UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares US Treasury Bond ETF
GOVT
|
+$469M |
| 2 |
Fidelity National Information Services
FIS
|
+$352M |
| 3 |
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
|
+$337M |
| 4 |
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
|
+$316M |
| 5 |
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
|
+$292M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$1.92B |
| 2 |
UBS Group
UBS
|
+$1.46B |
| 3 |
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
|
+$547M |
| 4 |
Microsoft
MSFT
|
+$461M |
| 5 |
VanEck Junior Gold Miners ETF
GDXJ
|
+$433M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 9.47% |
| 2 | Financials | 6.72% |
| 3 | Healthcare | 6.27% |
| 4 | Consumer Discretionary | 5.76% |
| 5 | Industrials | 5.12% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2851
StoneCo
STNE
$2.58B
| $3.07M | ﹤0.01% |
88,141
+21,515
| +32% | +$717K |
|
2852
WisdomTree Global ex-U.S. Quality Growth Fund
DNL
$501M
| $3.06M | ﹤0.01% |
105,254
-2,248
| -2% | -$64.8K |
|
|
SFBS
2853
ServisFirst Bancshares
SFBS
$4.86B
| $3.06M | ﹤0.01% |
92,187
+38,212
| +71% | +$1.23M |
|
2854
Trustmark
TRMK
$2.75B
| $3.05M | ﹤0.01% |
89,426
+26,525
| +42% | +$893K |
|
|
MTLS
2855
Materialise
MTLS
$396M
| $3.05M | ﹤0.01% |
164,981
-36,851
| -18% | -$687K |
|
|
AZPN
2856
DELISTED
ASPEN TECHNOLOGY INC
AZPN
| $3.05M | ﹤0.01% |
24,769
+10,140
| +69% | +$1.25M |
|
2857
State Street SPDR S&P Health Care Services ETF
XHS
$208M
| $3.04M | ﹤0.01% |
48,871
-583
| -1% | -$38.3K |
|
2858
CALL
Transocean
RIG
$5.82B
| $3.03M | ﹤0.01% |
678,456
+570,356
| +528% | +$3.03M |
|
2859
Paylocity
PCTY
$7.98B
| $3.03M | ﹤0.01% |
31,051
-2,525
| -8% | -$259K |
|
2860
BlackRock MuniYield New York Quality Fund
MYN
$377M
| $3.03M | ﹤0.01% |
231,946
+18,747
| +9% | +$244K |
|
|
DEA
2861
Easterly Government Properties
DEA
$1.18B
| $3.03M | ﹤0.01% |
56,872
-27,304
| -32% | -$1.36M |
|
|
RMI
2862
RiverNorth Opportunistic Municipal Income Fund
RMI
$100M
| $3.03M | ﹤0.01% |
136,221
+32,164
| +31% | +$709K |
|
2863
First Financial Bancorp
FFBC
$3.53B
| $3.03M | ﹤0.01% |
123,638
+46,925
| +61% | +$1.13M |
|
2864
BlackLine
BL
$1.72B
| $3.02M | ﹤0.01% |
63,260
+27,291
| +76% | +$1.36M |
|
2865
Southwest Gas
SWX
$6.67B
| $3.02M | ﹤0.01% |
33,223
+4,089
| +14% | +$367K |
|
2866
CareTrust REIT
CTRE
$9.74B
| $3.02M | ﹤0.01% |
128,595
+72,454
| +129% | +$1.7M |
|
2867
AAR Corp
AIR
$5.76B
| $3.02M | ﹤0.01% |
73,336
+58,553
| +396% | +$2.46M |
|
2868
Nuveen ESG Large-Cap Growth ETF
NULG
$2.78B
| $3.02M | ﹤0.01% |
79,309
+28,059
| +55% | +$1.06M |
|
|
ASAP
2869
DELISTED
Waitr Holdings Inc. Common Stock
ASAP
| $3.02M | ﹤0.01% |
+117,417
| New | +$7.54M |
|
|
CSFL
2870
DELISTED
CenterState Bank Corporation Common Stock
CSFL
| $3.02M | ﹤0.01% |
125,739
+93,927
| +295% | +$2.19M |
|
2871
SSR Mining
SSRM
$6.48B
| $3.02M | ﹤0.01% |
207,626
-94,255
| -31% | -$1.45M |
|
2872
Invesco Next Gen Connectivity ETF
KNCT
$161M
| $3.01M | ﹤0.01% |
53,509
-59,922
| -53% | -$3.45M |
|
2873
Intellia Therapeutics
NTLA
$1.67B
| $3.01M | ﹤0.01% |
225,714
+71,391
| +46% | +$1.14M |
|
2874
John Wiley & Sons Class A
WLY
$2.66B
| $3.01M | ﹤0.01% |
68,594
-5,152
| -7% | -$230K |
|
2875
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
$2.83B
| $3.01M | ﹤0.01% |
58,711
-1,276
| -2% | -$64.4K |
|
Similar funds
UBS Group's Q3 2019 Portfolio in Review
As of Q3 2019, UBS Group held 8,655 positions worth $260B, up 0.05% from $260B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group's Q3 2019 filing shows 737 new, 4,060 increased, 2,893 reduced and 594 closed positions. Its largest new stake was Invesco S&P Ultra Dividend Revenue ETF: 1,020,769 shares worth $38.5M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $1.92B.
By sector, the portfolio is most concentrated in Technology at 9.5% of assets, down from 9.7% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q3 2019 buy was Invesco S&P Ultra Dividend Revenue ETF: 1,020,769 shares worth $38.5M.
- UBS Group added most to iShares US Treasury Bond ETF in Q3 2019, an estimated $469M increase.
- UBS Group's biggest Q3 2019 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.92B.
- UBS Group fully exited OAKTREE CAPITAL GROUP, LLC in Q3 2019, selling an estimated $172M.
- UBS Group's ten largest holdings make up 14% of its $260B portfolio in Q3 2019.
- UBS Group opened 737 new positions and closed 594 in Q3 2019.
- UBS Group's portfolio value rose 0.05% quarter-over-quarter to $260B.
Based on UBS Group's 13F filing for Q3 2019, filed 14 Nov 2019.