UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$422M |
| 2 |
iShares US Treasury Bond ETF
GOVT
|
+$342M |
| 3 |
Mondelez International
MDLZ
|
+$328M |
| 4 |
SHPG
Shire pic
SHPG
|
+$323M |
| 5 |
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
|
+$258M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
MON
Monsanto Co
MON
|
+$658M |
| 2 |
COL
Rockwell Collins
COL
|
+$266M |
| 3 |
JWN
Nordstrom
JWN
|
+$264M |
| 4 |
Deutsche Bank
DB
|
+$258M |
| 5 |
Invesco QQQ Trust
QQQ
|
+$250M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 7.19% |
| 2 | Technology | 6.4% |
| 3 | Healthcare | 6.06% |
| 4 | Industrials | 4.94% |
| 5 | Consumer Discretionary | 4.69% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2901
StoneX
SNEX
$9.3B
| $2.49M | ﹤0.01% |
329,235
+47,006
| +17% | +$344K |
|
2902
Exponent
EXPO
$3.3B
| $2.49M | ﹤0.01% |
67,416
-1,712
| -2% | -$56.5K |
|
|
MPV
2903
Barings Participation Investors
MPV
$175M
| $2.49M | ﹤0.01% |
172,452
-11,860
| -6% | -$171K |
|
|
IIF
2904
Morgan Stanley India Investment Fund
IIF
$219M
| $2.48M | ﹤0.01% |
72,554
-28,869
| -28% | -$1M |
|
|
IVC
2905
DELISTED
Invacare Corporation
IVC
| $2.48M | ﹤0.01% |
157,538
+154,664
| +5,381% | +$2.21M |
|
|
BTO
2906
John Hancock Financial Opportunities Fund
BTO
$807M
| $2.48M | ﹤0.01% |
66,562
+4,755
| +8% | +$165K |
|
2907
Commercial Metals
CMC
$7.62B
| $2.48M | ﹤0.01% |
130,291
+78,655
| +152% | +$1.47M |
|
2908
Nuveen Real Asset Income & Growth Fund
JRI
$353M
| $2.48M | ﹤0.01% |
137,737
+118,225
| +606% | +$2.13M |
|
2909
CALL
KKR & Co
KKR
$92.4B
| $2.48M | ﹤0.01% |
121,800
-42,000
| -26% | -$797K |
|
2910
State Street SPDR Portfolio Long Term Corporate Bond ETF
SPLB
$1.16B
| $2.48M | ﹤0.01% |
88,184
-65,526
| -43% | -$1.83M |
|
2911
HubSpot
HUBS
$12.5B
| $2.47M | ﹤0.01% |
29,408
+10,536
| +56% | +$754K |
|
2912
CALL
Golar LNG
GLNG
$4.96B
| $2.47M | ﹤0.01% |
109,200
| – | – |
|
2913
PUT
Boston Beer
SAM
$1.92B
| $2.47M | ﹤0.01% |
15,800
-7,400
| -32% | -$1.08M |
|
|
TTP
2914
DELISTED
TORTOISE PIPELINE & ENERGY FUND, INC.
TTP
| $2.47M | ﹤0.01% |
32,025
-23,930
| -43% | -$1.82M |
|
2915
Sonoco
SON
$5.54B
| $2.46M | ﹤0.01% |
48,878
-8,560
| -15% | -$422K |
|
2916
ALPS Strategic Income Fund
RIGS
$60.9M
| $2.46M | ﹤0.01% |
96,757
+345
| +0.4% | +$8.76K |
|
|
DEA
2917
Easterly Government Properties
DEA
$1.16B
| $2.46M | ﹤0.01% |
47,621
+981
| +2% | +$49.3K |
|
2918
ProShares DJ Brookfield Global Infrastructure ETF
TOLZ
$176M
| $2.46M | ﹤0.01% |
57,066
+75
| +0.1% | +$3.26K |
|
2919
PUT
Nu Skin
NUS
$256M
| $2.46M | ﹤0.01% |
40,000
-40,000
| -50% | -$2.46M |
|
2920
Invesco Next Gen Media and Gaming ETF
GGME
$44.6M
| $2.45M | ﹤0.01% |
88,096
-132,107
| -60% | -$3.68M |
|
2921
Jacobs Solutions
J
$16.4B
| $2.45M | ﹤0.01% |
50,850
-55,749
| -52% | -$2.49M |
|
2922
CALL
CF Industries
CF
$18.5B
| $2.45M | ﹤0.01% |
+69,600
| New | +$2.15M |
|
2923
PUT
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$26.6B
| $2.45M | ﹤0.01% |
7,500
-52,400
| -87% | -$16.7M |
|
2924
LXP Industrial Trust
LXP
$3.57B
| $2.45M | ﹤0.01% |
47,870
+8,293
| +21% | +$414K |
|
|
BRW
2925
Saba Capital Income & Opportunities Fund
BRW
$340M
| $2.44M | ﹤0.01% |
233,774
+3,946
| +2% | +$41.4K |
|
Similar funds
UBS Group's Q3 2017 Portfolio in Review
As of Q3 2017, UBS Group held 8,493 positions worth $216B, up 12% from $193B the previous quarter. Its ten largest holdings account for 16% of the portfolio.
UBS Group deployed $15.2B of net new capital in Q3 2017, opening 749 new positions and adding to 3,978 existing holdings. Its largest new stake was Baker Hughes: 613,477 shares worth $22.5M.
By sector, the portfolio is most concentrated in Financials at 7.2% of assets, down from 7.7% a quarter earlier, followed by Technology and Healthcare.
On the sell side, the largest reduction was Monsanto Co, an estimated $658M trimmed.
- UBS Group's largest Q3 2017 buy was Baker Hughes: 613,477 shares worth $22.5M.
- UBS Group added most to State Street SPDR S&P 500 ETF Trust in Q3 2017, an estimated $422M increase.
- UBS Group's biggest Q3 2017 reduction was Monsanto Co, cutting an estimated $658M.
- UBS Group fully exited Oneok Partners LP in Q3 2017, selling an estimated $218M.
- UBS Group's ten largest holdings make up 16% of its $216B portfolio in Q3 2017.
- UBS Group opened 749 new positions and closed 707 in Q3 2017.
- UBS Group's portfolio value rose 12% quarter-over-quarter to $216B.
Based on UBS Group's 13F filing for Q3 2017, filed 14 Nov 2017.