UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$324M |
| 2 |
State Street Energy Select Sector SPDR ETF
XLE
|
+$241M |
| 3 |
State Street Health Care Select Sector SPDR ETF
XLV
|
+$150M |
| 4 |
iShares 7-10 Year Treasury Bond ETF
IEF
|
+$142M |
| 5 |
UBS Group
UBS
|
+$140M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares MSCI ACWI ETF
ACWI
|
+$630M |
| 2 |
Invesco QQQ Trust
QQQ
|
+$608M |
| 3 |
iShares Core S&P 500 ETF
IVV
|
+$368M |
| 4 |
Tesla
TSLA
|
+$339M |
| 5 |
Amazon
AMZN
|
+$301M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 10.88% |
| 2 | Financials | 6.67% |
| 3 | Healthcare | 6.52% |
| 4 | Consumer Discretionary | 4.99% |
| 5 | Industrials | 4.19% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2701
Dimensional US Small Cap ETF
DFAS
$15.8B
| $3.37M | ﹤0.01% |
72,460
+8,747
| +14% | +$447K |
|
2702
iShares MSCI South Africa ETF
EZA
$572M
| $3.37M | ﹤0.01% |
93,376
+48,650
| +109% | +$2M |
|
2703
Affiliated Managers Group
AMG
$9.77B
| $3.36M | ﹤0.01% |
30,054
-2,301
| -7% | -$289K |
|
2704
PUT
Equity Residential
EQR
$24.7B
| $3.36M | ﹤0.01% |
50,000
| – | – |
|
|
MMD
2705
MainStay MacKay DefinedTerm Municipal Opportunities Fund
MMD
$282M
| $3.36M | ﹤0.01% |
215,734
-16,760
| -7% | -$303K |
|
2706
PUT
Under Armour
UAA
$2.52B
| $3.36M | ﹤0.01% |
505,300
-444,900
| -47% | -$3.89M |
|
2707
First Trust Short Duration Managed Municipal ETF
FSMB
$627M
| $3.36M | ﹤0.01% |
172,236
+14,096
| +9% | +$280K |
|
2708
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
$2.94B
| $3.35M | ﹤0.01% |
55,554
+14,729
| +36% | +$972K |
|
|
BLDP
2709
Ballard Power Systems
BLDP
$772M
| $3.35M | ﹤0.01% |
547,229
+166,148
| +44% | +$1.24M |
|
2710
Coca-Cola Femsa
KOF
$23B
| $3.34M | ﹤0.01% |
57,243
+794
| +1% | +$47.3K |
|
|
FEN
2711
DELISTED
First Trust Energy Income and Growth Fund
FEN
| $3.33M | ﹤0.01% |
224,200
+6,244
| +3% | +$96.5K |
|
|
CS
2712
DELISTED
Credit Suisse Group
CS
| $3.33M | ﹤0.01% |
849,370
-42,437
| -5% | -$224K |
|
2713
Occidental Petroleum Corp Warrants
OXY.WS
$34.2B
| $3.33M | ﹤0.01% |
83,990
-3,090
| -4% | -$130K |
|
2714
CALL
Sarepta Therapeutics
SRPT
$1.74B
| $3.33M | ﹤0.01% |
30,100
+29,500
| +4,917% | +$2.97M |
|
2715
DaVita
DVA
$11.7B
| $3.32M | ﹤0.01% |
40,149
+21,943
| +121% | +$1.92M |
|
2716
BlackRock MuniYield New York Quality Fund
MYN
$378M
| $3.32M | ﹤0.01% |
352,179
+20,778
| +6% | +$218K |
|
2717
USA Compression Partners
USAC
$3.77B
| $3.31M | ﹤0.01% |
190,247
-3,352
| -2% | -$59.3K |
|
2718
Arbor Realty Trust
ABR
$978M
| $3.31M | ﹤0.01% |
287,683
-390,187
| -58% | -$5.74M |
|
2719
Penumbra
PEN
$12.8B
| $3.31M | ﹤0.01% |
17,438
+3,114
| +22% | +$500K |
|
2720
CALL
Sanofi
SNY
$104B
| $3.3M | ﹤0.01% |
+86,900
| New | +$3.87M |
|
2721
CALL
Qorvo
QRVO
$8.68B
| $3.3M | ﹤0.01% |
+41,600
| New | +$4.02M |
|
2722
Royal Gold
RGLD
$19.4B
| $3.3M | ﹤0.01% |
35,159
-18,905
| -35% | -$1.87M |
|
2723
Invesco Dividend Achievers ETF
PFM
$806M
| $3.3M | ﹤0.01% |
101,916
-132
| -0.1% | -$4.7K |
|
|
BFK
2724
DELISTED
BlackRock Municipal Income Trust
BFK
| $3.29M | ﹤0.01% |
345,697
-170,133
| -33% | -$1.83M |
|
2725
Nexstar Media Group
NXST
$5.9B
| $3.29M | ﹤0.01% |
19,739
+3,955
| +25% | +$733K |
|
Similar funds
UBS Group's Q3 2022 Portfolio in Review
As of Q3 2022, UBS Group held 11,885 positions worth $228B, down 6.3% from $244B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group's Q3 2022 filing shows 1,175 new, 4,825 increased, 3,846 reduced and 1,024 closed positions. Its largest new stake was Fairlead Tactical Sector ETF: 824,803 shares worth $18.4M. The largest sale was iShares MSCI ACWI ETF, an estimated $630M.
By sector, the portfolio is most concentrated in Technology at 11% of assets, down from 12% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q3 2022 buy was Fairlead Tactical Sector ETF: 824,803 shares worth $18.4M.
- UBS Group added most to State Street SPDR S&P 500 ETF Trust in Q3 2022, an estimated $324M increase.
- UBS Group's biggest Q3 2022 reduction was iShares MSCI ACWI ETF, cutting an estimated $630M.
- UBS Group fully exited CMC Materials, Inc. Common Stock in Q3 2022, selling an estimated $111M.
- UBS Group's ten largest holdings make up 14% of its $228B portfolio in Q3 2022.
- UBS Group opened 1,175 new positions and closed 1,024 in Q3 2022.
- UBS Group's portfolio value fell 6.3% quarter-over-quarter to $228B.
Based on UBS Group's 13F filing for Q3 2022, filed 10 Nov 2022.