UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$585M |
| 2 |
Gaotu Techedu
GOTU
|
+$389M |
| 3 |
iQIYI
IQ
|
+$383M |
| 4 |
iShares Russell 2000 ETF
IWM
|
+$345M |
| 5 |
iShares 20+ Year Treasury Bond ETF
TLT
|
+$341M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
TWTR
Twitter, Inc.
TWTR
|
+$482M |
| 2 |
Apple
AAPL
|
+$416M |
| 3 |
Microsoft
MSFT
|
+$402M |
| 4 |
Alibaba
BABA
|
+$295M |
| 5 |
Alphabet (Google) Class A
GOOGL
|
+$234M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 10.38% |
| 2 | Consumer Discretionary | 6.52% |
| 3 | Financials | 5.94% |
| 4 | Healthcare | 5.86% |
| 5 | Communication Services | 4.48% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2901
LiveRamp
RAMP
$2.3B
| $2.35M | ﹤0.01% |
45,310
-30,237
| -40% | -$1.51M |
|
2902
CALL
Vipshop
VIPS
$7.4B
| $2.35M | ﹤0.01% |
150,000
| – | – |
|
|
2903
PUT
Vipshop
VIPS
$7.4B
| $2.35M | ﹤0.01% |
+150,000
| New | +$2.94M |
|
2904
TFI International
TFII
$11.4B
| $2.35M | ﹤0.01% |
56,062
+12,522
| +29% | +$527K |
|
2905
Rocket Companies
RKT
$39B
| $2.34M | ﹤0.01% |
+117,597
| New | +$2.74M |
|
2906
Commault Systems
CVLT
$5.78B
| $2.34M | ﹤0.01% |
57,373
-37,916
| -40% | -$1.56M |
|
2907
Outfront Media
OUT
$5.29B
| $2.34M | ﹤0.01% |
163,390
-198,318
| -55% | -$2.97M |
|
2908
Middlesex Water
MSEX
$1.09B
| $2.34M | ﹤0.01% |
37,588
-4,814
| -11% | -$312K |
|
2909
CALL
iShares MSCI Mexico ETF
EWW
$1.91B
| $2.33M | ﹤0.01% |
70,000
-50,000
| -42% | -$1.65M |
|
|
NSA
2910
DELISTED
National Storage Affiliates Trust
NSA
| $2.33M | ﹤0.01% |
71,368
+14,636
| +26% | +$470K |
|
2911
John Hancock Multifactor Large Cap ETF
JHML
$1.2B
| $2.33M | ﹤0.01% |
55,882
-18,581
| -25% | -$763K |
|
2912
CALL
Monster Beverage
MNST
$89.6B
| $2.33M | ﹤0.01% |
+58,000
| New | +$2.29M |
|
|
PMF
2913
DELISTED
PIMCO Municipal Income Fund
PMF
| $2.32M | ﹤0.01% |
174,053
+11,718
| +7% | +$159K |
|
2914
CALL
State Street SPDR S&P Metals & Mining ETF
XME
$4.55B
| $2.32M | ﹤0.01% |
100,000
| – | – |
|
|
PACW
2915
DELISTED
PacWest Bancorp
PACW
| $2.32M | ﹤0.01% |
135,920
-32,362
| -19% | -$600K |
|
2916
BlackRock Floating Rate Income Trust
BGT
$328M
| $2.32M | ﹤0.01% |
206,525
-19,182
| -8% | -$216K |
|
2917
Hercules Capital
HTGC
$3.21B
| $2.31M | ﹤0.01% |
199,999
+15,512
| +8% | +$172K |
|
2918
iShares US Equity Factor ETF
LRGF
$3.71B
| $2.31M | ﹤0.01% |
69,584
-15,561
| -18% | -$511K |
|
|
MHN
2919
DELISTED
BlackRock MuniHoldings New Yrok Quality Fund
MHN
| $2.31M | ﹤0.01% |
171,574
-14,196
| -8% | -$195K |
|
2920
PUT
Travel + Leisure Co
TNL
$4.5B
| $2.31M | ﹤0.01% |
+75,000
| New | +$2.24M |
|
2921
EQT Corp
EQT
$33.8B
| $2.3M | ﹤0.01% |
178,155
-163,486
| -48% | -$2.4M |
|
|
MIME
2922
DELISTED
Mimecast Limited
MIME
| $2.3M | ﹤0.01% |
49,059
+522
| +1% | +$23.7K |
|
|
EMO
2923
ClearBridge Energy Midstream Opportunity Fund
EMO
$1.04B
| $2.29M | ﹤0.01% |
261,777
-5,327
| -2% | -$58.7K |
|
|
PHK
2924
PIMCO High Income Fund
PHK
$878M
| $2.29M | ﹤0.01% |
419,495
+32,550
| +8% | +$173K |
|
|
NBLX
2925
DELISTED
Noble Midstream Partners LP
NBLX
| $2.29M | ﹤0.01% |
313,550
-226,149
| -42% | -$1.91M |
|
Similar funds
UBS Group's Q3 2020 Portfolio in Review
As of Q3 2020, UBS Group held 8,885 positions worth $265B, up 12% from $237B the previous quarter. Its ten largest holdings account for 16% of the portfolio.
UBS Group's Q3 2020 filing shows 848 new, 3,196 increased, 3,640 reduced and 779 closed positions. Its largest new stake was Li Auto: 1,763,345 shares worth $30.7M. The largest sale was Twitter, Inc., an estimated $482M.
By sector, the portfolio is most concentrated in Technology at 10% of assets, down from 11% a quarter earlier, followed by Consumer Discretionary and Financials.
- UBS Group's largest Q3 2020 buy was Li Auto: 1,763,345 shares worth $30.7M.
- UBS Group added most to Invesco QQQ Trust in Q3 2020, an estimated $585M increase.
- UBS Group's biggest Q3 2020 reduction was Twitter, Inc., cutting an estimated $482M.
- UBS Group fully exited Caesars Entertainment Corporation in Q3 2020, selling an estimated $226M.
- UBS Group's ten largest holdings make up 16% of its $265B portfolio in Q3 2020.
- UBS Group opened 848 new positions and closed 779 in Q3 2020.
- UBS Group's portfolio value rose 12% quarter-over-quarter to $265B.
Based on UBS Group's 13F filing for Q3 2020, filed 12 Nov 2020.