UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$541M |
| 2 |
Microsoft
MSFT
|
+$517M |
| 3 |
Meta Platforms (Facebook)
META
|
+$493M |
| 4 |
Willis Towers Watson
WTW
|
+$405M |
| 5 |
Amazon
AMZN
|
+$372M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$626M |
| 2 |
WORK
Slack Technologies, Inc.
WORK
|
+$282M |
| 3 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$217M |
| 4 |
Adobe
ADBE
|
+$201M |
| 5 |
Danaher
DHR
|
+$188M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.18% |
| 2 | Financials | 7.26% |
| 3 | Consumer Discretionary | 6.08% |
| 4 | Healthcare | 6.04% |
| 5 | Communication Services | 4.98% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2901
PUT
Eastman Chemical
EMN
$8.42B
| $4.03M | ﹤0.01% |
40,000
+25,000
| +167% | +$2.76M |
|
2902
Hilton Grand Vacations
HGV
$3.55B
| $4.03M | ﹤0.01% |
84,664
+1,324
| +2% | +$56.1K |
|
2903
PUT
EOG Resources
EOG
$70.7B
| $4.02M | ﹤0.01% |
50,100
+50,000
| +50,000% | +$3.64M |
|
2904
Peabody Energy
BTU
$2.9B
| $4.01M | ﹤0.01% |
271,480
+256,815
| +1,751% | +$3.36M |
|
|
PMX
2905
DELISTED
PIMCO Municipal Income Fund III
PMX
| $4.01M | ﹤0.01% |
320,440
-2,898
| -0.9% | -$37.4K |
|
2906
Sunstone Hotel Investors
SHO
$2.06B
| $4.01M | ﹤0.01% |
336,008
+138,276
| +70% | +$1.61M |
|
2907
CALL
Microchip Technology
MCHP
$46B
| $4.01M | ﹤0.01% |
52,200
| – | – |
|
|
CTLT
2908
PUT
DELISTED
CATALENT, INC.
CTLT
| $4M | ﹤0.01% |
30,100
-6,700
| -18% | -$837K |
|
2909
CALL
Constellation Brands
STZ
$23.2B
| $4M | ﹤0.01% |
19,000
+9,000
| +90% | +$1.96M |
|
2910
State Street SPDR S&P International Small Cap ETF
GWX
$913M
| $3.99M | ﹤0.01% |
103,759
-7,940
| -7% | -$310K |
|
2911
NeoGenomics
NEO
$2.13B
| $3.99M | ﹤0.01% |
82,782
+42,913
| +108% | +$1.99M |
|
2912
Amcor
AMCR
$22.1B
| $3.99M | ﹤0.01% |
68,803
-4,343
| -6% | -$259K |
|
|
ETX
2913
Eaton Vance Municipal Income 2028 Term Trust
ETX
$199M
| $3.98M | ﹤0.01% |
178,338
+26,958
| +18% | +$615K |
|
2914
GoDaddy
GDDY
$11.5B
| $3.98M | ﹤0.01% |
57,058
+20,436
| +56% | +$1.58M |
|
2915
WisdomTree Trust WisdomTree China ex-State-Owned Enterprises Fund
CXSE
$508M
| $3.97M | ﹤0.01% |
74,306
-68,820
| -48% | -$3.96M |
|
2916
Schneider National
SNDR
$6.25B
| $3.97M | ﹤0.01% |
174,540
-8,408
| -5% | -$186K |
|
2917
Guidewire Software
GWRE
$14.2B
| $3.97M | ﹤0.01% |
33,386
+11,292
| +51% | +$1.3M |
|
|
XRN
2918
Chiron Real Estate Inc
XRN
$477M
| $3.96M | ﹤0.01% |
53,921
+14,689
| +37% | +$1.12M |
|
2919
PUT
Cardinal Health
CAH
$55.4B
| $3.96M | ﹤0.01% |
80,000
| – | – |
|
2920
Teck Resources
TECK
$32.6B
| $3.96M | ﹤0.01% |
158,837
-50,907
| -24% | -$1.17M |
|
2921
CALL
Western Digital
WDC
$150B
| $3.95M | ﹤0.01% |
+92,610
| New | +$4.4M |
|
2922
Invesco Russell 1000 Dynamic Multifactor ETF
OMFL
$4.87B
| $3.95M | ﹤0.01% |
85,316
+74,100
| +661% | +$3.49M |
|
2923
Envista
NVST
$4.52B
| $3.95M | ﹤0.01% |
94,447
-7,092
| -7% | -$299K |
|
|
PING
2924
DELISTED
Ping Identity Holding Corp.
PING
| $3.95M | ﹤0.01% |
160,639
+78,258
| +95% | +$1.9M |
|
2925
CPI Card Group
PMTS
$320M
| $3.94M | ﹤0.01% |
+113,608
| New | +$3.22M |
|
Similar funds
UBS Group's Q3 2021 Portfolio in Review
As of Q3 2021, UBS Group held 10,865 positions worth $318B, up 2.4% from $310B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group deployed $12.8B of net new capital in Q3 2021, opening 1,329 new positions and adding to 3,996 existing holdings. Its largest new stake was Dimensional World ex US Core Equity 2 ETF: 1,947,829 shares worth $50.4M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 12% a quarter earlier, followed by Financials and Consumer Discretionary.
On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $626M trimmed.
- UBS Group's largest Q3 2021 buy was Dimensional World ex US Core Equity 2 ETF: 1,947,829 shares worth $50.4M.
- UBS Group added most to Apple in Q3 2021, an estimated $541M increase.
- UBS Group's biggest Q3 2021 reduction was Invesco QQQ Trust, cutting an estimated $626M.
- UBS Group fully exited Slack Technologies, Inc. in Q3 2021, selling an estimated $282M.
- UBS Group's ten largest holdings make up 14% of its $318B portfolio in Q3 2021.
- UBS Group opened 1,329 new positions and closed 1,129 in Q3 2021.
- UBS Group's portfolio value rose 2.4% quarter-over-quarter to $318B.
Based on UBS Group's 13F filing for Q3 2021, filed 15 Nov 2021.