UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$541M |
| 2 |
Microsoft
MSFT
|
+$517M |
| 3 |
Meta Platforms (Facebook)
META
|
+$493M |
| 4 |
Willis Towers Watson
WTW
|
+$405M |
| 5 |
Amazon
AMZN
|
+$372M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$626M |
| 2 |
WORK
Slack Technologies, Inc.
WORK
|
+$282M |
| 3 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$217M |
| 4 |
Adobe
ADBE
|
+$201M |
| 5 |
Danaher
DHR
|
+$188M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.18% |
| 2 | Financials | 7.26% |
| 3 | Consumer Discretionary | 6.08% |
| 4 | Healthcare | 6.04% |
| 5 | Communication Services | 4.98% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2876
WisdomTree International MidCap Dividend Fund
DIM
$170M
| $4.14M | ﹤0.01% |
61,856
+1,236
| +2% | +$85.4K |
|
2877
iShares JPMorgan EM Corporate Bond ETF
CEMB
$412M
| $4.14M | ﹤0.01% |
79,760
-2,442
| -3% | -$128K |
|
2878
United Bankshares
UBSI
$6.62B
| $4.13M | ﹤0.01% |
113,485
-66,400
| -37% | -$2.32M |
|
|
FSD
2879
DELISTED
FIRST TRUST HIGH INCOME LONG/SHORT FUND
FSD
| $4.13M | ﹤0.01% |
259,632
+96,692
| +59% | +$1.54M |
|
2880
Fresenius Medical Care
FMS
$12.9B
| $4.12M | ﹤0.01% |
117,941
+11,048
| +10% | +$432K |
|
2881
CALL
B&G Foods
BGS
$286M
| $4.12M | ﹤0.01% |
137,900
+24,300
| +21% | +$729K |
|
2882
BlackRock MuniHoldings California Quality Fund
MUC
$1.01B
| $4.12M | ﹤0.01% |
262,888
-784
| -0.3% | -$12.5K |
|
2883
First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund
MDIV
$428M
| $4.11M | ﹤0.01% |
250,667
-12,141
| -5% | -$202K |
|
2884
First Hawaiian
FHB
$3.35B
| $4.11M | ﹤0.01% |
140,043
-114,508
| -45% | -$3.18M |
|
2885
SSR Mining
SSRM
$6.48B
| $4.11M | ﹤0.01% |
282,190
-7,011
| -2% | -$111K |
|
2886
CALL
GoodRx Holdings
GDRX
$1.26B
| $4.1M | ﹤0.01% |
+100,000
| New | +$3.63M |
|
|
RPAI
2887
DELISTED
RETAIL PROPERTIES OF AMERICA, INC.
RPAI
| $4.1M | ﹤0.01% |
318,357
+311,209
| +4,354% | +$3.89M |
|
2888
Innovator S&P Investment Grade Preferred ETF
EPRF
$68.2M
| $4.08M | ﹤0.01% |
169,605
+38,209
| +29% | +$930K |
|
2889
CALL
Itaú Unibanco
ITUB
$87.5B
| $4.07M | ﹤0.01% |
1,062,250
-932,208
| -47% | -$3.82M |
|
2890
KT
KT
$8.81B
| $4.07M | ﹤0.01% |
299,003
+200,306
| +203% | +$2.84M |
|
|
CNH
2891
PUT
CNH Industrial
CNH
$17.5B
| $4.07M | ﹤0.01% |
281,505
| – | – |
|
2892
CALL
Cloudflare
NET
$107B
| $4.07M | ﹤0.01% |
36,100
+100
| +0.3% | +$11.9K |
|
2893
Aramark
ARMK
$14.7B
| $4.05M | ﹤0.01% |
170,743
+8,098
| +5% | +$200K |
|
|
ESGR
2894
DELISTED
Enstar Group
ESGR
| $4.05M | ﹤0.01% |
17,256
-1,969
| -10% | -$480K |
|
|
VNET
2895
VNET Group
VNET
$2.09B
| $4.05M | ﹤0.01% |
233,777
+3,428
| +1% | +$63.8K |
|
2896
Transocean
RIG
$5.82B
| $4.05M | ﹤0.01% |
1,067,662
+9,871
| +0.9% | +$35.9K |
|
2897
PUT
Fastly Inc
FSLY
$3.66B
| $4.04M | ﹤0.01% |
100,000
| – | – |
|
|
JWN
2898
DELISTED
Nordstrom
JWN
| $4.04M | ﹤0.01% |
152,774
-17,253
| -10% | -$551K |
|
2899
iShares Emerging Markets Equity Factor ETF
EMGF
$1.87B
| $4.04M | ﹤0.01% |
78,227
+2,719
| +4% | +$143K |
|
2900
Rayonier
RYN
$6.55B
| $4.03M | ﹤0.01% |
124,529
+30,721
| +33% | +$1.03M |
|
Similar funds
UBS Group's Q3 2021 Portfolio in Review
As of Q3 2021, UBS Group held 10,865 positions worth $318B, up 2.4% from $310B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group deployed $12.8B of net new capital in Q3 2021, opening 1,329 new positions and adding to 3,996 existing holdings. Its largest new stake was Dimensional World ex US Core Equity 2 ETF: 1,947,829 shares worth $50.4M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 12% a quarter earlier, followed by Financials and Consumer Discretionary.
On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $626M trimmed.
- UBS Group's largest Q3 2021 buy was Dimensional World ex US Core Equity 2 ETF: 1,947,829 shares worth $50.4M.
- UBS Group added most to Apple in Q3 2021, an estimated $541M increase.
- UBS Group's biggest Q3 2021 reduction was Invesco QQQ Trust, cutting an estimated $626M.
- UBS Group fully exited Slack Technologies, Inc. in Q3 2021, selling an estimated $282M.
- UBS Group's ten largest holdings make up 14% of its $318B portfolio in Q3 2021.
- UBS Group opened 1,329 new positions and closed 1,129 in Q3 2021.
- UBS Group's portfolio value rose 2.4% quarter-over-quarter to $318B.
Based on UBS Group's 13F filing for Q3 2021, filed 15 Nov 2021.