UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$440M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$390M |
| 3 |
CRH
CRH
|
+$275M |
| 4 |
Advanced Micro Devices
AMD
|
+$228M |
| 5 |
iShares MSCI EAFE ETF
EFA
|
+$213M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
NVIDIA
NVDA
|
+$538M |
| 2 |
iShares MSCI ACWI ETF
ACWI
|
+$473M |
| 3 |
State Street Financial Select Sector SPDR ETF
XLF
|
+$397M |
| 4 |
Microsoft
MSFT
|
+$366M |
| 5 |
UnitedHealth
UNH
|
+$312M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.42% |
| 2 | Financials | 6.7% |
| 3 | Healthcare | 6.28% |
| 4 | Consumer Discretionary | 5.01% |
| 5 | Industrials | 4.22% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2776
PUT
Wendy's
WEN
$1.39B
| $4.08M | ﹤0.01% |
200,000
+125,000
| +167% | +$2.61M |
|
2777
CALL
Peloton Interactive
PTON
$2.42B
| $4.08M | ﹤0.01% |
807,300
+125,000
| +18% | +$889K |
|
2778
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
$2.86B
| $4.08M | ﹤0.01% |
62,855
-8,616
| -12% | -$591K |
|
2779
PUT
PENN Entertainment
PENN
$2.53B
| $4.07M | ﹤0.01% |
+177,500
| New | +$4.3M |
|
2780
iShares US Utilities ETF
IDU
$1.35B
| $4.07M | ﹤0.01% |
55,284
-4,182
| -7% | -$336K |
|
2781
Ascendis Pharma A/S
ASND
$16.8B
| $4.05M | ﹤0.01% |
43,231
-556
| -1% | -$52K |
|
2782
Davis Select Worldwide ETF
DWLD
$617M
| $4.04M | ﹤0.01% |
147,017
-9,589
| -6% | -$277K |
|
2783
ArcelorMittal
MT
$55.7B
| $4.04M | ﹤0.01% |
161,383
-5,990
| -4% | -$159K |
|
|
DOG
2784
ProShares Short Dow30
DOG
$86.9M
| $4.03M | ﹤0.01% |
120,986
+89,868
| +289% | +$2.9M |
|
2785
State Street SPDR Bloomberg International Treasury Bond ETF
BWX
$1.31B
| $4.03M | ﹤0.01% |
189,763
-487
| -0.3% | -$10.8K |
|
2786
Reaves Utility Income Fund
UTG
$3.59B
| $4.03M | ﹤0.01% |
163,449
-23,187
| -12% | -$623K |
|
2787
Genius Sports
GENI
$2.1B
| $4.03M | ﹤0.01% |
755,377
-369
| -0% | -$2.44K |
|
2788
BridgeBio Pharma
BBIO
$16.6B
| $4.02M | ﹤0.01% |
152,570
-10,011
| -6% | -$284K |
|
2789
CALL
Zoom
ZM
$31.4B
| $4.02M | ﹤0.01% |
57,500
+42,500
| +283% | +$2.95M |
|
2790
CALL
TripAdvisor
TRIP
$1.26B
| $4.02M | ﹤0.01% |
242,500
| – | – |
|
2791
State Street SPDR Portfolio TIPS ETF
SPIP
$1.01B
| $4.01M | ﹤0.01% |
161,540
+3,761
| +2% | +$95.4K |
|
|
HPI
2792
John Hancock Preferred Income Fund
HPI
$433M
| $4M | ﹤0.01% |
274,754
-43,764
| -14% | -$664K |
|
2793
Radian Group
RDN
$4.87B
| $4M | ﹤0.01% |
159,296
-30,769
| -16% | -$813K |
|
2794
Haemonetics
HAE
$3.94B
| $3.98M | ﹤0.01% |
44,469
-25,399
| -36% | -$2.27M |
|
|
CPRX
2795
DELISTED
Catalyst Pharmaceutical
CPRX
| $3.98M | ﹤0.01% |
340,721
-16,804
| -5% | -$225K |
|
2796
State Street Ultra Short Term Bond ETF
ULST
$526M
| $3.98M | ﹤0.01% |
98,828
-3,972
| -4% | -$160K |
|
2797
Invesco California Value Municipal Income Trust
VCV
$525M
| $3.97M | ﹤0.01% |
471,460
-53,605
| -10% | -$501K |
|
|
TXNM
2798
TXNM Energy Inc
TXNM
$5.91B
| $3.97M | ﹤0.01% |
89,066
+10,600
| +14% | +$473K |
|
2799
PUT
Medtronic
MDT
$114B
| $3.97M | ﹤0.01% |
50,700
+300
| +0.6% | +$25.1K |
|
2800
Global X Copper Miners ETF NEW
COPX
$8.34B
| $3.97M | ﹤0.01% |
108,940
-1,135
| -1% | -$43.3K |
|
Similar funds
UBS Group's Q3 2023 Portfolio in Review
As of Q3 2023, UBS Group held 10,416 positions worth $290B, down 2% from $296B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
UBS Group's Q3 2023 filing shows 1,615 new, 3,254 increased, 4,100 reduced and 999 closed positions. Its largest new stake was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M. The largest sale was NVIDIA, an estimated $538M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 13% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q3 2023 buy was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M.
- UBS Group added most to Invesco QQQ Trust in Q3 2023, an estimated $440M increase.
- UBS Group's biggest Q3 2023 reduction was NVIDIA, cutting an estimated $538M.
- UBS Group fully exited Magellan Midstream Partners, L.P. in Q3 2023, selling an estimated $245M.
- UBS Group's ten largest holdings make up 15% of its $290B portfolio in Q3 2023.
- UBS Group opened 1,615 new positions and closed 999 in Q3 2023.
- UBS Group's portfolio value fell 2% quarter-over-quarter to $290B.
Based on UBS Group's 13F filing for Q3 2023, filed 9 Nov 2023.