UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$541M |
| 2 |
Microsoft
MSFT
|
+$517M |
| 3 |
Meta Platforms (Facebook)
META
|
+$493M |
| 4 |
Willis Towers Watson
WTW
|
+$405M |
| 5 |
Amazon
AMZN
|
+$372M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$626M |
| 2 |
WORK
Slack Technologies, Inc.
WORK
|
+$282M |
| 3 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$217M |
| 4 |
Adobe
ADBE
|
+$201M |
| 5 |
Danaher
DHR
|
+$188M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.18% |
| 2 | Financials | 7.26% |
| 3 | Consumer Discretionary | 6.08% |
| 4 | Healthcare | 6.04% |
| 5 | Communication Services | 4.98% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2751
Nuveen S&P 500 Dynamic Overwrite Fund
SPXX
$344M
| $4.61M | ﹤0.01% |
269,897
+14,589
| +6% | +$263K |
|
2752
iShares Interest Rate Hedged Corporate Bond ETF
LQDH
$540M
| $4.61M | ﹤0.01% |
48,127
-16,860
| -26% | -$1.62M |
|
|
DSM
2753
BNY Mellon Strategic Municipal Bond Fund
DSM
$293M
| $4.61M | ﹤0.01% |
577,525
+20,604
| +4% | +$172K |
|
2754
CALL
Kroger
KR
$34.8B
| $4.6M | ﹤0.01% |
113,800
+69,000
| +154% | +$2.9M |
|
2755
PUT
Quince Therapeutics
QNCX
$29.5M
| $4.6M | ﹤0.01% |
+251
| New | +$3.99M |
|
2756
PUT
Datadog
DDOG
$84B
| $4.59M | ﹤0.01% |
32,500
| – | – |
|
2757
Marcus & Millichap
MMI
$1.19B
| $4.59M | ﹤0.01% |
113,076
+14,478
| +15% | +$562K |
|
2758
Mine Safety
MSA
$7.49B
| $4.59M | ﹤0.01% |
31,507
-2,222
| -7% | -$353K |
|
2759
United States Natural Gas Fund
UNG
$478M
| $4.59M | ﹤0.01% |
56,899
+40,697
| +251% | +$2.45M |
|
|
ELME
2760
Elme Communities
ELME
$144M
| $4.58M | ﹤0.01% |
185,244
+57,903
| +45% | +$1.42M |
|
2761
IPG Photonics
IPGP
$3.84B
| $4.58M | ﹤0.01% |
28,884
-107,134
| -79% | -$19.7M |
|
2762
CALL
NetEase
NTES
$84.7B
| $4.57M | ﹤0.01% |
53,513
| – | – |
|
|
KRA
2763
CALL
DELISTED
Kraton Corporation
KRA
| $4.56M | ﹤0.01% |
+100,000
| New | +$3.97M |
|
2764
Array Technologies
ARRY
$855M
| $4.56M | ﹤0.01% |
246,278
+103,993
| +73% | +$1.72M |
|
2765
Cavco Industries
CVCO
$4.55B
| $4.56M | ﹤0.01% |
19,262
+1,258
| +7% | +$303K |
|
2766
Lloyds Banking Group
LYG
$91.3B
| $4.56M | ﹤0.01% |
1,860,421
-66,713
| -3% | -$163K |
|
2767
Progress Software
PRGS
$1.76B
| $4.56M | ﹤0.01% |
92,653
+7,279
| +9% | +$335K |
|
2768
Invesco S&P MidCap 400 Pure Growth ETF
RFG
$358M
| $4.56M | ﹤0.01% |
103,245
+795
| +0.8% | +$35.9K |
|
2769
VanEck Long Muni ETF
MLN
$683M
| $4.55M | ﹤0.01% |
211,602
+8,192
| +4% | +$179K |
|
2770
Energizer
ENR
$1.55B
| $4.55M | ﹤0.01% |
116,436
+61,283
| +111% | +$2.47M |
|
2771
dLocal
DLO
$4.24B
| $4.54M | ﹤0.01% |
83,269
+80,655
| +3,086% | +$4.5M |
|
|
JHB
2772
DELISTED
Nuveen Corporate Income November 2021 Target Term Fund
JHB
| $4.54M | ﹤0.01% |
484,121
-34,932
| -7% | -$328K |
|
|
THW
2773
abrdn World Healthcare Fund
THW
$551M
| $4.53M | ﹤0.01% |
275,426
+101,936
| +59% | +$1.71M |
|
2774
iShares US Telecommunications ETF
IYZ
$1.23B
| $4.53M | ﹤0.01% |
139,523
-4,872
| -3% | -$164K |
|
|
OCDX
2775
DELISTED
Ortho Clinical Diagnostics Holdings plc Ordinary Shares
OCDX
| $4.52M | ﹤0.01% |
244,592
+57,987
| +31% | +$1.17M |
|
Similar funds
UBS Group's Q3 2021 Portfolio in Review
As of Q3 2021, UBS Group held 10,865 positions worth $318B, up 2.4% from $310B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group deployed $12.8B of net new capital in Q3 2021, opening 1,329 new positions and adding to 3,996 existing holdings. Its largest new stake was Dimensional World ex US Core Equity 2 ETF: 1,947,829 shares worth $50.4M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 12% a quarter earlier, followed by Financials and Consumer Discretionary.
On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $626M trimmed.
- UBS Group's largest Q3 2021 buy was Dimensional World ex US Core Equity 2 ETF: 1,947,829 shares worth $50.4M.
- UBS Group added most to Apple in Q3 2021, an estimated $541M increase.
- UBS Group's biggest Q3 2021 reduction was Invesco QQQ Trust, cutting an estimated $626M.
- UBS Group fully exited Slack Technologies, Inc. in Q3 2021, selling an estimated $282M.
- UBS Group's ten largest holdings make up 14% of its $318B portfolio in Q3 2021.
- UBS Group opened 1,329 new positions and closed 1,129 in Q3 2021.
- UBS Group's portfolio value rose 2.4% quarter-over-quarter to $318B.
Based on UBS Group's 13F filing for Q3 2021, filed 15 Nov 2021.