UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$440M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$390M |
| 3 |
CRH
CRH
|
+$275M |
| 4 |
Advanced Micro Devices
AMD
|
+$228M |
| 5 |
iShares MSCI EAFE ETF
EFA
|
+$213M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
NVIDIA
NVDA
|
+$538M |
| 2 |
iShares MSCI ACWI ETF
ACWI
|
+$473M |
| 3 |
State Street Financial Select Sector SPDR ETF
XLF
|
+$397M |
| 4 |
Microsoft
MSFT
|
+$366M |
| 5 |
UnitedHealth
UNH
|
+$312M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.42% |
| 2 | Financials | 6.7% |
| 3 | Healthcare | 6.28% |
| 4 | Consumer Discretionary | 5.01% |
| 5 | Industrials | 4.22% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2701
Tenable Holdings
TENB
$4.04B
| $4.39M | ﹤0.01% |
97,976
-6,054
| -6% | -$272K |
|
|
GBAB
2702
Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust
GBAB
$389M
| $4.38M | ﹤0.01% |
281,618
-18,825
| -6% | -$296K |
|
|
KRTX
2703
PUT
DELISTED
Karuna Therapeutics, Inc. Common Stock
KRTX
| $4.36M | ﹤0.01% |
+25,800
| New | +$4.85M |
|
2704
PUT
Expedia Group
EXPE
$37.7B
| $4.36M | ﹤0.01% |
+42,300
| New | +$4.67M |
|
2705
PUT
Unity
U
$19B
| $4.36M | ﹤0.01% |
138,800
+128,800
| +1,288% | +$4.96M |
|
2706
CALL
American Water Works
AWK
$26.9B
| $4.35M | ﹤0.01% |
35,140
| – | – |
|
2707
Bloomin' Brands
BLMN
$944M
| $4.35M | ﹤0.01% |
176,850
-109,836
| -38% | -$2.92M |
|
2708
PUT
Fortinet
FTNT
$120B
| $4.35M | ﹤0.01% |
+74,100
| New | +$4.91M |
|
2709
TriNet
TNET
$3.09B
| $4.35M | ﹤0.01% |
37,318
+14,123
| +61% | +$1.49M |
|
2710
Commerce Bancshares
CBSH
$8.44B
| $4.34M | ﹤0.01% |
104,723
-12,267
| -10% | -$530K |
|
2711
PUT
Edwards Lifesciences
EW
$53B
| $4.34M | ﹤0.01% |
62,600
+30,000
| +92% | +$2.41M |
|
2712
First Trust US Equity Opportunities ETF
FPX
$1.48B
| $4.34M | ﹤0.01% |
51,628
+2,569
| +5% | +$226K |
|
|
DISH
2713
PUT
DELISTED
DISH Network Corp.
DISH
| $4.33M | ﹤0.01% |
739,700
-1,244,500
| -63% | -$8.48M |
|
2714
Vishay Intertechnology
VSH
$5.08B
| $4.33M | ﹤0.01% |
175,299
-255,196
| -59% | -$6.88M |
|
2715
Chemours
CC
$2.2B
| $4.33M | ﹤0.01% |
154,468
-67,699
| -30% | -$2.32M |
|
2716
iShares MSCI South Africa ETF
EZA
$579M
| $4.33M | ﹤0.01% |
114,983
-84,743
| -42% | -$3.41M |
|
2717
PUT
Southwest Airlines
LUV
$22B
| $4.32M | ﹤0.01% |
159,600
-80,400
| -34% | -$2.62M |
|
|
HCCI
2718
DELISTED
Heritage-Crystal Clean, Inc.
HCCI
| $4.32M | ﹤0.01% |
95,267
-126,896
| -57% | -$5.66M |
|
2719
Ryman Hospitality Properties
RHP
$7.57B
| $4.3M | ﹤0.01% |
51,613
-10,550
| -17% | -$932K |
|
2720
CALL
Darden Restaurants
DRI
$24.9B
| $4.3M | ﹤0.01% |
+30,000
| New | +$4.76M |
|
2721
IDEX
IEX
$17.2B
| $4.3M | ﹤0.01% |
20,649
-93,461
| -82% | -$20.3M |
|
2722
PUT
Targa Resources
TRGP
$57.1B
| $4.29M | ﹤0.01% |
+50,000
| New | +$4.14M |
|
|
FYBR
2723
DELISTED
Frontier Communications
FYBR
| $4.28M | ﹤0.01% |
273,697
+268,204
| +4,883% | +$4.35M |
|
|
UFOX
2724
Defiance Space and Connective Tech ETF
UFOX
$896M
| $4.28M | ﹤0.01% |
136,981
-277,100
| -67% | -$9.03M |
|
|
NSA
2725
DELISTED
National Storage Affiliates Trust
NSA
| $4.28M | ﹤0.01% |
134,868
-31,289
| -19% | -$1.06M |
|
Similar funds
UBS Group's Q3 2023 Portfolio in Review
As of Q3 2023, UBS Group held 10,416 positions worth $290B, down 2% from $296B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
UBS Group's Q3 2023 filing shows 1,615 new, 3,254 increased, 4,100 reduced and 999 closed positions. Its largest new stake was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M. The largest sale was NVIDIA, an estimated $538M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 13% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q3 2023 buy was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M.
- UBS Group added most to Invesco QQQ Trust in Q3 2023, an estimated $440M increase.
- UBS Group's biggest Q3 2023 reduction was NVIDIA, cutting an estimated $538M.
- UBS Group fully exited Magellan Midstream Partners, L.P. in Q3 2023, selling an estimated $245M.
- UBS Group's ten largest holdings make up 15% of its $290B portfolio in Q3 2023.
- UBS Group opened 1,615 new positions and closed 999 in Q3 2023.
- UBS Group's portfolio value fell 2% quarter-over-quarter to $290B.
Based on UBS Group's 13F filing for Q3 2023, filed 9 Nov 2023.