UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares US Treasury Bond ETF
GOVT
|
+$469M |
| 2 |
Fidelity National Information Services
FIS
|
+$352M |
| 3 |
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
|
+$337M |
| 4 |
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
|
+$316M |
| 5 |
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
|
+$292M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$1.92B |
| 2 |
UBS Group
UBS
|
+$1.46B |
| 3 |
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
|
+$547M |
| 4 |
Microsoft
MSFT
|
+$461M |
| 5 |
VanEck Junior Gold Miners ETF
GDXJ
|
+$433M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 9.47% |
| 2 | Financials | 6.72% |
| 3 | Healthcare | 6.27% |
| 4 | Consumer Discretionary | 5.76% |
| 5 | Industrials | 5.12% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
ARCH
2726
DELISTED
Arch Resources, Inc.
ARCH
| $3.48M | ﹤0.01% |
46,971
+23,012
| +96% | +$1.87M |
|
|
TBI
2727
Trueblue
TBI
$311M
| $3.48M | ﹤0.01% |
164,752
+24,593
| +18% | +$508K |
|
2728
NCR Voyix
VYX
$1.14B
| $3.48M | ﹤0.01% |
179,533
+61,425
| +52% | +$1.19M |
|
2729
MGIC Investment
MTG
$6.25B
| $3.47M | ﹤0.01% |
276,173
+43,942
| +19% | +$567K |
|
2730
CALL
CSX Corp
CSX
$93.1B
| $3.46M | ﹤0.01% |
+150,000
| New | +$3.49M |
|
2731
Kite Realty
KRG
$5.36B
| $3.46M | ﹤0.01% |
214,329
-36,867
| -15% | -$565K |
|
2732
PUT
Equinix
EQIX
$103B
| $3.46M | ﹤0.01% |
+6,000
| New | +$3.22M |
|
2733
Valvoline
VVV
$4.51B
| $3.46M | ﹤0.01% |
157,047
+77,853
| +98% | +$1.67M |
|
2734
PUT
Best Buy
BBY
$17.3B
| $3.45M | ﹤0.01% |
50,000
| – | – |
|
2735
Invesco S&P 500 Equal Weight Utilities ETF
RSPU
$530M
| $3.45M | ﹤0.01% |
64,674
+4,704
| +8% | +$240K |
|
2736
PIMCO Corporate & Income Opportunity Fund
PTY
$2.51B
| $3.44M | ﹤0.01% |
189,916
-25,950
| -12% | -$472K |
|
2737
NIO
NIO
$11.9B
| $3.44M | ﹤0.01% |
2,206,934
+24,334
| +1% | +$74.4K |
|
2738
Allison Transmission
ALSN
$9.82B
| $3.44M | ﹤0.01% |
73,139
+26,968
| +58% | +$1.22M |
|
2739
BlackBerry
BB
$5.26B
| $3.44M | ﹤0.01% |
655,296
+329,065
| +101% | +$2.31M |
|
|
BKCC
2740
DELISTED
BlackRock Capital Investment Corporation
BKCC
| $3.41M | ﹤0.01% |
681,552
-45,724
| -6% | -$252K |
|
2741
Iridium Communications
IRDM
$5.29B
| $3.41M | ﹤0.01% |
160,341
-6,048
| -4% | -$144K |
|
2742
First Hawaiian
FHB
$3.35B
| $3.41M | ﹤0.01% |
127,720
+45,603
| +56% | +$1.18M |
|
|
USCR
2743
DELISTED
U S Concrete, Inc.
USCR
| $3.41M | ﹤0.01% |
61,680
-17,648
| -22% | -$825K |
|
2744
NiSource
NI
$20.4B
| $3.41M | ﹤0.01% |
113,899
-5,320
| -4% | -$156K |
|
|
LNW
2745
DELISTED
Light & Wonder
LNW
| $3.4M | ﹤0.01% |
167,141
+75,908
| +83% | +$1.5M |
|
2746
PC Connection
CNXN
$2.12B
| $3.4M | ﹤0.01% |
87,409
+11,684
| +15% | +$415K |
|
2747
CALL
Target
TGT
$68B
| $3.4M | ﹤0.01% |
31,800
+29,800
| +1,490% | +$2.83M |
|
2748
OceanFirst Financial
OCFC
$1.91B
| $3.4M | ﹤0.01% |
144,007
+101,743
| +241% | +$2.37M |
|
|
CVRS
2749
DELISTED
CORINDUS VASCULAR ROBOTICS, INC
CVRS
| $3.4M | ﹤0.01% |
793,902
+484,346
| +156% | +$1.76M |
|
2750
MKS Inc
MKSI
$20.6B
| $3.4M | ﹤0.01% |
36,806
+27,054
| +277% | +$2.23M |
|
Similar funds
UBS Group's Q3 2019 Portfolio in Review
As of Q3 2019, UBS Group held 8,655 positions worth $260B, up 0.05% from $260B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group's Q3 2019 filing shows 737 new, 4,060 increased, 2,893 reduced and 594 closed positions. Its largest new stake was Invesco S&P Ultra Dividend Revenue ETF: 1,020,769 shares worth $38.5M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $1.92B.
By sector, the portfolio is most concentrated in Technology at 9.5% of assets, down from 9.7% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q3 2019 buy was Invesco S&P Ultra Dividend Revenue ETF: 1,020,769 shares worth $38.5M.
- UBS Group added most to iShares US Treasury Bond ETF in Q3 2019, an estimated $469M increase.
- UBS Group's biggest Q3 2019 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.92B.
- UBS Group fully exited OAKTREE CAPITAL GROUP, LLC in Q3 2019, selling an estimated $172M.
- UBS Group's ten largest holdings make up 14% of its $260B portfolio in Q3 2019.
- UBS Group opened 737 new positions and closed 594 in Q3 2019.
- UBS Group's portfolio value rose 0.05% quarter-over-quarter to $260B.
Based on UBS Group's 13F filing for Q3 2019, filed 14 Nov 2019.