UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$541M |
| 2 |
Microsoft
MSFT
|
+$517M |
| 3 |
Meta Platforms (Facebook)
META
|
+$493M |
| 4 |
Willis Towers Watson
WTW
|
+$405M |
| 5 |
Amazon
AMZN
|
+$372M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$626M |
| 2 |
WORK
Slack Technologies, Inc.
WORK
|
+$282M |
| 3 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$217M |
| 4 |
Adobe
ADBE
|
+$201M |
| 5 |
Danaher
DHR
|
+$188M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.18% |
| 2 | Financials | 7.26% |
| 3 | Consumer Discretionary | 6.08% |
| 4 | Healthcare | 6.04% |
| 5 | Communication Services | 4.98% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2851
UiPath
PATH
$7.8B
| $4.24M | ﹤0.01% |
80,485
+62,638
| +351% | +$3.79M |
|
2852
Ennis
EBF
$564M
| $4.23M | ﹤0.01% |
224,427
+13,076
| +6% | +$257K |
|
2853
Nuveen New York AMT-Free Quality Municipal Income Fund
NRK
$912M
| $4.23M | ﹤0.01% |
305,800
+32,274
| +12% | +$458K |
|
2854
10x Genomics
TXG
$6.61B
| $4.23M | ﹤0.01% |
29,042
+4,245
| +17% | +$729K |
|
|
CLVS
2855
DELISTED
Clovis Oncology, Inc.
CLVS
| $4.23M | ﹤0.01% |
947,503
+648,662
| +217% | +$3.12M |
|
2856
Davis Select International ETF
DINT
$295M
| $4.21M | ﹤0.01% |
214,277
-14,118
| -6% | -$292K |
|
|
KDMN
2857
DELISTED
Kadmon Holdings, Inc.
KDMN
| $4.21M | ﹤0.01% |
483,932
+259,091
| +115% | +$1.48M |
|
|
JOYY
2858
DELISTED
Infusive Compounding Global Equities ETF
JOYY
| $4.21M | ﹤0.01% |
131,242
-32,927
| -20% | -$1.11M |
|
2859
PUT
Silicon Laboratories
SLAB
$7.23B
| $4.21M | ﹤0.01% |
+30,000
| New | +$4.5M |
|
2860
State Street SPDR NYSE Technology ETF
XNTK
$2.23B
| $4.2M | ﹤0.01% |
26,857
-1,226
| -4% | -$196K |
|
|
EXAS
2861
PUT
DELISTED
Exact Sciences
EXAS
| $4.2M | ﹤0.01% |
44,000
-30,000
| -41% | -$3.17M |
|
|
AMRN
2862
Amarin Corp
AMRN
$303M
| $4.2M | ﹤0.01% |
41,123
-71
| -0.2% | -$6.98K |
|
2863
Invesco Global Water ETF
PIO
$283M
| $4.2M | ﹤0.01% |
105,659
+895
| +0.9% | +$37.5K |
|
2864
Alnylam Pharmaceuticals
ALNY
$29.3B
| $4.19M | ﹤0.01% |
22,192
+3,543
| +19% | +$665K |
|
2865
Sabre
SABR
$835M
| $4.19M | ﹤0.01% |
353,718
-38,098
| -10% | -$432K |
|
|
GPM
2866
DELISTED
Guggenheim Enhanced Equity Income Fund
GPM
| $4.19M | ﹤0.01% |
451,055
+6,621
| +1% | +$60.8K |
|
2867
Installed Building Products
IBP
$6.49B
| $4.18M | ﹤0.01% |
39,006
-25,375
| -39% | -$3.02M |
|
2868
iShares S&P India Nifty 50 Index Fund
INDY
$569M
| $4.17M | ﹤0.01% |
80,911
+2,355
| +3% | +$116K |
|
2869
Cambria Shareholder Yield ETF
SYLD
$1.01B
| $4.17M | ﹤0.01% |
69,351
+33,670
| +94% | +$2.08M |
|
2870
DXC Technology
DXC
$1.73B
| $4.16M | ﹤0.01% |
123,869
-132,811
| -52% | -$5.03M |
|
2871
Invesco Dividend Achievers ETF
PFM
$808M
| $4.15M | ﹤0.01% |
115,454
-72,486
| -39% | -$2.69M |
|
2872
First Trust S&P REIT Index Fund
FRI
$204M
| $4.15M | ﹤0.01% |
146,662
+121,269
| +478% | +$3.54M |
|
2873
PUT
Suncor Energy
SU
$70.3B
| $4.15M | ﹤0.01% |
+200,000
| New | +$4M |
|
2874
Gulfport Energy Corp
GPOR
$2.88B
| $4.14M | ﹤0.01% |
50,405
+1,311
| +3% | +$91.3K |
|
2875
FTAI Aviation
FTAI
$22.2B
| $4.14M | ﹤0.01% |
191,117
+25,647
| +15% | +$614K |
|
Similar funds
UBS Group's Q3 2021 Portfolio in Review
As of Q3 2021, UBS Group held 10,865 positions worth $318B, up 2.4% from $310B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group deployed $12.8B of net new capital in Q3 2021, opening 1,329 new positions and adding to 3,996 existing holdings. Its largest new stake was Dimensional World ex US Core Equity 2 ETF: 1,947,829 shares worth $50.4M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 12% a quarter earlier, followed by Financials and Consumer Discretionary.
On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $626M trimmed.
- UBS Group's largest Q3 2021 buy was Dimensional World ex US Core Equity 2 ETF: 1,947,829 shares worth $50.4M.
- UBS Group added most to Apple in Q3 2021, an estimated $541M increase.
- UBS Group's biggest Q3 2021 reduction was Invesco QQQ Trust, cutting an estimated $626M.
- UBS Group fully exited Slack Technologies, Inc. in Q3 2021, selling an estimated $282M.
- UBS Group's ten largest holdings make up 14% of its $318B portfolio in Q3 2021.
- UBS Group opened 1,329 new positions and closed 1,129 in Q3 2021.
- UBS Group's portfolio value rose 2.4% quarter-over-quarter to $318B.
Based on UBS Group's 13F filing for Q3 2021, filed 15 Nov 2021.