UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares US Treasury Bond ETF
GOVT
|
+$469M |
| 2 |
Fidelity National Information Services
FIS
|
+$352M |
| 3 |
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
|
+$337M |
| 4 |
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
|
+$316M |
| 5 |
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
|
+$292M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$1.92B |
| 2 |
UBS Group
UBS
|
+$1.46B |
| 3 |
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
|
+$547M |
| 4 |
Microsoft
MSFT
|
+$461M |
| 5 |
VanEck Junior Gold Miners ETF
GDXJ
|
+$433M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 9.47% |
| 2 | Financials | 6.72% |
| 3 | Healthcare | 6.27% |
| 4 | Consumer Discretionary | 5.76% |
| 5 | Industrials | 5.12% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2751
Ennis
EBF
$564M
| $3.4M | ﹤0.01% |
168,048
+16,410
| +11% | +$332K |
|
2752
BlackRock MuniHoldings New Jersey Quality Fund
MUJ
$654M
| $3.4M | ﹤0.01% |
238,566
-47,263
| -17% | -$673K |
|
2753
CALL
Avis
CAR
$5.02B
| $3.39M | ﹤0.01% |
120,000
-630,000
| -84% | -$19.3M |
|
2754
WisdomTree Trust WisdomTree Interest Rate Hedged High Yield Bond Fund
HYZD
$261M
| $3.39M | ﹤0.01% |
147,370
-55,957
| -28% | -$1.3M |
|
2755
CALL
US Bancorp
USB
$99.6B
| $3.39M | ﹤0.01% |
61,200
-74,600
| -55% | -$4.03M |
|
2756
Enphase Energy
ENPH
$5.53B
| $3.38M | ﹤0.01% |
152,268
-24,056
| -14% | -$617K |
|
|
CGC
2757
CALL
Canopy Growth
CGC
$410M
| $3.38M | ﹤0.01% |
14,750
+12,750
| +638% | +$3.9M |
|
2758
Usana Health Sciences
USNA
$286M
| $3.38M | ﹤0.01% |
49,432
+6,093
| +14% | +$409K |
|
2759
SolarEdge
SEDG
$1.95B
| $3.38M | ﹤0.01% |
40,359
-26,551
| -40% | -$1.98M |
|
2760
CVB Financial
CVBF
$3.99B
| $3.38M | ﹤0.01% |
161,829
+72,702
| +82% | +$1.52M |
|
2761
PUT
Owens Corning
OC
$12.4B
| $3.37M | ﹤0.01% |
+53,300
| New | +$3.05M |
|
|
MRCC
2762
DELISTED
Monroe Capital Corp
MRCC
| $3.37M | ﹤0.01% |
319,079
-52,084
| -14% | -$562K |
|
2763
First Trust Institutional Preferred Securities and Income ETF
FPEI
$1.94B
| $3.35M | ﹤0.01% |
170,935
+17,998
| +12% | +$352K |
|
2764
Halozyme
HALO
$12.2B
| $3.35M | ﹤0.01% |
216,119
+80,977
| +60% | +$1.33M |
|
|
CEO
2765
DELISTED
CNOOC Limited
CEO
| $3.35M | ﹤0.01% |
21,988
+478
| +2% | +$75.2K |
|
2766
PUT
Illumina
ILMN
$28.4B
| $3.35M | ﹤0.01% |
11,308
-8,121
| -42% | -$2.39M |
|
2767
Clarivate
CLVT
$1.16B
| $3.34M | ﹤0.01% |
198,084
-21,340
| -10% | -$353K |
|
|
XIFR
2768
XPLR Infrastructure LP
XIFR
$1.08B
| $3.33M | ﹤0.01% |
63,115
-3,320
| -5% | -$167K |
|
2769
Petrobras Class A
PBR.A
$103B
| $3.33M | ﹤0.01% |
253,676
-40,073
| -14% | -$534K |
|
2770
Synaptics
SYNA
$4.15B
| $3.33M | ﹤0.01% |
83,391
-82,509
| -50% | -$2.78M |
|
|
ETRN
2771
DELISTED
Equitrans Midstream Corporation Common Stock
ETRN
| $3.33M | ﹤0.01% |
228,738
+109,432
| +92% | +$1.68M |
|
|
TPC
2772
Tutor Perini Cor
TPC
$5.21B
| $3.33M | ﹤0.01% |
232,197
+45,087
| +24% | +$551K |
|
|
BSCP
2773
DELISTED
Invesco BulletShares 2025 Corporate Bond ETF
BSCP
| $3.32M | ﹤0.01% |
155,420
-3,330
| -2% | -$70.8K |
|
2774
PUT
Tapestry
TPR
$32.8B
| $3.31M | ﹤0.01% |
127,100
+47,400
| +59% | +$1.25M |
|
|
SFIX
2775
PUT
Stitch Fix
SFIX
$560M
| $3.31M | ﹤0.01% |
+171,700
| New | +$3.99M |
|
Similar funds
UBS Group's Q3 2019 Portfolio in Review
As of Q3 2019, UBS Group held 8,655 positions worth $260B, up 0.05% from $260B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group's Q3 2019 filing shows 737 new, 4,060 increased, 2,893 reduced and 594 closed positions. Its largest new stake was Invesco S&P Ultra Dividend Revenue ETF: 1,020,769 shares worth $38.5M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $1.92B.
By sector, the portfolio is most concentrated in Technology at 9.5% of assets, down from 9.7% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q3 2019 buy was Invesco S&P Ultra Dividend Revenue ETF: 1,020,769 shares worth $38.5M.
- UBS Group added most to iShares US Treasury Bond ETF in Q3 2019, an estimated $469M increase.
- UBS Group's biggest Q3 2019 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.92B.
- UBS Group fully exited OAKTREE CAPITAL GROUP, LLC in Q3 2019, selling an estimated $172M.
- UBS Group's ten largest holdings make up 14% of its $260B portfolio in Q3 2019.
- UBS Group opened 737 new positions and closed 594 in Q3 2019.
- UBS Group's portfolio value rose 0.05% quarter-over-quarter to $260B.
Based on UBS Group's 13F filing for Q3 2019, filed 14 Nov 2019.