UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$422M |
| 2 |
iShares US Treasury Bond ETF
GOVT
|
+$342M |
| 3 |
Mondelez International
MDLZ
|
+$328M |
| 4 |
SHPG
Shire pic
SHPG
|
+$323M |
| 5 |
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
|
+$258M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
MON
Monsanto Co
MON
|
+$658M |
| 2 |
COL
Rockwell Collins
COL
|
+$266M |
| 3 |
JWN
Nordstrom
JWN
|
+$264M |
| 4 |
Deutsche Bank
DB
|
+$258M |
| 5 |
Invesco QQQ Trust
QQQ
|
+$250M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 7.19% |
| 2 | Technology | 6.4% |
| 3 | Healthcare | 6.06% |
| 4 | Industrials | 4.94% |
| 5 | Consumer Discretionary | 4.69% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2876
Silicon Laboratories
SLAB
$7.19B
| $2.55M | ﹤0.01% |
31,885
+28,203
| +766% | +$2.1M |
|
|
AMJ
2877
DELISTED
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
| $2.55M | ﹤0.01% |
90,246
-3,326
| -4% | -$95.6K |
|
2878
CALL
Halliburton
HAL
$26.8B
| $2.54M | ﹤0.01% |
55,300
-521,150
| -90% | -$21.8M |
|
2879
NorthWestern Energy
NWE
$4.27B
| $2.54M | ﹤0.01% |
44,669
+30,346
| +212% | +$1.81M |
|
2880
Clearway Energy Class C
CWEN
$4.97B
| $2.54M | ﹤0.01% |
131,643
-120,845
| -48% | -$2.24M |
|
2881
Brixmor Property Group
BRX
$9.66B
| $2.54M | ﹤0.01% |
135,095
-386,201
| -74% | -$7.34M |
|
|
DMC
2882
Del Monte Corp
DMC
$1.42B
| $2.54M | ﹤0.01% |
55,821
+26,188
| +88% | +$1.27M |
|
|
IBKC
2883
DELISTED
IBERIABANK Corp
IBKC
| $2.54M | ﹤0.01% |
30,874
+10,699
| +53% | +$840K |
|
|
JPXN
2884
iShares JPX-Nikkei 400 ETF
JPXN
$135M
| $2.53M | ﹤0.01% |
41,924
+41,121
| +5,121% | +$2.44M |
|
|
GGP
2885
CALL
DELISTED
GGP Inc.
GGP
| $2.53M | ﹤0.01% |
+121,800
| New | +$2.67M |
|
|
HTO
2886
H2O America
HTO
$2.6B
| $2.53M | ﹤0.01% |
44,625
+567
| +1% | +$30.5K |
|
|
CVSA
2887
Covista Inc
CVSA
$4.3B
| $2.52M | ﹤0.01% |
70,454
-28,746
| -29% | -$982K |
|
|
SIOX
2888
CALL
DELISTED
Sio Gene Therapies Inc. Common Stock
SIOX
| $2.52M | ﹤0.01% |
+45,838
| New | +$7.73M |
|
2889
CALL
3M
MMM
$91.7B
| $2.52M | ﹤0.01% |
14,352
+8,133
| +131% | +$1.41M |
|
|
IPG
2890
CALL
DELISTED
Interpublic Group of Companies
IPG
| $2.52M | ﹤0.01% |
121,100
+94,100
| +349% | +$2.05M |
|
2891
LCI Industries
LCII
$2.52B
| $2.51M | ﹤0.01% |
21,691
+1,577
| +8% | +$161K |
|
|
LSXMA
2892
DELISTED
Liberty Media Corporation Series A Liberty SiriusXM Common Stock
LSXMA
| $2.51M | ﹤0.01% |
83,033
-53,306
| -39% | -$1.65M |
|
2893
California Water Service
CWT
$3.1B
| $2.51M | ﹤0.01% |
65,825
+6,697
| +11% | +$253K |
|
|
AL
2894
DELISTED
Air Lease Corp
AL
| $2.51M | ﹤0.01% |
58,894
-289
| -0.5% | -$11.5K |
|
2895
Gogo Inc
GOGO
$611M
| $2.51M | ﹤0.01% |
212,590
+65,221
| +44% | +$832K |
|
2896
Applied Industrial Technologies
AIT
$12.9B
| $2.5M | ﹤0.01% |
38,073
+6,630
| +21% | +$385K |
|
2897
Ericsson
ERIC
$32.9B
| $2.5M | ﹤0.01% |
435,264
-586,014
| -57% | -$3.62M |
|
2898
iShares MSCI Emerging Markets Asia ETF
EEMA
$833M
| $2.5M | ﹤0.01% |
35,897
+7,958
| +28% | +$544K |
|
|
MYF
2899
DELISTED
Blackrock Muni Yield Investment Fund, Inc.
MYF
| $2.5M | ﹤0.01% |
163,229
-10,179
| -6% | -$162K |
|
|
SAGE
2900
CALL
DELISTED
Sage Therapeutics
SAGE
| $2.49M | ﹤0.01% |
+40,000
| New | +$3.14M |
|
Similar funds
UBS Group's Q3 2017 Portfolio in Review
As of Q3 2017, UBS Group held 8,493 positions worth $216B, up 12% from $193B the previous quarter. Its ten largest holdings account for 16% of the portfolio.
UBS Group deployed $15.2B of net new capital in Q3 2017, opening 749 new positions and adding to 3,978 existing holdings. Its largest new stake was Baker Hughes: 613,477 shares worth $22.5M.
By sector, the portfolio is most concentrated in Financials at 7.2% of assets, down from 7.7% a quarter earlier, followed by Technology and Healthcare.
On the sell side, the largest reduction was Monsanto Co, an estimated $658M trimmed.
- UBS Group's largest Q3 2017 buy was Baker Hughes: 613,477 shares worth $22.5M.
- UBS Group added most to State Street SPDR S&P 500 ETF Trust in Q3 2017, an estimated $422M increase.
- UBS Group's biggest Q3 2017 reduction was Monsanto Co, cutting an estimated $658M.
- UBS Group fully exited Oneok Partners LP in Q3 2017, selling an estimated $218M.
- UBS Group's ten largest holdings make up 16% of its $216B portfolio in Q3 2017.
- UBS Group opened 749 new positions and closed 707 in Q3 2017.
- UBS Group's portfolio value rose 12% quarter-over-quarter to $216B.
Based on UBS Group's 13F filing for Q3 2017, filed 14 Nov 2017.