UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$440M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$390M |
| 3 |
CRH
CRH
|
+$275M |
| 4 |
Advanced Micro Devices
AMD
|
+$228M |
| 5 |
iShares MSCI EAFE ETF
EFA
|
+$213M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
NVIDIA
NVDA
|
+$538M |
| 2 |
iShares MSCI ACWI ETF
ACWI
|
+$473M |
| 3 |
State Street Financial Select Sector SPDR ETF
XLF
|
+$397M |
| 4 |
Microsoft
MSFT
|
+$366M |
| 5 |
UnitedHealth
UNH
|
+$312M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.42% |
| 2 | Financials | 6.7% |
| 3 | Healthcare | 6.28% |
| 4 | Consumer Discretionary | 5.01% |
| 5 | Industrials | 4.22% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2726
New Mountain Finance
NMFC
$726M
| $4.28M | ﹤0.01% |
330,285
-41,718
| -11% | -$532K |
|
2727
PUT
Atlassian
TEAM
$38.5B
| $4.27M | ﹤0.01% |
+21,200
| New | +$4.02M |
|
2728
West Fraser Timber
WFG
$5.58B
| $4.26M | ﹤0.01% |
58,766
-17,974
| -23% | -$1.41M |
|
2729
SPX Corp
SPXC
$10.6B
| $4.26M | ﹤0.01% |
52,317
-33,110
| -39% | -$2.67M |
|
2730
Cohen & Steers REIT and Preferred and Income Fund
RNP
$980M
| $4.26M | ﹤0.01% |
248,155
-2,473
| -1% | -$46.6K |
|
2731
ChargePoint
CHPT
$158M
| $4.26M | ﹤0.01% |
42,815
+34,526
| +417% | +$5.01M |
|
2732
iShares MSCI Europe Financials ETF
EUFN
$4.29B
| $4.26M | ﹤0.01% |
225,048
-6,795
| -3% | -$131K |
|
2733
VanEck Short High Yield Muni ETF
SHYD
$455M
| $4.25M | ﹤0.01% |
196,735
-56,702
| -22% | -$1.25M |
|
|
ALE
2734
DELISTED
Allete
ALE
| $4.25M | ﹤0.01% |
80,541
-2,457
| -3% | -$138K |
|
2735
Monarch Casino & Resort
MCRI
$2.17B
| $4.25M | ﹤0.01% |
68,424
-5,789
| -8% | -$390K |
|
2736
CALL
Grab
GRAB
$15B
| $4.25M | ﹤0.01% |
1,200,000
-172,000
| -13% | -$614K |
|
2737
RingCentral
RNG
$5.38B
| $4.23M | ﹤0.01% |
142,697
+3,219
| +2% | +$107K |
|
|
JWN
2738
CALL
DELISTED
Nordstrom
JWN
| $4.23M | ﹤0.01% |
283,000
+25,700
| +10% | +$472K |
|
2739
iShares Global Materials ETF
MXI
$363M
| $4.23M | ﹤0.01% |
53,842
-3,438
| -6% | -$281K |
|
|
SAVE
2740
DELISTED
Spirit Airlines, Inc.
SAVE
| $4.22M | ﹤0.01% |
255,971
+126,160
| +97% | +$2.15M |
|
2741
iShares US Digital Infrastructure and Real Estate ETF
IDGT
$519M
| $4.22M | ﹤0.01% |
68,196
-5,601
| -8% | -$370K |
|
2742
VanEck Biotech ETF
BBH
$428M
| $4.21M | ﹤0.01% |
27,065
-1,204
| -4% | -$192K |
|
|
MASI
2743
DELISTED
Masimo
MASI
| $4.21M | ﹤0.01% |
48,068
-33,518
| -41% | -$3.9M |
|
2744
Imperial Oil
IMO
$62.3B
| $4.21M | ﹤0.01% |
68,380
+1,003
| +1% | +$55K |
|
2745
EyePoint Inc
EYPT
$1.13B
| $4.21M | ﹤0.01% |
526,848
+437,190
| +488% | +$4.79M |
|
2746
PUT
Coupang
CPNG
$29.1B
| $4.21M | ﹤0.01% |
+247,500
| New | +$4.45M |
|
2747
iShares US Insurance ETF
IAK
$542M
| $4.2M | ﹤0.01% |
45,842
-13,809
| -23% | -$1.25M |
|
2748
PUT
State Street SPDR S&P Metals & Mining ETF
XME
$4.55B
| $4.2M | ﹤0.01% |
80,000
+55,000
| +220% | +$2.85M |
|
|
P
2749
Everpure Inc
P
$32.6B
| $4.19M | ﹤0.01% |
117,762
-33,177
| -22% | -$1.23M |
|
|
PARA
2750
CALL
DELISTED
Paramount Global Class B
PARA
| $4.19M | ﹤0.01% |
325,000
+125,000
| +63% | +$1.85M |
|
Similar funds
UBS Group's Q3 2023 Portfolio in Review
As of Q3 2023, UBS Group held 10,416 positions worth $290B, down 2% from $296B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
UBS Group's Q3 2023 filing shows 1,615 new, 3,254 increased, 4,100 reduced and 999 closed positions. Its largest new stake was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M. The largest sale was NVIDIA, an estimated $538M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 13% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q3 2023 buy was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M.
- UBS Group added most to Invesco QQQ Trust in Q3 2023, an estimated $440M increase.
- UBS Group's biggest Q3 2023 reduction was NVIDIA, cutting an estimated $538M.
- UBS Group fully exited Magellan Midstream Partners, L.P. in Q3 2023, selling an estimated $245M.
- UBS Group's ten largest holdings make up 15% of its $290B portfolio in Q3 2023.
- UBS Group opened 1,615 new positions and closed 999 in Q3 2023.
- UBS Group's portfolio value fell 2% quarter-over-quarter to $290B.
Based on UBS Group's 13F filing for Q3 2023, filed 9 Nov 2023.