UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares US Treasury Bond ETF
GOVT
|
+$469M |
| 2 |
Fidelity National Information Services
FIS
|
+$352M |
| 3 |
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
|
+$337M |
| 4 |
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
|
+$316M |
| 5 |
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
|
+$292M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$1.92B |
| 2 |
UBS Group
UBS
|
+$1.46B |
| 3 |
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
|
+$547M |
| 4 |
Microsoft
MSFT
|
+$461M |
| 5 |
VanEck Junior Gold Miners ETF
GDXJ
|
+$433M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 9.47% |
| 2 | Financials | 6.72% |
| 3 | Healthcare | 6.27% |
| 4 | Consumer Discretionary | 5.76% |
| 5 | Industrials | 5.12% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
TRTN
2801
DELISTED
Triton International Limited
TRTN
| $3.23M | ﹤0.01% |
95,356
+45,040
| +90% | +$1.47M |
|
2802
Spectrum Brands
SPB
$2.07B
| $3.22M | ﹤0.01% |
61,135
-30,163
| -33% | -$1.57M |
|
2803
PUT
Kroger
KR
$34.8B
| $3.22M | ﹤0.01% |
125,000
+100,000
| +400% | +$2.33M |
|
2804
Invesco Global Water ETF
PIO
$283M
| $3.22M | ﹤0.01% |
115,484
+44
| +0% | +$1.22K |
|
2805
iShares Core MSCI Pacific ETF
IPAC
$2.77B
| $3.21M | ﹤0.01% |
57,180
-2,940
| -5% | -$163K |
|
2806
Vanguard Russell 3000 ETF
VTHR
$4.85B
| $3.21M | ﹤0.01% |
23,750
-3,330
| -12% | -$449K |
|
2807
Fidelity MSCI Information Technology Index ETF
FTEC
$21.3B
| $3.21M | ﹤0.01% |
50,286
+6,510
| +15% | +$414K |
|
2808
EnerSys
ENS
$6.99B
| $3.2M | ﹤0.01% |
48,597
+19,163
| +65% | +$1.2M |
|
2809
Direxion NASDAQ-100 Equal Weighted Index ETF
QQQE
$1.38B
| $3.2M | ﹤0.01% |
64,786
+6,488
| +11% | +$324K |
|
2810
PUT
ZTO Express
ZTO
$17.9B
| $3.2M | ﹤0.01% |
+150,000
| New | +$3.02M |
|
2811
Blue Owl Capital
OBDC
$5.74B
| $3.2M | ﹤0.01% |
+202,781
| New | +$3.25M |
|
2812
Invesco Zacks Multi-Asset Income ETF
CVY
$124M
| $3.2M | ﹤0.01% |
143,449
-33,864
| -19% | -$742K |
|
2813
FlexShares iBoxx 3-Year Target Duration TIPS Index Fund
TDTT
$2.53B
| $3.19M | ﹤0.01% |
129,868
+71,209
| +121% | +$1.75M |
|
2814
Boston Beer
SAM
$1.92B
| $3.19M | ﹤0.01% |
8,762
+4,095
| +88% | +$1.61M |
|
2815
AeroVironment
AVAV
$9.45B
| $3.18M | ﹤0.01% |
59,377
-30,778
| -34% | -$1.69M |
|
2816
America Movil
AMX
$71.2B
| $3.18M | ﹤0.01% |
213,944
-6,545
| -3% | -$93.9K |
|
2817
Cannae Holdings
CNNE
$649M
| $3.18M | ﹤0.01% |
115,769
+42,178
| +57% | +$1.2M |
|
2818
Vishay Intertechnology
VSH
$5.43B
| $3.18M | ﹤0.01% |
187,824
+141,694
| +307% | +$2.33M |
|
2819
Bruker
BRKR
$8.14B
| $3.17M | ﹤0.01% |
72,253
-94,862
| -57% | -$4.25M |
|
|
FCBP
2820
DELISTED
First Choice Bancorp Common Stock
FCBP
| $3.17M | ﹤0.01% |
148,716
+145,455
| +4,460% | +$3.15M |
|
|
OSB
2821
DELISTED
Norbord Inc.
OSB
| $3.17M | ﹤0.01% |
132,297
+5,761
| +5% | +$135K |
|
2822
CALL
Whirlpool
WHR
$2.82B
| $3.17M | ﹤0.01% |
20,000
| – | – |
|
|
OPI
2823
DELISTED
Office Properties Income Trust
OPI
| $3.17M | ﹤0.01% |
103,305
+36,182
| +54% | +$1.01M |
|
2824
Innospec
IOSP
$2.28B
| $3.17M | ﹤0.01% |
35,511
+28,144
| +382% | +$2.52M |
|
|
GER
2825
DELISTED
Goldman Sachs MLP Energy Renaissance Fund
GER
| $3.17M | ﹤0.01% |
72,963
-17,234
| -19% | -$783K |
|
Similar funds
UBS Group's Q3 2019 Portfolio in Review
As of Q3 2019, UBS Group held 8,655 positions worth $260B, up 0.05% from $260B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group's Q3 2019 filing shows 737 new, 4,060 increased, 2,893 reduced and 594 closed positions. Its largest new stake was Invesco S&P Ultra Dividend Revenue ETF: 1,020,769 shares worth $38.5M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $1.92B.
By sector, the portfolio is most concentrated in Technology at 9.5% of assets, down from 9.7% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q3 2019 buy was Invesco S&P Ultra Dividend Revenue ETF: 1,020,769 shares worth $38.5M.
- UBS Group added most to iShares US Treasury Bond ETF in Q3 2019, an estimated $469M increase.
- UBS Group's biggest Q3 2019 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.92B.
- UBS Group fully exited OAKTREE CAPITAL GROUP, LLC in Q3 2019, selling an estimated $172M.
- UBS Group's ten largest holdings make up 14% of its $260B portfolio in Q3 2019.
- UBS Group opened 737 new positions and closed 594 in Q3 2019.
- UBS Group's portfolio value rose 0.05% quarter-over-quarter to $260B.
Based on UBS Group's 13F filing for Q3 2019, filed 14 Nov 2019.