UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$440M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$390M |
| 3 |
CRH
CRH
|
+$275M |
| 4 |
Advanced Micro Devices
AMD
|
+$228M |
| 5 |
iShares MSCI EAFE ETF
EFA
|
+$213M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
NVIDIA
NVDA
|
+$538M |
| 2 |
iShares MSCI ACWI ETF
ACWI
|
+$473M |
| 3 |
State Street Financial Select Sector SPDR ETF
XLF
|
+$397M |
| 4 |
Microsoft
MSFT
|
+$366M |
| 5 |
UnitedHealth
UNH
|
+$312M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.42% |
| 2 | Financials | 6.7% |
| 3 | Healthcare | 6.28% |
| 4 | Consumer Discretionary | 5.01% |
| 5 | Industrials | 4.22% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
251
Vanguard Energy ETF
VDE
$9.91B
| $228M | 0.08% |
1,796,111
-18,105
| -1% | -$2.22M |
|
252
NRG Energy
NRG
$29.2B
| $226M | 0.08% |
5,866,858
+581,286
| +11% | +$22M |
|
253
CSX Corp
CSX
$94.5B
| $223M | 0.08% |
7,246,298
+68,015
| +0.9% | +$2.15M |
|
254
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23B
| $223M | 0.08% |
4,468,920
-1,611,158
| -26% | -$80.6M |
|
255
State Street SPDR S&P Dividend ETF
SDY
$23.8B
| $222M | 0.08% |
1,926,234
-150,748
| -7% | -$18.4M |
|
256
CALL
State Street Energy Select Sector SPDR ETF
XLE
$38.4B
| $221M | 0.08% |
4,900,200
+4,205,200
| +605% | +$184M |
|
257
PayPal
PYPL
$50.1B
| $221M | 0.08% |
3,774,004
+864,671
| +30% | +$56.3M |
|
258
iShares TIPS Bond ETF
TIP
$14.5B
| $220M | 0.08% |
2,125,700
-307,166
| -13% | -$32.5M |
|
259
First Trust NASDAQ Cybersecurity ETF
CIBR
$15.3B
| $218M | 0.08% |
4,802,634
+2,478
| +0.1% | +$114K |
|
260
Elevance Health
ELV
$83B
| $217M | 0.07% |
497,994
-159,581
| -24% | -$72.4M |
|
261
iShares Treasury Floating Rate Bond ETF
TFLO
$6.64B
| $217M | 0.07% |
4,272,279
+1,031,589
| +32% | +$52.2M |
|
262
Travelers Companies
TRV
$78B
| $216M | 0.07% |
1,324,473
-285,800
| -18% | -$47.7M |
|
263
State Street Communication Services Select Sector SPDR ETF
XLC
$22.6B
| $216M | 0.07% |
3,288,718
-698,960
| -18% | -$46.6M |
|
264
CALL
Cisco
CSCO
$480B
| $216M | 0.07% |
4,009,900
+1,342,000
| +50% | +$72.4M |
|
265
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17B
| $215M | 0.07% |
2,148,516
+290,472
| +16% | +$29M |
|
266
PUT
Netflix
NFLX
$306B
| $213M | 0.07% |
5,654,000
+796,000
| +16% | +$33.7M |
|
267
Alibaba
BABA
$309B
| $213M | 0.07% |
2,457,664
+157,760
| +7% | +$14.4M |
|
268
PUT
iShares 20+ Year Treasury Bond ETF
TLT
$41.7B
| $213M | 0.07% |
2,399,900
-3,737,905
| -61% | -$359M |
|
269
iShares Ultra Short Duration Bond Active ETF
ICSH
$8.12B
| $213M | 0.07% |
4,220,142
-25,079
| -0.6% | -$1.26M |
|
270
PUT
Citigroup
C
$230B
| $212M | 0.07% |
5,164,000
-3,738,503
| -42% | -$164M |
|
271
Vanguard Morningstar Mid-Cap Value ETF
VOE
$24B
| $211M | 0.07% |
1,611,909
-242,220
| -13% | -$33.5M |
|
272
Vanguard Russell 1000 Growth ETF
VONG
$44.9B
| $211M | 0.07% |
3,081,583
-25,002
| -0.8% | -$1.78M |
|
273
CALL
KraneShares CSI China Internet ETF
KWEB
$5.72B
| $210M | 0.07% |
7,688,700
+2,721,600
| +55% | +$77.4M |
|
274
PUT
Fidelity National Information Services
FIS
$23.1B
| $210M | 0.07% |
3,801,615
+3,645,215
| +2,331% | +$210M |
|
275
iShares Russell Mid-Cap Growth ETF
IWP
$20.6B
| $210M | 0.07% |
2,296,729
-70,405
| -3% | -$6.73M |
|
Similar funds
UBS Group's Q3 2023 Portfolio in Review
As of Q3 2023, UBS Group held 10,416 positions worth $290B, down 2% from $296B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
UBS Group's Q3 2023 filing shows 1,615 new, 3,256 increased, 4,100 reduced and 999 closed positions. Its largest new stake was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M. The largest sale was NVIDIA, an estimated $538M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 13% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q3 2023 buy was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M.
- UBS Group added most to Invesco QQQ Trust in Q3 2023, an estimated $440M increase.
- UBS Group's biggest Q3 2023 reduction was NVIDIA, cutting an estimated $538M.
- UBS Group fully exited Magellan Midstream Partners, L.P. in Q3 2023, selling an estimated $245M.
- UBS Group's ten largest holdings make up 15% of its $290B portfolio in Q3 2023.
- UBS Group opened 1,615 new positions and closed 999 in Q3 2023.
- UBS Group's portfolio value fell 2% quarter-over-quarter to $290B.
Based on UBS Group's 13F filing for Q3 2023, filed 9 Nov 2023.