UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$541M |
| 2 |
Microsoft
MSFT
|
+$517M |
| 3 |
Meta Platforms (Facebook)
META
|
+$493M |
| 4 |
Willis Towers Watson
WTW
|
+$405M |
| 5 |
Amazon
AMZN
|
+$372M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$626M |
| 2 |
WORK
Slack Technologies, Inc.
WORK
|
+$282M |
| 3 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$217M |
| 4 |
Adobe
ADBE
|
+$201M |
| 5 |
Danaher
DHR
|
+$188M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.18% |
| 2 | Financials | 7.26% |
| 3 | Consumer Discretionary | 6.08% |
| 4 | Healthcare | 6.04% |
| 5 | Communication Services | 4.98% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2926
Broadstone Net Lease
BNL
$3.96B
| $3.94M | ﹤0.01% |
158,884
+72,563
| +84% | +$1.87M |
|
2927
BlackRock TCP Capital
TCPC
$327M
| $3.94M | ﹤0.01% |
290,439
-9,685
| -3% | -$136K |
|
2928
Fidelity MSCI Communication Services Index ETF
FCOM
$1.78B
| $3.94M | ﹤0.01% |
73,736
+5,347
| +8% | +$295K |
|
2929
CALL
Harmony Gold Mining
HMY
$12.4B
| $3.94M | ﹤0.01% |
1,250,000
-218,000
| -15% | -$800K |
|
2930
Marqeta
MQ
$1.64B
| $3.94M | ﹤0.01% |
44,483
+39,730
| +836% | +$4.25M |
|
2931
SiriusXM
SIRI
$9.71B
| $3.93M | ﹤0.01% |
64,468
-2,840
| -4% | -$179K |
|
2932
New Mountain Finance
NMFC
$726M
| $3.93M | ﹤0.01% |
295,212
+37,813
| +15% | +$506K |
|
2933
Editas Medicine
EDIT
$435M
| $3.93M | ﹤0.01% |
95,596
-4,845
| -5% | -$265K |
|
2934
WillScot Mobile Mini Holdings
WSC
$4.28B
| $3.92M | ﹤0.01% |
123,718
+87,906
| +245% | +$2.54M |
|
2935
RB Global
RBA
$17.3B
| $3.92M | ﹤0.01% |
63,628
-44,123
| -41% | -$2.7M |
|
2936
Graphic Packaging
GPK
$3.54B
| $3.92M | ﹤0.01% |
205,705
-56,511
| -22% | -$1.08M |
|
2937
Cemex
CX
$16.5B
| $3.91M | ﹤0.01% |
545,849
-426,778
| -44% | -$3.37M |
|
2938
Nabors Industries
NBR
$1.32B
| $3.91M | ﹤0.01% |
40,533
-64,202
| -61% | -$5.58M |
|
|
BIG
2939
CALL
DELISTED
Big Lots, Inc.
BIG
| $3.91M | ﹤0.01% |
90,200
+63,800
| +242% | +$3.47M |
|
2940
American Public Education
APEI
$923M
| $3.91M | ﹤0.01% |
152,631
+18,614
| +14% | +$510K |
|
2941
CALL
Skillsoft
SKIL
$79.7M
| $3.91M | ﹤0.01% |
16,715
-1,700
| -9% | -$330K |
|
2942
CALL
EQT Corp
EQT
$33.8B
| $3.9M | ﹤0.01% |
+190,600
| New | +$3.69M |
|
|
EVA
2943
DELISTED
Enviva Inc.
EVA
| $3.9M | ﹤0.01% |
72,088
+47,064
| +188% | +$2.53M |
|
|
EVF
2944
Eaton Vance Senior Income Trust
EVF
$91.8M
| $3.88M | ﹤0.01% |
551,039
-71,128
| -11% | -$486K |
|
2945
CALL
Colgate-Palmolive
CL
$74.3B
| $3.88M | ﹤0.01% |
51,341
+30,000
| +141% | +$2.38M |
|
|
ICPT
2946
DELISTED
Intercept Pharmaceuticals, Inc.
ICPT
| $3.88M | ﹤0.01% |
261,199
+140,747
| +117% | +$2.25M |
|
2947
VanEck Emerging Markets High Yield Bond ETF
HYEM
$525M
| $3.87M | ﹤0.01% |
166,884
-134,643
| -45% | -$3.18M |
|
2948
iShares US Utilities ETF
IDU
$1.35B
| $3.87M | ﹤0.01% |
48,991
+3,241
| +7% | +$268K |
|
2949
PUT
AB InBev
BUD
$163B
| $3.86M | ﹤0.01% |
68,500
+43,500
| +174% | +$2.73M |
|
2950
First Financial Bankshares
FFIN
$4.91B
| $3.85M | ﹤0.01% |
83,886
-36,427
| -30% | -$1.73M |
|
Similar funds
UBS Group's Q3 2021 Portfolio in Review
As of Q3 2021, UBS Group held 10,865 positions worth $318B, up 2.4% from $310B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group deployed $12.8B of net new capital in Q3 2021, opening 1,329 new positions and adding to 3,996 existing holdings. Its largest new stake was Dimensional World ex US Core Equity 2 ETF: 1,947,829 shares worth $50.4M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 12% a quarter earlier, followed by Financials and Consumer Discretionary.
On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $626M trimmed.
- UBS Group's largest Q3 2021 buy was Dimensional World ex US Core Equity 2 ETF: 1,947,829 shares worth $50.4M.
- UBS Group added most to Apple in Q3 2021, an estimated $541M increase.
- UBS Group's biggest Q3 2021 reduction was Invesco QQQ Trust, cutting an estimated $626M.
- UBS Group fully exited Slack Technologies, Inc. in Q3 2021, selling an estimated $282M.
- UBS Group's ten largest holdings make up 14% of its $318B portfolio in Q3 2021.
- UBS Group opened 1,329 new positions and closed 1,129 in Q3 2021.
- UBS Group's portfolio value rose 2.4% quarter-over-quarter to $318B.
Based on UBS Group's 13F filing for Q3 2021, filed 15 Nov 2021.