UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$440M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$390M |
| 3 |
CRH
CRH
|
+$275M |
| 4 |
Advanced Micro Devices
AMD
|
+$228M |
| 5 |
iShares MSCI EAFE ETF
EFA
|
+$213M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
NVIDIA
NVDA
|
+$538M |
| 2 |
iShares MSCI ACWI ETF
ACWI
|
+$473M |
| 3 |
State Street Financial Select Sector SPDR ETF
XLF
|
+$397M |
| 4 |
Microsoft
MSFT
|
+$366M |
| 5 |
UnitedHealth
UNH
|
+$312M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.42% |
| 2 | Financials | 6.7% |
| 3 | Healthcare | 6.28% |
| 4 | Consumer Discretionary | 5.01% |
| 5 | Industrials | 4.22% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2851
UMB Financial
UMBF
$11.1B
| $3.78M | ﹤0.01% |
60,911
+40,479
| +198% | +$2.63M |
|
2852
NorthWestern Energy
NWE
$4.38B
| $3.77M | ﹤0.01% |
78,358
-18,321
| -19% | -$977K |
|
2853
iShares US Telecommunications ETF
IYZ
$1.22B
| $3.76M | ﹤0.01% |
176,693
+60,828
| +52% | +$1.34M |
|
2854
Alkermes
ALKS
$8.29B
| $3.76M | ﹤0.01% |
134,066
+112,803
| +531% | +$3.31M |
|
2855
PUT
State Street
STT
$51.3B
| $3.74M | ﹤0.01% |
55,900
| – | – |
|
|
SRC
2856
DELISTED
SPIRIT REALTY CAPITAL, INC.
SRC
| $3.74M | ﹤0.01% |
111,503
+49,124
| +79% | +$1.89M |
|
2857
SLR Investment Corp
SLRC
$708M
| $3.73M | ﹤0.01% |
242,678
-23,335
| -9% | -$351K |
|
2858
First Interstate BancSystem
FIBK
$3.56B
| $3.73M | ﹤0.01% |
149,370
+87,710
| +142% | +$2.29M |
|
2859
Columbia Banking Systems
COLB
$8.84B
| $3.72M | ﹤0.01% |
183,408
+161,083
| +722% | +$3.36M |
|
2860
Invesco Oil & Gas Services ETF
PXJ
$64.2M
| $3.72M | ﹤0.01% |
120,790
+104,555
| +644% | +$3.05M |
|
2861
Symbotic
SYM
$5.21B
| $3.71M | ﹤0.01% |
110,951
+14,170
| +15% | +$583K |
|
2862
CALL
Keysight
KEYS
$57.3B
| $3.7M | ﹤0.01% |
28,000
| – | – |
|
2863
Honda
HMC
$41.2B
| $3.7M | ﹤0.01% |
110,117
-56,251
| -34% | -$1.81M |
|
2864
WPP
WPP
$5.76B
| $3.7M | ﹤0.01% |
83,068
-1,018
| -1% | -$50.8K |
|
2865
iShares Currency Hedged MSCI Eurozone ETF
HEZU
$585M
| $3.7M | ﹤0.01% |
120,284
+2,837
| +2% | +$89.6K |
|
2866
Banco Bradesco
BBD
$36.3B
| $3.7M | ﹤0.01% |
1,297,255
-3,059,221
| -70% | -$9.68M |
|
2867
CALL
Legend Biotech
LEGN
$4B
| $3.69M | ﹤0.01% |
+55,000
| New | +$3.82M |
|
2868
Par Pacific Holdings
PARR
$3.59B
| $3.69M | ﹤0.01% |
102,651
-46,345
| -31% | -$1.52M |
|
|
ETO
2869
Eaton Vance Tax-Advantaged Global Dividend Opportunities Fund
ETO
$524M
| $3.69M | ﹤0.01% |
172,727
-4,232
| -2% | -$96.3K |
|
2870
CALL
Pultegroup
PHM
$24.8B
| $3.68M | ﹤0.01% |
+49,700
| New | +$3.96M |
|
2871
Revolve Group
RVLV
$1.73B
| $3.68M | ﹤0.01% |
270,131
-43,807
| -14% | -$698K |
|
2872
ALPS Strategic Income Fund
RIGS
$60.5M
| $3.67M | ﹤0.01% |
165,844
-1,930
| -1% | -$43.4K |
|
|
ARTY
2873
iShares Future AI & Tech ETF
ARTY
$3.78B
| $3.67M | ﹤0.01% |
120,220
-3,011
| -2% | -$97.2K |
|
2874
UiPath
PATH
$8.08B
| $3.66M | ﹤0.01% |
213,931
-8,557
| -4% | -$142K |
|
2875
Nuveen New York Municipal Value Fund
NNY
$156M
| $3.66M | ﹤0.01% |
456,885
+34,144
| +8% | +$284K |
|
Similar funds
UBS Group's Q3 2023 Portfolio in Review
As of Q3 2023, UBS Group held 10,416 positions worth $290B, down 2% from $296B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
UBS Group's Q3 2023 filing shows 1,615 new, 3,254 increased, 4,100 reduced and 999 closed positions. Its largest new stake was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M. The largest sale was NVIDIA, an estimated $538M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 13% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q3 2023 buy was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M.
- UBS Group added most to Invesco QQQ Trust in Q3 2023, an estimated $440M increase.
- UBS Group's biggest Q3 2023 reduction was NVIDIA, cutting an estimated $538M.
- UBS Group fully exited Magellan Midstream Partners, L.P. in Q3 2023, selling an estimated $245M.
- UBS Group's ten largest holdings make up 15% of its $290B portfolio in Q3 2023.
- UBS Group opened 1,615 new positions and closed 999 in Q3 2023.
- UBS Group's portfolio value fell 2% quarter-over-quarter to $290B.
Based on UBS Group's 13F filing for Q3 2023, filed 9 Nov 2023.