UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$541M |
| 2 |
Microsoft
MSFT
|
+$517M |
| 3 |
Meta Platforms (Facebook)
META
|
+$493M |
| 4 |
Willis Towers Watson
WTW
|
+$405M |
| 5 |
Amazon
AMZN
|
+$372M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$626M |
| 2 |
WORK
Slack Technologies, Inc.
WORK
|
+$282M |
| 3 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$217M |
| 4 |
Adobe
ADBE
|
+$201M |
| 5 |
Danaher
DHR
|
+$188M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.18% |
| 2 | Financials | 7.26% |
| 3 | Consumer Discretionary | 6.08% |
| 4 | Healthcare | 6.04% |
| 5 | Communication Services | 4.98% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
AZPN
2776
DELISTED
ASPEN TECHNOLOGY INC
AZPN
| $4.51M | ﹤0.01% |
36,744
+4,250
| +13% | +$522K |
|
2777
PUT
Baker Hughes
BKR
$61.1B
| $4.5M | ﹤0.01% |
182,000
+150,300
| +474% | +$3.35M |
|
2778
Erie Indemnity
ERIE
$13.2B
| $4.49M | ﹤0.01% |
25,161
-453
| -2% | -$81.9K |
|
|
SPR
2779
DELISTED
Spirit AeroSystems
SPR
| $4.49M | ﹤0.01% |
101,601
-162,729
| -62% | -$6.81M |
|
2780
PUT
Futu Holdings
FUTU
$15.3B
| $4.49M | ﹤0.01% |
49,300
-112,000
| -69% | -$12.4M |
|
2781
PUT
Academy Sports + Outdoors
ASO
$2.98B
| $4.48M | ﹤0.01% |
+112,000
| New | +$4.47M |
|
2782
CALL
TechnipFMC
FTI
$27.3B
| $4.48M | ﹤0.01% |
594,800
+272,000
| +84% | +$1.96M |
|
2783
Natera
NTRA
$46.4B
| $4.48M | ﹤0.01% |
40,184
-10,138
| -20% | -$1.16M |
|
2784
PUT
Becton Dickinson
BDX
$48.2B
| $4.47M | ﹤0.01% |
18,655
+15,682
| +527% | +$3.85M |
|
2785
Invesco China Technology ETF
CQQQ
$3.31B
| $4.47M | ﹤0.01% |
67,990
-5,746
| -8% | -$411K |
|
|
CCF
2786
DELISTED
Chase Corporation
CCF
| $4.47M | ﹤0.01% |
43,768
+3,947
| +10% | +$440K |
|
2787
Global X Social Media ETF
SOCL
$93.4M
| $4.47M | ﹤0.01% |
73,302
-1,213
| -2% | -$79.6K |
|
2788
Fluor
FLR
$7.96B
| $4.46M | ﹤0.01% |
279,595
+44,613
| +19% | +$732K |
|
2789
QuantumScape Corp
QS
$3.74B
| $4.46M | ﹤0.01% |
181,767
-80,400
| -31% | -$1.84M |
|
2790
Ionis Pharmaceuticals
IONS
$9.4B
| $4.46M | ﹤0.01% |
132,812
-22,317
| -14% | -$841K |
|
2791
Standard Motor Products
SMP
$911M
| $4.45M | ﹤0.01% |
101,875
+1,762
| +2% | +$75.6K |
|
|
BPMP
2792
DELISTED
BP Midstream Partners LP Common Units representing Limited Partner Interests
BPMP
| $4.45M | ﹤0.01% |
335,878
-11,840
| -3% | -$159K |
|
2793
Takeda Pharmaceutical
TAK
$55.7B
| $4.44M | ﹤0.01% |
271,309
+17,192
| +7% | +$289K |
|
2794
WisdomTree International AI Enhanced Value Fund
AIVI
$63.9M
| $4.44M | ﹤0.01% |
108,924
+3,745
| +4% | +$162K |
|
2795
Pebblebrook Hotel Trust
PEB
$2.05B
| $4.44M | ﹤0.01% |
198,093
+85,151
| +75% | +$1.89M |
|
2796
Allogene Therapeutics
ALLO
$694M
| $4.43M | ﹤0.01% |
172,510
+134,161
| +350% | +$3.19M |
|
2797
Invesco KBW High Dividend Yield Financial ETF
KBWD
$427M
| $4.43M | ﹤0.01% |
217,698
+92,357
| +74% | +$1.89M |
|
2798
PUT
iQIYI
IQ
$1.28B
| $4.42M | ﹤0.01% |
550,000
+50,000
| +10% | +$519K |
|
2799
First Trust Mid Cap Value AlphaDEX Fund
FNK
$231M
| $4.41M | ﹤0.01% |
99,563
+13,568
| +16% | +$608K |
|
|
AWP
2800
abrdn Global Premier Properties Fund
AWP
$367M
| $4.41M | ﹤0.01% |
242,319
-1,766
| -0.7% | -$34.8K |
|
Similar funds
UBS Group's Q3 2021 Portfolio in Review
As of Q3 2021, UBS Group held 10,865 positions worth $318B, up 2.4% from $310B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group deployed $12.8B of net new capital in Q3 2021, opening 1,329 new positions and adding to 3,996 existing holdings. Its largest new stake was Dimensional World ex US Core Equity 2 ETF: 1,947,829 shares worth $50.4M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 12% a quarter earlier, followed by Financials and Consumer Discretionary.
On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $626M trimmed.
- UBS Group's largest Q3 2021 buy was Dimensional World ex US Core Equity 2 ETF: 1,947,829 shares worth $50.4M.
- UBS Group added most to Apple in Q3 2021, an estimated $541M increase.
- UBS Group's biggest Q3 2021 reduction was Invesco QQQ Trust, cutting an estimated $626M.
- UBS Group fully exited Slack Technologies, Inc. in Q3 2021, selling an estimated $282M.
- UBS Group's ten largest holdings make up 14% of its $318B portfolio in Q3 2021.
- UBS Group opened 1,329 new positions and closed 1,129 in Q3 2021.
- UBS Group's portfolio value rose 2.4% quarter-over-quarter to $318B.
Based on UBS Group's 13F filing for Q3 2021, filed 15 Nov 2021.