UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$422M |
| 2 |
iShares US Treasury Bond ETF
GOVT
|
+$342M |
| 3 |
Mondelez International
MDLZ
|
+$328M |
| 4 |
SHPG
Shire pic
SHPG
|
+$323M |
| 5 |
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
|
+$258M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
MON
Monsanto Co
MON
|
+$658M |
| 2 |
COL
Rockwell Collins
COL
|
+$266M |
| 3 |
JWN
Nordstrom
JWN
|
+$264M |
| 4 |
Deutsche Bank
DB
|
+$258M |
| 5 |
Invesco QQQ Trust
QQQ
|
+$250M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 7.19% |
| 2 | Technology | 6.4% |
| 3 | Healthcare | 6.06% |
| 4 | Industrials | 4.94% |
| 5 | Consumer Discretionary | 4.69% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
LQ
2726
DELISTED
La Quinta Holdings Inc.
LQ
| $2.91M | ﹤0.01% |
166,149
+146,475
| +745% | +$2.28M |
|
2727
Stellus Capital Investment Corp
SCM
$217M
| $2.9M | ﹤0.01% |
212,461
+10,567
| +5% | +$144K |
|
2728
State Street SPDR S&P Insurance ETF
KIE
$649M
| $2.9M | ﹤0.01% |
96,585
-11,166
| -10% | -$333K |
|
2729
Invesco Trust Investment Grade Municipals
VGM
$548M
| $2.9M | ﹤0.01% |
216,094
-139,042
| -39% | -$1.89M |
|
|
GZT
2730
DELISTED
Gazit-globe Ltd
GZT
| $2.9M | ﹤0.01% |
302,525
+276,181
| +1,048% | +$2.68M |
|
|
WRI
2731
DELISTED
Weingarten Realty Investors
WRI
| $2.89M | ﹤0.01% |
91,170
-7,990
| -8% | -$255K |
|
|
GMS
2732
DELISTED
GMS Inc
GMS
| $2.89M | ﹤0.01% |
81,690
+68,708
| +529% | +$2.13M |
|
2733
PUT
HDFC Bank
HDB
$123B
| $2.89M | ﹤0.01% |
120,000
-80,000
| -40% | -$1.9M |
|
2734
iShares MSCI Indonesia ETF
EIDO
$480M
| $2.88M | ﹤0.01% |
107,984
-2,019
| -2% | -$54.3K |
|
2735
ICU Medical
ICUI
$4.21B
| $2.88M | ﹤0.01% |
15,499
+1,689
| +12% | +$295K |
|
2736
Emcor
EME
$35.2B
| $2.88M | ﹤0.01% |
41,515
+12,273
| +42% | +$813K |
|
2737
CALL
Mastercard
MA
$502B
| $2.88M | ﹤0.01% |
20,400
+11,900
| +140% | +$1.57M |
|
2738
Invesco S&P SmallCap 600 Pure Growth ETF
RZG
$142M
| $2.88M | ﹤0.01% |
78,501
-9,372
| -11% | -$325K |
|
|
ACSF
2739
DELISTED
American Capital Senior Floating, Ltd.
ACSF
| $2.88M | ﹤0.01% |
250,318
+5,727
| +2% | +$69.3K |
|
|
REN
2740
DELISTED
Resolute Energy Corporaton
REN
| $2.87M | ﹤0.01% |
96,658
-61,911
| -39% | -$1.84M |
|
|
AMTD
2741
DELISTED
TD Ameritrade Holding Corp
AMTD
| $2.87M | ﹤0.01% |
58,782
-4,216
| -7% | -$189K |
|
|
GNC
2742
DELISTED
GNC Holdings, Inc.
GNC
| $2.87M | ﹤0.01% |
324,352
+310,098
| +2,176% | +$2.79M |
|
2743
Invesco Solar ETF
TAN
$1.42B
| $2.86M | ﹤0.01% |
153,741
+48,504
| +46% | +$1.04M |
|
2744
PUT
Invesco DB Agriculture Fund
DBA
$1.23B
| $2.85M | ﹤0.01% |
150,000
| – | – |
|
2745
Timken Company
TKR
$9.56B
| $2.85M | ﹤0.01% |
58,614
-45,931
| -44% | -$2.12M |
|
|
FMO
2746
DELISTED
Fiduciary/Claymore Energy Infrastructure Fund
FMO
| $2.84M | ﹤0.01% |
44,006
-11
| -0% | -$730 |
|
2747
PUT
International Paper
IP
$21.6B
| $2.84M | ﹤0.01% |
52,800
| – | – |
|
2748
WEX
WEX
$6.37B
| $2.84M | ﹤0.01% |
25,309
+14,101
| +126% | +$1.53M |
|
|
CAVM
2749
DELISTED
Cavium, Inc.
CAVM
| $2.84M | ﹤0.01% |
43,040
+4,556
| +12% | +$288K |
|
|
NSL
2750
DELISTED
NUVEEN SENIOR INCM FD
NSL
| $2.84M | ﹤0.01% |
423,825
+1,219
| +0.3% | +$8.16K |
|
Similar funds
UBS Group's Q3 2017 Portfolio in Review
As of Q3 2017, UBS Group held 8,493 positions worth $216B, up 12% from $193B the previous quarter. Its ten largest holdings account for 16% of the portfolio.
UBS Group deployed $15.2B of net new capital in Q3 2017, opening 749 new positions and adding to 3,978 existing holdings. Its largest new stake was Baker Hughes: 613,477 shares worth $22.5M.
By sector, the portfolio is most concentrated in Financials at 7.2% of assets, down from 7.7% a quarter earlier, followed by Technology and Healthcare.
On the sell side, the largest reduction was Monsanto Co, an estimated $658M trimmed.
- UBS Group's largest Q3 2017 buy was Baker Hughes: 613,477 shares worth $22.5M.
- UBS Group added most to State Street SPDR S&P 500 ETF Trust in Q3 2017, an estimated $422M increase.
- UBS Group's biggest Q3 2017 reduction was Monsanto Co, cutting an estimated $658M.
- UBS Group fully exited Oneok Partners LP in Q3 2017, selling an estimated $218M.
- UBS Group's ten largest holdings make up 16% of its $216B portfolio in Q3 2017.
- UBS Group opened 749 new positions and closed 707 in Q3 2017.
- UBS Group's portfolio value rose 12% quarter-over-quarter to $216B.
Based on UBS Group's 13F filing for Q3 2017, filed 14 Nov 2017.