UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$585M |
| 2 |
Gaotu Techedu
GOTU
|
+$389M |
| 3 |
iQIYI
IQ
|
+$383M |
| 4 |
iShares Russell 2000 ETF
IWM
|
+$345M |
| 5 |
iShares 20+ Year Treasury Bond ETF
TLT
|
+$341M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
TWTR
Twitter, Inc.
TWTR
|
+$482M |
| 2 |
Apple
AAPL
|
+$416M |
| 3 |
Microsoft
MSFT
|
+$402M |
| 4 |
Alibaba
BABA
|
+$295M |
| 5 |
Alphabet (Google) Class A
GOOGL
|
+$234M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 10.38% |
| 2 | Consumer Discretionary | 6.52% |
| 3 | Financials | 5.94% |
| 4 | Healthcare | 5.86% |
| 5 | Communication Services | 4.48% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2826
KB Financial Group
KB
$42.4B
| $2.54M | ﹤0.01% |
79,138
-8,511
| -10% | -$264K |
|
|
SFBS
2827
ServisFirst Bancshares
SFBS
$4.84B
| $2.54M | ﹤0.01% |
74,655
+708
| +1% | +$25.4K |
|
2828
Genpact
G
$5.73B
| $2.54M | ﹤0.01% |
65,118
-3,595
| -5% | -$142K |
|
2829
WaFd
WAFD
$2.76B
| $2.53M | ﹤0.01% |
121,483
+37,918
| +45% | +$894K |
|
2830
HealthEquity
HQY
$8.93B
| $2.53M | ﹤0.01% |
49,275
-1,315
| -3% | -$72.2K |
|
2831
Nuveen New York Municipal Value Fund
NNY
$156M
| $2.53M | ﹤0.01% |
250,559
+29,688
| +13% | +$299K |
|
|
FARO
2832
DELISTED
Faro Technologies
FARO
| $2.53M | ﹤0.01% |
41,469
-17,104
| -29% | -$980K |
|
2833
EPR Properties
EPR
$4.63B
| $2.53M | ﹤0.01% |
91,910
-53,373
| -37% | -$1.67M |
|
|
SJR
2834
DELISTED
Shaw Communications Inc.
SJR
| $2.52M | ﹤0.01% |
138,045
+23,464
| +20% | +$428K |
|
2835
Goldman Sachs BDC
GSBD
$1.1B
| $2.51M | ﹤0.01% |
167,183
+2,544
| +2% | +$39.8K |
|
2836
RB Global
RBA
$17.4B
| $2.51M | ﹤0.01% |
42,453
-15,184
| -26% | -$801K |
|
|
PPD
2837
DELISTED
PPD, Inc. Common Stock
PPD
| $2.51M | ﹤0.01% |
67,959
+42,576
| +168% | +$1.35M |
|
2838
Cabot Corp
CBT
$4.46B
| $2.51M | ﹤0.01% |
69,742
+43,805
| +169% | +$1.66M |
|
2839
Four Corners Property Trust
FCPT
$2.69B
| $2.51M | ﹤0.01% |
98,120
+13,970
| +17% | +$345K |
|
2840
State Street SPDR S&P Emerging Markets Small Cap ETF
EWX
$694M
| $2.51M | ﹤0.01% |
56,548
-406
| -0.7% | -$18K |
|
2841
Federated Hermes
FHI
$4.71B
| $2.51M | ﹤0.01% |
116,657
+45,207
| +63% | +$1.07M |
|
|
BGB
2842
Blackstone Strategic Credit 2027 Term Fund
BGB
$505M
| $2.51M | ﹤0.01% |
205,256
+16,597
| +9% | +$196K |
|
2843
PUT
Ally Financial
ALLY
$13.3B
| $2.51M | ﹤0.01% |
100,000
| – | – |
|
|
FOLD
2844
DELISTED
Amicus Therapeutics
FOLD
| $2.51M | ﹤0.01% |
177,460
-5,331
| -3% | -$77.7K |
|
2845
Stantec
STN
$8.35B
| $2.51M | ﹤0.01% |
82,595
-280
| -0.3% | -$8.87K |
|
2846
CNA Financial
CNA
$13.9B
| $2.5M | ﹤0.01% |
83,509
-40,738
| -33% | -$1.31M |
|
2847
Clean Harbors
CLH
$16.4B
| $2.5M | ﹤0.01% |
44,680
+37,873
| +556% | +$2.24M |
|
|
PS
2848
DELISTED
Pluralsight, Inc. Class A Common Stock
PS
| $2.5M | ﹤0.01% |
146,153
+950
| +0.7% | +$18.2K |
|
|
FIV
2849
DELISTED
First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest
FIV
| $2.5M | ﹤0.01% |
296,252
-36,606
| -11% | -$311K |
|
2850
Invesco S&P MidCap Momentum ETF
XMMO
$7.52B
| $2.5M | ﹤0.01% |
37,677
+2,853
| +8% | +$183K |
|
Similar funds
UBS Group's Q3 2020 Portfolio in Review
As of Q3 2020, UBS Group held 8,885 positions worth $265B, up 12% from $237B the previous quarter. Its ten largest holdings account for 16% of the portfolio.
UBS Group's Q3 2020 filing shows 848 new, 3,196 increased, 3,640 reduced and 779 closed positions. Its largest new stake was Li Auto: 1,763,345 shares worth $30.7M. The largest sale was Twitter, Inc., an estimated $482M.
By sector, the portfolio is most concentrated in Technology at 10% of assets, down from 11% a quarter earlier, followed by Consumer Discretionary and Financials.
- UBS Group's largest Q3 2020 buy was Li Auto: 1,763,345 shares worth $30.7M.
- UBS Group added most to Invesco QQQ Trust in Q3 2020, an estimated $585M increase.
- UBS Group's biggest Q3 2020 reduction was Twitter, Inc., cutting an estimated $482M.
- UBS Group fully exited Caesars Entertainment Corporation in Q3 2020, selling an estimated $226M.
- UBS Group's ten largest holdings make up 16% of its $265B portfolio in Q3 2020.
- UBS Group opened 848 new positions and closed 779 in Q3 2020.
- UBS Group's portfolio value rose 12% quarter-over-quarter to $265B.
Based on UBS Group's 13F filing for Q3 2020, filed 12 Nov 2020.