UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$422M |
| 2 |
iShares US Treasury Bond ETF
GOVT
|
+$342M |
| 3 |
Mondelez International
MDLZ
|
+$328M |
| 4 |
SHPG
Shire pic
SHPG
|
+$323M |
| 5 |
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
|
+$258M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
MON
Monsanto Co
MON
|
+$658M |
| 2 |
COL
Rockwell Collins
COL
|
+$266M |
| 3 |
JWN
Nordstrom
JWN
|
+$264M |
| 4 |
Deutsche Bank
DB
|
+$258M |
| 5 |
Invesco QQQ Trust
QQQ
|
+$250M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 7.19% |
| 2 | Technology | 6.4% |
| 3 | Healthcare | 6.06% |
| 4 | Industrials | 4.94% |
| 5 | Consumer Discretionary | 4.69% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
APC
2751
CALL
DELISTED
Anadarko Petroleum
APC
| $2.83M | ﹤0.01% |
58,000
+23,700
| +69% | +$1.05M |
|
2752
Brunswick
BC
$5.13B
| $2.83M | ﹤0.01% |
50,597
-14,335
| -22% | -$805K |
|
|
BBL
2753
DELISTED
BHP Group Plc American Depositary Shares (Each representing two Ordinary Shares)
BBL
| $2.83M | ﹤0.01% |
79,787
+2,128
| +3% | +$75.9K |
|
2754
Xtrackers MSCI Eurozone Hedged Equity ETF
DBEZ
$75.1M
| $2.83M | ﹤0.01% |
92,608
+1,192
| +1% | +$35.2K |
|
2755
H&R Block
HRB
$5.58B
| $2.83M | ﹤0.01% |
106,679
-77,673
| -42% | -$2.26M |
|
2756
CALL
Intuitive Surgical
ISRG
$127B
| $2.82M | ﹤0.01% |
24,300
-18,000
| -43% | -$1.96M |
|
|
PDLI
2757
DELISTED
PDL BioPharma, Inc.
PDLI
| $2.82M | ﹤0.01% |
832,796
+110,683
| +15% | +$308K |
|
|
GRUB
2758
DELISTED
Just Eat Takeaway.com N.V. American Depositary Shares
GRUB
| $2.82M | ﹤0.01% |
26,798
-4,860
| -15% | -$498K |
|
2759
Nuveen Global High Income Fund
JGH
$352M
| $2.82M | ﹤0.01% |
162,302
-1,540
| -0.9% | -$26.4K |
|
|
KIO
2760
KKR Income Opportunities Fund
KIO
$451M
| $2.82M | ﹤0.01% |
157,317
-27,111
| -15% | -$475K |
|
2761
Tiptree Inc
TIPT
$662M
| $2.81M | ﹤0.01% |
449,815
+1,255
| +0.3% | +$8.2K |
|
2762
Precigen
PGEN
$2.24B
| $2.81M | ﹤0.01% |
147,791
+18,252
| +14% | +$376K |
|
2763
CALL
Sempra
SRE
$57.9B
| $2.81M | ﹤0.01% |
49,200
+28,200
| +134% | +$1.63M |
|
2764
Nuveen California AMT-Free Quality Municipal Income Fund
NKX
$646M
| $2.81M | ﹤0.01% |
178,017
-56,817
| -24% | -$900K |
|
2765
PUT
Darden Restaurants
DRI
$23.3B
| $2.81M | ﹤0.01% |
35,600
+35,200
| +8,800% | +$2.97M |
|
|
IFN
2766
Aberdeen India Fund
IFN
$499M
| $2.81M | ﹤0.01% |
104,706
-431
| -0.4% | -$12K |
|
2767
PUT
lululemon athletica
LULU
$13.5B
| $2.8M | ﹤0.01% |
45,000
+5,000
| +13% | +$301K |
|
|
WIA
2768
Western Asset Inflation-Linked Income Fund
WIA
$185M
| $2.8M | ﹤0.01% |
242,507
+23,419
| +11% | +$268K |
|
2769
PUT
Southwest Airlines
LUV
$22B
| $2.8M | ﹤0.01% |
+50,000
| New | +$2.81M |
|
|
LFC
2770
DELISTED
China Life Insurance Company Ltd.
LFC
| $2.8M | ﹤0.01% |
185,941
+52,898
| +40% | +$830K |
|
2771
Choice Hotels
CHH
$5.07B
| $2.79M | ﹤0.01% |
43,732
+13,281
| +44% | +$830K |
|
|
SABA
2772
Saba Capital Income & Opportunities Fund II
SABA
$220M
| $2.79M | ﹤0.01% |
207,179
-17,249
| -8% | -$231K |
|
2773
PUT
Host Hotels & Resorts
HST
$17.2B
| $2.79M | ﹤0.01% |
151,000
+150,000
| +15,000% | +$2.73M |
|
|
FEI
2774
DELISTED
FIRST TRUST MLP AND ENERGY INCOME FUND
FEI
| $2.79M | ﹤0.01% |
183,091
+8,047
| +5% | +$123K |
|
2775
Coty
COTY
$2.42B
| $2.79M | ﹤0.01% |
168,735
+123,225
| +271% | +$2.23M |
|
Similar funds
UBS Group's Q3 2017 Portfolio in Review
As of Q3 2017, UBS Group held 8,493 positions worth $216B, up 12% from $193B the previous quarter. Its ten largest holdings account for 16% of the portfolio.
UBS Group deployed $15.2B of net new capital in Q3 2017, opening 749 new positions and adding to 3,978 existing holdings. Its largest new stake was Baker Hughes: 613,477 shares worth $22.5M.
By sector, the portfolio is most concentrated in Financials at 7.2% of assets, down from 7.7% a quarter earlier, followed by Technology and Healthcare.
On the sell side, the largest reduction was Monsanto Co, an estimated $658M trimmed.
- UBS Group's largest Q3 2017 buy was Baker Hughes: 613,477 shares worth $22.5M.
- UBS Group added most to State Street SPDR S&P 500 ETF Trust in Q3 2017, an estimated $422M increase.
- UBS Group's biggest Q3 2017 reduction was Monsanto Co, cutting an estimated $658M.
- UBS Group fully exited Oneok Partners LP in Q3 2017, selling an estimated $218M.
- UBS Group's ten largest holdings make up 16% of its $216B portfolio in Q3 2017.
- UBS Group opened 749 new positions and closed 707 in Q3 2017.
- UBS Group's portfolio value rose 12% quarter-over-quarter to $216B.
Based on UBS Group's 13F filing for Q3 2017, filed 14 Nov 2017.