UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$440M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$390M |
| 3 |
CRH
CRH
|
+$275M |
| 4 |
Advanced Micro Devices
AMD
|
+$228M |
| 5 |
iShares MSCI EAFE ETF
EFA
|
+$213M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
NVIDIA
NVDA
|
+$538M |
| 2 |
iShares MSCI ACWI ETF
ACWI
|
+$473M |
| 3 |
State Street Financial Select Sector SPDR ETF
XLF
|
+$397M |
| 4 |
Microsoft
MSFT
|
+$366M |
| 5 |
UnitedHealth
UNH
|
+$312M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.42% |
| 2 | Financials | 6.7% |
| 3 | Healthcare | 6.28% |
| 4 | Consumer Discretionary | 5.01% |
| 5 | Industrials | 4.22% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2801
Autoliv
ALV
$8.92B
| $3.97M | ﹤0.01% |
41,104
+4,359
| +12% | +$417K |
|
2802
Dycom Industries
DY
$12B
| $3.96M | ﹤0.01% |
44,538
-9,045
| -17% | -$902K |
|
|
AMED
2803
DELISTED
Amedisys
AMED
| $3.95M | ﹤0.01% |
42,301
+32,610
| +336% | +$3.01M |
|
2804
PUT
BioNTech
BNTX
$23.3B
| $3.94M | ﹤0.01% |
+36,300
| New | +$4.01M |
|
|
CIM
2805
Chimera Investment
CIM
$980M
| $3.94M | ﹤0.01% |
240,688
+83,695
| +53% | +$1.47M |
|
2806
Matsons
MATX
$6.24B
| $3.94M | ﹤0.01% |
44,432
-12,713
| -22% | -$1.11M |
|
2807
Invesco Dorsey Wright Emerging Markets Momentum ETF
PIE
$243M
| $3.94M | ﹤0.01% |
212,337
-5,682
| -3% | -$110K |
|
2808
Sprott Gold Miners ETF
SGDM
$661M
| $3.93M | ﹤0.01% |
172,020
-3,998
| -2% | -$101K |
|
2809
iShares Asia 50 ETF
AIA
$4.91B
| $3.93M | ﹤0.01% |
70,931
-1,383
| -2% | -$81.4K |
|
2810
Intellia Therapeutics
NTLA
$1.68B
| $3.92M | ﹤0.01% |
124,007
-10,862
| -8% | -$421K |
|
2811
PUT
Agilon Health
AGL
$1.63B
| $3.91M | ﹤0.01% |
8,800
| – | – |
|
2812
PUT
Waste Management
WM
$90.6B
| $3.9M | ﹤0.01% |
25,600
-22,500
| -47% | -$3.64M |
|
2813
State Street SPDR S&P International Small Cap ETF
GWX
$914M
| $3.9M | ﹤0.01% |
133,760
-4,395
| -3% | -$134K |
|
|
PARA
2814
DELISTED
Paramount Global Class B
PARA
| $3.89M | ﹤0.01% |
301,832
-835,412
| -73% | -$12.4M |
|
2815
Westlake Corp
WLK
$10.1B
| $3.89M | ﹤0.01% |
31,205
-33,520
| -52% | -$4.3M |
|
2816
BlackRock Science and Technology Trust
BST
$1.7B
| $3.89M | ﹤0.01% |
123,823
-50,679
| -29% | -$1.69M |
|
2817
CALL
Coherent
COHR
$63.6B
| $3.89M | ﹤0.01% |
119,100
-144,900
| -55% | -$5.95M |
|
2818
Open Text
OTEX
$5.99B
| $3.88M | ﹤0.01% |
110,578
-14,104
| -11% | -$552K |
|
2819
MGE Energy Inc
MGEE
$3.04B
| $3.88M | ﹤0.01% |
56,639
-3,140
| -5% | -$238K |
|
2820
iShares iBonds Dec 2028 Term Muni Bond ETF
IBMQ
$662M
| $3.88M | ﹤0.01% |
158,962
-11,227
| -7% | -$280K |
|
|
FEI
2821
DELISTED
FIRST TRUST MLP AND ENERGY INCOME FUND
FEI
| $3.88M | ﹤0.01% |
490,498
+6,605
| +1% | +$52.9K |
|
2822
iShares MSCI Emerging Markets Asia ETF
EEMA
$857M
| $3.88M | ﹤0.01% |
61,584
-4,143
| -6% | -$273K |
|
2823
Petrobras Class A
PBR.A
$106B
| $3.87M | ﹤0.01% |
282,456
-2,281
| -0.8% | -$29.4K |
|
2824
The Greenbrier Companies
GBX
$1.43B
| $3.87M | ﹤0.01% |
96,793
+69,036
| +249% | +$2.96M |
|
2825
PUT
Affirm
AFRM
$25.3B
| $3.87M | ﹤0.01% |
182,000
+60,600
| +50% | +$1.11M |
|
Similar funds
UBS Group's Q3 2023 Portfolio in Review
As of Q3 2023, UBS Group held 10,416 positions worth $290B, down 2% from $296B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
UBS Group's Q3 2023 filing shows 1,615 new, 3,254 increased, 4,100 reduced and 999 closed positions. Its largest new stake was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M. The largest sale was NVIDIA, an estimated $538M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 13% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q3 2023 buy was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M.
- UBS Group added most to Invesco QQQ Trust in Q3 2023, an estimated $440M increase.
- UBS Group's biggest Q3 2023 reduction was NVIDIA, cutting an estimated $538M.
- UBS Group fully exited Magellan Midstream Partners, L.P. in Q3 2023, selling an estimated $245M.
- UBS Group's ten largest holdings make up 15% of its $290B portfolio in Q3 2023.
- UBS Group opened 1,615 new positions and closed 999 in Q3 2023.
- UBS Group's portfolio value fell 2% quarter-over-quarter to $290B.
Based on UBS Group's 13F filing for Q3 2023, filed 9 Nov 2023.