UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$880M |
| 2 |
Microsoft
MSFT
|
+$583M |
| 3 |
Meta Platforms (Facebook)
META
|
+$528M |
| 4 |
Amazon
AMZN
|
+$340M |
| 5 |
Apple
AAPL
|
+$289M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Sempra
SRE
|
+$524M |
| 2 |
Cheniere Energy
LNG
|
+$337M |
| 3 |
SPDR Gold Trust
GLD
|
+$308M |
| 4 |
WPZ
Williams Partners L.P.
WPZ
|
+$274M |
| 5 |
Starbucks
SBUX
|
+$262M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 9.26% |
| 2 | Financials | 7.12% |
| 3 | Healthcare | 6.44% |
| 4 | Consumer Discretionary | 5.31% |
| 5 | Industrials | 5.2% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
JMLP
2926
DELISTED
NUVEEN ALL CAP ENERGY MLP OPPORTUNITIES FUND
JMLP
| $2.69M | ﹤0.01% |
337,929
+29,180
| +9% | +$233K |
|
2927
Green Dot
GDOT
$745M
| $2.69M | ﹤0.01% |
30,232
+1,249
| +4% | +$104K |
|
2928
Steven Madden
SHOO
$3.55B
| $2.68M | ﹤0.01% |
76,019
+9,134
| +14% | +$339K |
|
|
GARS
2929
DELISTED
Garrison Capital Inc.
GARS
| $2.68M | ﹤0.01% |
323,635
+958
| +0.3% | +$8.04K |
|
|
TVTY
2930
DELISTED
Tivity Health, Inc. Common Stock
TVTY
| $2.68M | ﹤0.01% |
83,264
+18,035
| +28% | +$615K |
|
2931
CALL
Nutanix
NTNX
$16.9B
| $2.67M | ﹤0.01% |
+62,600
| New | +$3.3M |
|
|
WEB
2932
DELISTED
Web.com Group, Inc.
WEB
| $2.67M | ﹤0.01% |
95,695
-23,191
| -20% | -$626K |
|
2933
iShares MSCI France ETF
EWQ
$345M
| $2.67M | ﹤0.01% |
84,984
+3,692
| +5% | +$115K |
|
|
SGI
2934
Somnigroup International
SGI
$13.7B
| $2.67M | ﹤0.01% |
201,508
-587,840
| -74% | -$7.84M |
|
|
SF
2935
Stifel
SF
$12.6B
| $2.66M | ﹤0.01% |
116,638
+16,828
| +17% | +$405K |
|
|
AVK
2936
Advent Convertible and Income Fund
AVK
$563M
| $2.66M | ﹤0.01% |
174,086
+95,202
| +121% | +$1.45M |
|
2937
Pacific Biosciences
PACB
$370M
| $2.66M | ﹤0.01% |
490,927
+100,111
| +26% | +$430K |
|
|
AEL
2938
DELISTED
American Equity Investment Life Holding Company
AEL
| $2.66M | ﹤0.01% |
75,115
-19,492
| -21% | -$704K |
|
|
JCO
2939
DELISTED
Nuveen Credit Opportunities 2022 Target Term Fund
JCO
| $2.66M | ﹤0.01% |
278,190
-12,153
| -4% | -$116K |
|
2940
Schwab US REIT ETF
SCHH
$11.4B
| $2.65M | ﹤0.01% |
127,162
+3,782
| +3% | +$79.9K |
|
2941
Anika Therapeutics
ANIK
$287M
| $2.65M | ﹤0.01% |
62,854
+10,735
| +21% | +$424K |
|
|
FMO
2942
DELISTED
Fiduciary/Claymore Energy Infrastructure Fund
FMO
| $2.65M | ﹤0.01% |
43,389
-207
| -0.5% | -$12.6K |
|
|
PXD
2943
PUT
DELISTED
Pioneer Natural Resource Co.
PXD
| $2.65M | ﹤0.01% |
15,200
+2,200
| +17% | +$393K |
|
2944
Allison Transmission
ALSN
$9.82B
| $2.65M | ﹤0.01% |
50,858
-6,927
| -12% | -$325K |
|
2945
CVB Financial
CVBF
$3.99B
| $2.64M | ﹤0.01% |
118,249
+29,123
| +33% | +$688K |
|
2946
Unisys
UIS
$217M
| $2.64M | ﹤0.01% |
129,310
+115,452
| +833% | +$1.9M |
|
|
UPL
2947
DELISTED
Ultra Petroleum Corp. Common Stock
UPL
| $2.64M | ﹤0.01% |
2,354,891
+576,958
| +32% | +$855K |
|
|
MAV
2948
DELISTED
Pioneer Municipal High Income Advantage Fund
MAV
| $2.64M | ﹤0.01% |
247,310
-6,400
| -3% | -$70.2K |
|
2949
CALL
State Street SPDR S&P Bank ETF
KBE
$1.66B
| $2.64M | ﹤0.01% |
56,600
+29,800
| +111% | +$1.45M |
|
|
IRBT
2950
DELISTED
iRobot
IRBT
| $2.62M | ﹤0.01% |
23,846
+11,293
| +90% | +$1.06M |
|
Similar funds
UBS Group's Q3 2018 Portfolio in Review
As of Q3 2018, UBS Group held 8,674 positions worth $252B, up 9.2% from $231B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
UBS Group deployed $10.3B of net new capital in Q3 2018, opening 642 new positions and adding to 4,135 existing holdings. Its largest new stake was State Street Communication Services Select Sector SPDR ETF: 727,823 shares worth $35.7M.
By sector, the portfolio is most concentrated in Technology at 9.3% of assets, up from 8.7% a quarter earlier, followed by Financials and Healthcare.
On the sell side, the largest reduction was Sempra, an estimated $524M trimmed.
- UBS Group's largest Q3 2018 buy was State Street Communication Services Select Sector SPDR ETF: 727,823 shares worth $35.7M.
- UBS Group added most to State Street SPDR S&P 500 ETF Trust in Q3 2018, an estimated $880M increase.
- UBS Group's biggest Q3 2018 reduction was Sempra, cutting an estimated $524M.
- UBS Group fully exited Williams Partners L.P. in Q3 2018, selling an estimated $274M.
- UBS Group's ten largest holdings make up 15% of its $252B portfolio in Q3 2018.
- UBS Group opened 642 new positions and closed 634 in Q3 2018.
- UBS Group's portfolio value rose 9.2% quarter-over-quarter to $252B.
Based on UBS Group's 13F filing for Q3 2018, filed 14 Nov 2018.