UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
UBS Group
UBS
|
+$475M |
| 2 |
Vanguard Real Estate ETF
VNQ
|
+$349M |
| 3 |
iShares MSCI ACWI ETF
ACWI
|
+$346M |
| 4 |
State Street Industrial Select Sector SPDR ETF
XLI
|
+$261M |
| 5 |
WORK
Slack Technologies, Inc.
WORK
|
+$251M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core MSCI EAFE ETF
IEFA
|
+$1.91B |
| 2 |
Vanguard Morningstar Mid-Cap ETF
VO
|
+$1.28B |
| 3 |
iShares Core MSCI Emerging Markets ETF
IEMG
|
+$1.17B |
| 4 |
iShares MSCI EAFE ETF
EFA
|
+$1.11B |
| 5 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$968M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 10.93% |
| 2 | Financials | 6.61% |
| 3 | Consumer Discretionary | 6.23% |
| 4 | Healthcare | 5.77% |
| 5 | Communication Services | 4.84% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2901
PUT
GDS Holdings
GDS
$6.29B
| $3.28M | ﹤0.01% |
+35,000
| New | +$3.11M |
|
2902
PUT
Welltower
WELL
$169B
| $3.28M | ﹤0.01% |
50,700
-58,700
| -54% | -$3.56M |
|
|
VTA
2903
DELISTED
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
| $3.27M | ﹤0.01% |
304,760
-5,652
| -2% | -$55.7K |
|
2904
CALL
TSMC
TSM
$2.17T
| $3.27M | ﹤0.01% |
30,000
-20,500
| -41% | -$1.94M |
|
|
FCT
2905
First Trust Senior Floating Rate Income Fund II
FCT
$251M
| $3.25M | ﹤0.01% |
279,271
-26,492
| -9% | -$295K |
|
2906
iShares Intermediate Government/Credit Bond ETF
GVI
$3.79B
| $3.25M | ﹤0.01% |
27,586
+11,457
| +71% | +$1.35M |
|
2907
FlexShares Ultra-Short Income Fund
RAVI
$1.5B
| $3.24M | ﹤0.01% |
42,495
-27,419
| -39% | -$2.09M |
|
2908
PUT
iShares MSCI China ETF
MCHI
$6.42B
| $3.24M | ﹤0.01% |
+40,000
| New | +$3.17M |
|
2909
Steven Madden
SHOO
$3.58B
| $3.23M | ﹤0.01% |
91,392
-141,769
| -61% | -$4.03M |
|
2910
Fidelity MSCI Communication Services Index ETF
FCOM
$1.79B
| $3.22M | ﹤0.01% |
70,812
-2,257
| -3% | -$95.4K |
|
|
EQC
2911
DELISTED
Equity Commonwealth
EQC
| $3.22M | ﹤0.01% |
118,046
-52,224
| -31% | -$1.39M |
|
2912
Global X Uranium ETF
URA
$6.19B
| $3.22M | ﹤0.01% |
210,014
+133,404
| +174% | +$1.63M |
|
2913
CALL
State Street SPDR S&P Retail ETF
XRT
$652M
| $3.22M | ﹤0.01% |
+50,000
| New | +$2.87M |
|
2914
PUT
Emerson Electric
EMR
$88.5B
| $3.21M | ﹤0.01% |
40,000
| – | – |
|
2915
MACOM Technology Solutions
MTSI
$22.7B
| $3.21M | ﹤0.01% |
58,301
+43,054
| +282% | +$1.84M |
|
2916
Invesco Building & Construction ETF
PKB
$393M
| $3.2M | ﹤0.01% |
77,838
+2,685
| +4% | +$106K |
|
|
NOAH
2917
Noah Holdings
NOAH
$605M
| $3.2M | ﹤0.01% |
66,988
-4,696
| -7% | -$152K |
|
2918
iShares Emerging Markets Equity Factor ETF
EMGF
$1.86B
| $3.19M | ﹤0.01% |
64,996
-6,711
| -9% | -$311K |
|
2919
Ormat Technologies
ORA
$6.87B
| $3.19M | ﹤0.01% |
35,352
-32,846
| -48% | -$2.49M |
|
2920
QuantumScape Corp
QS
$3.81B
| $3.19M | ﹤0.01% |
37,735
-14,391
| -28% | -$527K |
|
2921
National Fuel Gas
NFG
$7.78B
| $3.18M | ﹤0.01% |
77,314
-6,419
| -8% | -$267K |
|
2922
Assured Guaranty
AGO
$3.36B
| $3.18M | ﹤0.01% |
100,880
+20,042
| +25% | +$589K |
|
2923
MDU Resources
MDU
$4.29B
| $3.18M | ﹤0.01% |
317,162
-388,278
| -55% | -$3.63M |
|
2924
PUT
Occidental Petroleum
OXY
$58.6B
| $3.17M | ﹤0.01% |
183,368
-126,264
| -41% | -$1.73M |
|
|
SCHR
2925
Schwab Intermediately-Term US Treasury ETF
SCHR
$13.3B
| $3.17M | ﹤0.01% |
108,990
-7,238
| -6% | -$211K |
|
Similar funds
UBS Group's Q4 2020 Portfolio in Review
As of Q4 2020, UBS Group held 9,236 positions worth $296B, up 11% from $265B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group's Q4 2020 filing shows 1,125 new, 3,976 increased, 2,989 reduced and 738 closed positions. Its largest new stake was Vontier: 502,899 shares worth $16.8M. The largest sale was iShares Core MSCI EAFE ETF, an estimated $1.91B.
By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 10% a quarter earlier, followed by Financials and Consumer Discretionary.
- UBS Group's largest Q4 2020 buy was Vontier: 502,899 shares worth $16.8M.
- UBS Group added most to UBS Group in Q4 2020, an estimated $475M increase.
- UBS Group's biggest Q4 2020 reduction was iShares Core MSCI EAFE ETF, cutting an estimated $1.91B.
- UBS Group fully exited Delphi Technologies PLC Ordinary Shares in Q4 2020, selling an estimated $96.7M.
- UBS Group's ten largest holdings make up 14% of its $296B portfolio in Q4 2020.
- UBS Group opened 1,125 new positions and closed 738 in Q4 2020.
- UBS Group's portfolio value rose 11% quarter-over-quarter to $296B.
Based on UBS Group's 13F filing for Q4 2020, filed 11 Feb 2021.