $3.44M | ﹤0.01% |
+80,000
| New | +$2.59M |
|
2930
Invesco S&P 500 Equal Weight Industrials ETF
RSPN
$1.07B
| $3.43M | ﹤0.01% |
89,534
-34,176
| -28% | -$1.38M |
|
2931
Carvana
CVNA
$81.5B
| $3.43M | ﹤0.01% |
408,100
+315,460
| +341% | +$2.71M |
|
2932
Kinross Gold
KGC
$32.5B
| $3.42M | ﹤0.01% |
750,911
-67,639
| -8% | -$332K |
|
2933
Brookdale Senior Living
BKD
$3.27B
| $3.42M | ﹤0.01% |
825,691
-652
| -0.1% | -$2.62K |
|
2934
ALPS Disruptive Technologies ETF
DTEC
$76.3M
| $3.41M | ﹤0.01% |
96,286
-4,440
| -4% | -$169K |
|
2935
CALL
Allstate
ALL
$68.2B
| $3.41M | ﹤0.01% |
30,600
| – | – |
|
|
GAP
2936
PUT
The Gap Inc
GAP
$7.74B
| $3.41M | ﹤0.01% |
320,700
-116,100
| -27% | -$1.18M |
|
|
EMAN
2937
DELISTED
eMagin Corporation
EMAN
| $3.4M | ﹤0.01% |
1,710,016
+270,916
| +19% | +$537K |
|
2938
Vornado Realty Trust
VNO
$7.26B
| $3.4M | ﹤0.01% |
149,878
-148,804
| -50% | -$3.29M |
|
2939
CALL
AstraZeneca
AZN
$251B
| $3.39M | ﹤0.01% |
25,050
+15,750
| +169% | +$2.15M |
|
2940
Sumitomo Mitsui Financial
SMFG
$161B
| $3.39M | ﹤0.01% |
344,443
-7,770
| -2% | -$71.9K |
|
2941
PUT
Southern Copper
SCCO
$167B
| $3.39M | ﹤0.01% |
+48,542
| New | +$3.55M |
|
|
EVRI
2942
DELISTED
Everi Holdings
EVRI
| $3.39M | ﹤0.01% |
256,159
+190,501
| +290% | +$2.71M |
|
2943
Cal-Maine
CALM
$3.85B
| $3.38M | ﹤0.01% |
69,840
-12,296
| -15% | -$571K |
|
2944
RLJ Lodging Trust
RLJ
$1.67B
| $3.38M | ﹤0.01% |
345,297
+144,102
| +72% | +$1.44M |
|
2945
Maximus
MMS
$2.9B
| $3.38M | ﹤0.01% |
45,258
-1,192
| -3% | -$97K |
|
|
BTA
2946
DELISTED
BlackRock Long-Term Municipal Advantage Trust
BTA
| $3.38M | ﹤0.01% |
376,669
-7,817
| -2% | -$74.8K |
|
2947
PUT
Coherent
COHR
$63.6B
| $3.38M | ﹤0.01% |
103,500
+48,500
| +88% | +$1.99M |
|
|
CSGS
2948
DELISTED
CSG Systems International
CSGS
| $3.37M | ﹤0.01% |
66,017
+20,828
| +46% | +$1.11M |
|
|
IMGN
2949
DELISTED
Immunogen Inc
IMGN
| $3.37M | ﹤0.01% |
212,180
+76,249
| +56% | +$1.27M |
|
2950
Dutch Bros
BROS
$8.96B
| $3.36M | ﹤0.01% |
144,484
+87,781
| +155% | +$2.5M |
|
Similar funds
UBS Group's Q3 2023 Portfolio in Review
As of Q3 2023, UBS Group held 10,416 positions worth $290B, down 2% from $296B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
UBS Group's Q3 2023 filing shows 1,615 new, 3,254 increased, 4,100 reduced and 999 closed positions. Its largest new stake was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M. The largest sale was NVIDIA, an estimated $538M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 13% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q3 2023 buy was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M.
- UBS Group added most to Invesco QQQ Trust in Q3 2023, an estimated $440M increase.
- UBS Group's biggest Q3 2023 reduction was NVIDIA, cutting an estimated $538M.
- UBS Group fully exited Magellan Midstream Partners, L.P. in Q3 2023, selling an estimated $245M.
- UBS Group's ten largest holdings make up 15% of its $290B portfolio in Q3 2023.
- UBS Group opened 1,615 new positions and closed 999 in Q3 2023.
- UBS Group's portfolio value fell 2% quarter-over-quarter to $290B.
Based on UBS Group's 13F filing for Q3 2023, filed 9 Nov 2023.