UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$422M |
| 2 |
iShares US Treasury Bond ETF
GOVT
|
+$342M |
| 3 |
Mondelez International
MDLZ
|
+$328M |
| 4 |
SHPG
Shire pic
SHPG
|
+$323M |
| 5 |
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
|
+$258M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
MON
Monsanto Co
MON
|
+$658M |
| 2 |
COL
Rockwell Collins
COL
|
+$266M |
| 3 |
JWN
Nordstrom
JWN
|
+$264M |
| 4 |
Deutsche Bank
DB
|
+$258M |
| 5 |
Invesco QQQ Trust
QQQ
|
+$250M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 7.19% |
| 2 | Technology | 6.4% |
| 3 | Healthcare | 6.06% |
| 4 | Industrials | 4.94% |
| 5 | Consumer Discretionary | 4.69% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
PEGI
2851
DELISTED
Pattern Energy Group Inc. Class A
PEGI
| $2.6M | ﹤0.01% |
107,734
+47,500
| +79% | +$1.18M |
|
|
CHY
2852
Calamos Convertible and High Income Fund
CHY
$1.01B
| $2.59M | ﹤0.01% |
218,026
+25,289
| +13% | +$299K |
|
|
CTO
2853
CTO Realty Growth
CTO
$841M
| $2.59M | ﹤0.01% |
159,138
+394
| +0.2% | +$5.95K |
|
2854
iShares Morningstar Multi-Asset Income ETF
IYLD
$125M
| $2.59M | ﹤0.01% |
100,029
-5,281
| -5% | -$135K |
|
|
EXK
2855
Endeavour Silver
EXK
$2.21B
| $2.59M | ﹤0.01% |
1,087,437
-125,941
| -10% | -$324K |
|
|
INFO
2856
DELISTED
IHS Markit Ltd. Common Shares
INFO
| $2.59M | ﹤0.01% |
58,744
-32,440
| -36% | -$1.5M |
|
|
AMRN
2857
Amarin Corp
AMRN
$298M
| $2.59M | ﹤0.01% |
36,971
-1,303
| -3% | -$92.3K |
|
2858
MasTec
MTZ
$20.7B
| $2.58M | ﹤0.01% |
55,572
+645
| +1% | +$28.1K |
|
|
FEN
2859
DELISTED
First Trust Energy Income and Growth Fund
FEN
| $2.58M | ﹤0.01% |
104,496
+7,207
| +7% | +$178K |
|
2860
AAR Corp
AIR
$5.63B
| $2.57M | ﹤0.01% |
68,095
-1,038
| -2% | -$37.6K |
|
|
LSI
2861
DELISTED
Life Storage, Inc.
LSI
| $2.57M | ﹤0.01% |
47,132
-3,030
| -6% | -$152K |
|
2862
Murphy USA
MUSA
$10.9B
| $2.57M | ﹤0.01% |
37,193
+841
| +2% | +$58.5K |
|
2863
Woodward
WWD
$21.5B
| $2.57M | ﹤0.01% |
33,058
+1,073
| +3% | +$75.6K |
|
|
PPL
2864
CALL
PPL Corp
PPL
$26.5B
| $2.56M | ﹤0.01% |
+67,600
| New | +$2.61M |
|
|
FFA
2865
First Trust Enhanced Equity Income Fund
FFA
$453M
| $2.56M | ﹤0.01% |
170,341
-4,077
| -2% | -$60.9K |
|
2866
Tyler Technologies
TYL
$13.3B
| $2.56M | ﹤0.01% |
14,709
-682
| -4% | -$117K |
|
2867
KB Home
KBH
$3.48B
| $2.56M | ﹤0.01% |
106,249
+8,280
| +8% | +$186K |
|
|
HYI
2868
Western Asset High Yield Opportunity Fund Inc
HYI
$135M
| $2.56M | ﹤0.01% |
164,513
-3,321
| -2% | -$51.3K |
|
2869
Ryanair
RYAAY
$31.4B
| $2.56M | ﹤0.01% |
60,613
-2,495
| -4% | -$113K |
|
|
FM
2870
DELISTED
iShares Frontier and Select EM ETF
FM
| $2.56M | ﹤0.01% |
81,599
+3,069
| +4% | +$92.2K |
|
|
FONE
2871
DELISTED
First Trust NASDAQ Smartphone Index Fund
FONE
| $2.56M | ﹤0.01% |
50,956
+27,933
| +121% | +$1.38M |
|
2872
Northwest Natural Holdings
NWN
$2.07B
| $2.55M | ﹤0.01% |
39,662
+1,343
| +4% | +$86.2K |
|
2873
STMicroelectronics
STM
$45.6B
| $2.55M | ﹤0.01% |
131,488
-76,556
| -37% | -$1.32M |
|
2874
Invesco Quality Municipal Securities
IQI
$525M
| $2.55M | ﹤0.01% |
199,402
+9,295
| +5% | +$119K |
|
2875
Nuveen Core Equity Alpha Fund
JCE
$284M
| $2.55M | ﹤0.01% |
164,246
-45,344
| -22% | -$692K |
|
Similar funds
UBS Group's Q3 2017 Portfolio in Review
As of Q3 2017, UBS Group held 8,493 positions worth $216B, up 12% from $193B the previous quarter. Its ten largest holdings account for 16% of the portfolio.
UBS Group deployed $15.2B of net new capital in Q3 2017, opening 749 new positions and adding to 3,978 existing holdings. Its largest new stake was Baker Hughes: 613,477 shares worth $22.5M.
By sector, the portfolio is most concentrated in Financials at 7.2% of assets, down from 7.7% a quarter earlier, followed by Technology and Healthcare.
On the sell side, the largest reduction was Monsanto Co, an estimated $658M trimmed.
- UBS Group's largest Q3 2017 buy was Baker Hughes: 613,477 shares worth $22.5M.
- UBS Group added most to State Street SPDR S&P 500 ETF Trust in Q3 2017, an estimated $422M increase.
- UBS Group's biggest Q3 2017 reduction was Monsanto Co, cutting an estimated $658M.
- UBS Group fully exited Oneok Partners LP in Q3 2017, selling an estimated $218M.
- UBS Group's ten largest holdings make up 16% of its $216B portfolio in Q3 2017.
- UBS Group opened 749 new positions and closed 707 in Q3 2017.
- UBS Group's portfolio value rose 12% quarter-over-quarter to $216B.
Based on UBS Group's 13F filing for Q3 2017, filed 14 Nov 2017.