UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$541M |
| 2 |
Microsoft
MSFT
|
+$517M |
| 3 |
Meta Platforms (Facebook)
META
|
+$493M |
| 4 |
Willis Towers Watson
WTW
|
+$405M |
| 5 |
Amazon
AMZN
|
+$372M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$626M |
| 2 |
WORK
Slack Technologies, Inc.
WORK
|
+$282M |
| 3 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$217M |
| 4 |
Adobe
ADBE
|
+$201M |
| 5 |
Danaher
DHR
|
+$188M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.18% |
| 2 | Financials | 7.26% |
| 3 | Consumer Discretionary | 6.08% |
| 4 | Healthcare | 6.04% |
| 5 | Communication Services | 4.98% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2826
Essent Group
ESNT
$6.33B
| $4.33M | ﹤0.01% |
98,396
+17,325
| +21% | +$786K |
|
2827
Genpact
G
$5.76B
| $4.33M | ﹤0.01% |
91,056
-8,839
| -9% | -$439K |
|
2828
Sarepta Therapeutics
SRPT
$1.77B
| $4.32M | ﹤0.01% |
46,731
+12,796
| +38% | +$986K |
|
2829
PUT
NetEase
NTES
$84.7B
| $4.31M | ﹤0.01% |
50,513
-13,900
| -22% | -$1.31M |
|
2830
Imperial Oil
IMO
$60.4B
| $4.31M | ﹤0.01% |
136,498
+51,631
| +61% | +$1.43M |
|
2831
Cenovus Energy
CVE
$52.1B
| $4.3M | ﹤0.01% |
427,432
-247,413
| -37% | -$2.11M |
|
2832
State Street SPDR Dow Jones REIT ETF
RWR
$1.89B
| $4.29M | ﹤0.01% |
40,731
+4,060
| +11% | +$445K |
|
2833
Avnet
AVT
$7.92B
| $4.29M | ﹤0.01% |
116,003
+17,353
| +18% | +$686K |
|
2834
Arcturus Therapeutics
ARCT
$211M
| $4.29M | ﹤0.01% |
89,745
+55,774
| +164% | +$2.5M |
|
|
QVCGA
2835
DELISTED
QVC Group Inc Series A
QVCGA
| $4.29M | ﹤0.01% |
8,416
-10,071
| -54% | -$5.67M |
|
|
GENZ
2836
VanEck Digital Native Economy ETF
GENZ
$17.6M
| $4.28M | ﹤0.01% |
88,165
-25,358
| -22% | -$1.27M |
|
2837
Invesco Aerospace & Defense ETF
PPA
$8.7B
| $4.28M | ﹤0.01% |
59,518
-1,025
| -2% | -$75.4K |
|
2838
Goldman Sachs BDC
GSBD
$1.1B
| $4.28M | ﹤0.01% |
233,055
+46,952
| +25% | +$898K |
|
2839
Usana Health Sciences
USNA
$286M
| $4.27M | ﹤0.01% |
46,276
+2,833
| +7% | +$273K |
|
2840
Cooper-Standard Automotive
CPS
$558M
| $4.26M | ﹤0.01% |
194,530
-363
| -0.2% | -$8.72K |
|
2841
KraneShares MSCI All China Health Care Index ETF
KURE
$107M
| $4.26M | ﹤0.01% |
113,917
+26,936
| +31% | +$1.05M |
|
2842
QuidelOrtho
QDEL
$838M
| $4.26M | ﹤0.01% |
30,152
-2,510
| -8% | -$337K |
|
|
MQT
2843
DELISTED
BlackRock MuniYield Quality Fund II
MQT
| $4.25M | ﹤0.01% |
295,327
-22,858
| -7% | -$337K |
|
2844
Boston Beer
SAM
$1.92B
| $4.25M | ﹤0.01% |
8,339
-9,526
| -53% | -$6.48M |
|
2845
PUT
GDS Holdings
GDS
$6.41B
| $4.25M | ﹤0.01% |
75,000
-5,298
| -7% | -$326K |
|
|
FITB
2846
CALL
Fifth Third Bancorp
FITB
$51.8B
| $4.24M | ﹤0.01% |
100,000
| – | – |
|
2847
Beam Therapeutics
BEAM
$2.84B
| $4.24M | ﹤0.01% |
48,751
+19,781
| +68% | +$1.99M |
|
|
GSKY
2848
DELISTED
GreenSky, Inc. Class A Common Stock
GSKY
| $4.24M | ﹤0.01% |
+379,218
| New | +$2.98M |
|
2849
InfraCap REIT Preferred ETF
PFFR
$121M
| $4.24M | ﹤0.01% |
173,332
+17,983
| +12% | +$442K |
|
2850
Encompass Health
EHC
$12.4B
| $4.24M | ﹤0.01% |
70,946
-13,840
| -16% | -$871K |
|
Similar funds
UBS Group's Q3 2021 Portfolio in Review
As of Q3 2021, UBS Group held 10,865 positions worth $318B, up 2.4% from $310B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group deployed $12.8B of net new capital in Q3 2021, opening 1,329 new positions and adding to 3,996 existing holdings. Its largest new stake was Dimensional World ex US Core Equity 2 ETF: 1,947,829 shares worth $50.4M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 12% a quarter earlier, followed by Financials and Consumer Discretionary.
On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $626M trimmed.
- UBS Group's largest Q3 2021 buy was Dimensional World ex US Core Equity 2 ETF: 1,947,829 shares worth $50.4M.
- UBS Group added most to Apple in Q3 2021, an estimated $541M increase.
- UBS Group's biggest Q3 2021 reduction was Invesco QQQ Trust, cutting an estimated $626M.
- UBS Group fully exited Slack Technologies, Inc. in Q3 2021, selling an estimated $282M.
- UBS Group's ten largest holdings make up 14% of its $318B portfolio in Q3 2021.
- UBS Group opened 1,329 new positions and closed 1,129 in Q3 2021.
- UBS Group's portfolio value rose 2.4% quarter-over-quarter to $318B.
Based on UBS Group's 13F filing for Q3 2021, filed 15 Nov 2021.