UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$585M |
| 2 |
Gaotu Techedu
GOTU
|
+$389M |
| 3 |
iQIYI
IQ
|
+$383M |
| 4 |
iShares Russell 2000 ETF
IWM
|
+$345M |
| 5 |
iShares 20+ Year Treasury Bond ETF
TLT
|
+$341M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
TWTR
Twitter, Inc.
TWTR
|
+$482M |
| 2 |
Apple
AAPL
|
+$416M |
| 3 |
Microsoft
MSFT
|
+$402M |
| 4 |
Alibaba
BABA
|
+$295M |
| 5 |
Alphabet (Google) Class A
GOOGL
|
+$234M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 10.38% |
| 2 | Consumer Discretionary | 6.52% |
| 3 | Financials | 5.94% |
| 4 | Healthcare | 5.86% |
| 5 | Communication Services | 4.48% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2776
CALL
iShares Preferred and Income Securities ETF
PFF
$13.2B
| $2.66M | ﹤0.01% |
73,000
+25,600
| +54% | +$921K |
|
2777
BlackRock MuniYield Michigan Quality Fund
MIY
$359M
| $2.66M | ﹤0.01% |
189,682
+1,955
| +1% | +$27.5K |
|
2778
CALL
Repligen
RGEN
$9.21B
| $2.66M | ﹤0.01% |
+18,000
| New | +$2.57M |
|
|
CLGX
2779
DELISTED
Corelogic, Inc.
CLGX
| $2.66M | ﹤0.01% |
39,251
+6,616
| +20% | +$445K |
|
|
PCK
2780
DELISTED
Pimco California Municipal Income Fund II
PCK
| $2.65M | ﹤0.01% |
284,859
+37,972
| +15% | +$348K |
|
2781
Autoliv
ALV
$8.92B
| $2.65M | ﹤0.01% |
36,417
+5,954
| +20% | +$422K |
|
|
KBAL
2782
DELISTED
Kimball International
KBAL
| $2.65M | ﹤0.01% |
251,264
-3,246
| -1% | -$36.2K |
|
2783
Abercrombie & Fitch
ANF
$5.27B
| $2.65M | ﹤0.01% |
190,115
-18,209
| -9% | -$213K |
|
2784
Lindblad Expeditions
LIND
$2.16B
| $2.65M | ﹤0.01% |
311,063
-9,909
| -3% | -$84.2K |
|
|
DADA
2785
DELISTED
Dada Nexus
DADA
| $2.65M | ﹤0.01% |
99,990
+91,119
| +1,027% | +$2.38M |
|
2786
PUT
Antero Resources
AR
$11.4B
| $2.64M | ﹤0.01% |
+959,800
| New | +$3.04M |
|
|
ETX
2787
Eaton Vance Municipal Income 2028 Term Trust
ETX
$199M
| $2.64M | ﹤0.01% |
125,373
+14,695
| +13% | +$314K |
|
|
KIO
2788
KKR Income Opportunities Fund
KIO
$459M
| $2.63M | ﹤0.01% |
194,636
+20,840
| +12% | +$276K |
|
2789
Watts Water Technologies
WTS
$12.8B
| $2.63M | ﹤0.01% |
26,303
+6,537
| +33% | +$597K |
|
2790
BlackRock Income Trust
BKT
$342M
| $2.63M | ﹤0.01% |
143,832
+11,750
| +9% | +$217K |
|
|
WPX
2791
DELISTED
WPX Energy, Inc.
WPX
| $2.63M | ﹤0.01% |
537,316
+314,528
| +141% | +$1.74M |
|
2792
PUT
Emerson Electric
EMR
$88.5B
| $2.62M | ﹤0.01% |
+40,000
| New | +$2.63M |
|
2793
Gold Fields
GFI
$36.8B
| $2.62M | ﹤0.01% |
213,485
-293,459
| -58% | -$3.61M |
|
2794
CALL
United Rentals
URI
$70.8B
| $2.62M | ﹤0.01% |
15,000
-74,500
| -83% | -$12.5M |
|
2795
PUT
Zscaler
ZS
$28.6B
| $2.62M | ﹤0.01% |
+18,600
| New | +$2.41M |
|
2796
PUT
Snap
SNAP
$9.05B
| $2.62M | ﹤0.01% |
100,200
-49,800
| -33% | -$1.16M |
|
|
AMRN
2797
Amarin Corp
AMRN
$298M
| $2.62M | ﹤0.01% |
31,051
-2,745
| -8% | -$329K |
|
2798
Rapid7
RPD
$776M
| $2.61M | ﹤0.01% |
42,687
-26,209
| -38% | -$1.56M |
|
2799
Kinross Gold
KGC
$32.5B
| $2.61M | ﹤0.01% |
296,011
+35,698
| +14% | +$309K |
|
2800
Revolve Group
RVLV
$1.73B
| $2.61M | ﹤0.01% |
158,817
-76,962
| -33% | -$1.39M |
|
Similar funds
UBS Group's Q3 2020 Portfolio in Review
As of Q3 2020, UBS Group held 8,885 positions worth $265B, up 12% from $237B the previous quarter. Its ten largest holdings account for 16% of the portfolio.
UBS Group's Q3 2020 filing shows 848 new, 3,196 increased, 3,640 reduced and 779 closed positions. Its largest new stake was Li Auto: 1,763,345 shares worth $30.7M. The largest sale was Twitter, Inc., an estimated $482M.
By sector, the portfolio is most concentrated in Technology at 10% of assets, down from 11% a quarter earlier, followed by Consumer Discretionary and Financials.
- UBS Group's largest Q3 2020 buy was Li Auto: 1,763,345 shares worth $30.7M.
- UBS Group added most to Invesco QQQ Trust in Q3 2020, an estimated $585M increase.
- UBS Group's biggest Q3 2020 reduction was Twitter, Inc., cutting an estimated $482M.
- UBS Group fully exited Caesars Entertainment Corporation in Q3 2020, selling an estimated $226M.
- UBS Group's ten largest holdings make up 16% of its $265B portfolio in Q3 2020.
- UBS Group opened 848 new positions and closed 779 in Q3 2020.
- UBS Group's portfolio value rose 12% quarter-over-quarter to $265B.
Based on UBS Group's 13F filing for Q3 2020, filed 12 Nov 2020.