UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares US Treasury Bond ETF
GOVT
|
+$469M |
| 2 |
Fidelity National Information Services
FIS
|
+$352M |
| 3 |
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
|
+$337M |
| 4 |
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
|
+$316M |
| 5 |
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
|
+$292M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$1.92B |
| 2 |
UBS Group
UBS
|
+$1.46B |
| 3 |
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
|
+$547M |
| 4 |
Microsoft
MSFT
|
+$461M |
| 5 |
VanEck Junior Gold Miners ETF
GDXJ
|
+$433M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 9.47% |
| 2 | Financials | 6.72% |
| 3 | Healthcare | 6.27% |
| 4 | Consumer Discretionary | 5.76% |
| 5 | Industrials | 5.12% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2776
Establishment Labs
ESTA
$2.28B
| $3.3M | ﹤0.01% |
+174,678
| New | +$3.76M |
|
2777
Nektar Therapeutics
NKTR
$2.58B
| $3.3M | ﹤0.01% |
12,090
+6,315
| +109% | +$2.32M |
|
2778
ProShares MSCI EAFE Dividend Growers ETF
EFAD
$64.5M
| $3.3M | ﹤0.01% |
88,446
+16,951
| +24% | +$627K |
|
|
CMA
2779
CALL
DELISTED
Comerica
CMA
| $3.3M | ﹤0.01% |
+50,000
| New | +$3.31M |
|
|
CMA
2780
PUT
DELISTED
Comerica
CMA
| $3.3M | ﹤0.01% |
+50,000
| New | +$3.31M |
|
|
ILPT
2781
Industrial Logistics Properties Trust
ILPT
$586M
| $3.3M | ﹤0.01% |
155,230
+21,114
| +16% | +$450K |
|
2782
Vanguard ESG US Stock ETF
ESGV
$13.6B
| $3.3M | ﹤0.01% |
63,502
+52,555
| +480% | +$2.72M |
|
2783
KB Financial Group
KB
$43.5B
| $3.29M | ﹤0.01% |
92,128
-5,967
| -6% | -$210K |
|
2784
Goldman Sachs Hedge Industry VIP ETF
GVIP
$578M
| $3.29M | ﹤0.01% |
59,041
+12,214
| +26% | +$704K |
|
2785
Criteo S.A. Ordinary Shares
CRTO
$923M
| $3.29M | ﹤0.01% |
175,793
-75,576
| -30% | -$1.42M |
|
2786
iShares iBonds Dec 2027 Term Corporate ETF
IBDS
$3.85B
| $3.28M | ﹤0.01% |
126,567
+4,941
| +4% | +$127K |
|
2787
Kadant
KAI
$3.99B
| $3.28M | ﹤0.01% |
37,317
+4,607
| +14% | +$395K |
|
2788
FLEX LNG
FLNG
$1.67B
| $3.27M | ﹤0.01% |
338,926
+50,919
| +18% | +$559K |
|
|
ARNA
2789
DELISTED
Arena Pharmaceuticals Inc
ARNA
| $3.26M | ﹤0.01% |
71,307
+47,728
| +202% | +$2.68M |
|
2790
iShares Global Clean Energy ETF
ICLN
$2.4B
| $3.26M | ﹤0.01% |
299,361
+63,855
| +27% | +$695K |
|
|
DSM
2791
BNY Mellon Strategic Municipal Bond Fund
DSM
$293M
| $3.26M | ﹤0.01% |
387,842
+78,806
| +26% | +$656K |
|
2792
CALL
ICU Medical
ICUI
$4.61B
| $3.26M | ﹤0.01% |
+20,400
| New | +$4.06M |
|
2793
Xtrackers MSCI Emerging Markets Hedged Equity ETF
DBEM
$108M
| $3.25M | ﹤0.01% |
148,619
-12,171
| -8% | -$267K |
|
|
FM
2794
DELISTED
iShares Frontier and Select EM ETF
FM
| $3.25M | ﹤0.01% |
115,553
+24,633
| +27% | +$718K |
|
2795
GoPro
GPRO
$126M
| $3.25M | ﹤0.01% |
626,083
+153,384
| +32% | +$720K |
|
|
WW
2796
DELISTED
WW International
WW
| $3.25M | ﹤0.01% |
85,795
+67,884
| +379% | +$1.92M |
|
2797
Terex
TEX
$7.74B
| $3.24M | ﹤0.01% |
124,837
-76,300
| -38% | -$2.1M |
|
2798
Agree Realty
ADC
$9.41B
| $3.24M | ﹤0.01% |
44,266
+23,418
| +112% | +$1.64M |
|
2799
Nuveen New York AMT-Free Quality Municipal Income Fund
NRK
$912M
| $3.24M | ﹤0.01% |
240,488
-6,883
| -3% | -$92.1K |
|
2800
James River Group Holdings
JRVR
$217M
| $3.23M | ﹤0.01% |
63,098
+15,008
| +31% | +$732K |
|
Similar funds
UBS Group's Q3 2019 Portfolio in Review
As of Q3 2019, UBS Group held 8,655 positions worth $260B, up 0.05% from $260B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group's Q3 2019 filing shows 737 new, 4,060 increased, 2,893 reduced and 594 closed positions. Its largest new stake was Invesco S&P Ultra Dividend Revenue ETF: 1,020,769 shares worth $38.5M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $1.92B.
By sector, the portfolio is most concentrated in Technology at 9.5% of assets, down from 9.7% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q3 2019 buy was Invesco S&P Ultra Dividend Revenue ETF: 1,020,769 shares worth $38.5M.
- UBS Group added most to iShares US Treasury Bond ETF in Q3 2019, an estimated $469M increase.
- UBS Group's biggest Q3 2019 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.92B.
- UBS Group fully exited OAKTREE CAPITAL GROUP, LLC in Q3 2019, selling an estimated $172M.
- UBS Group's ten largest holdings make up 14% of its $260B portfolio in Q3 2019.
- UBS Group opened 737 new positions and closed 594 in Q3 2019.
- UBS Group's portfolio value rose 0.05% quarter-over-quarter to $260B.
Based on UBS Group's 13F filing for Q3 2019, filed 14 Nov 2019.