UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core S&P 500 ETF
IVV
|
+$1.06B |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$590M |
| 3 |
Invesco QQQ Trust
QQQ
|
+$368M |
| 4 |
PLAN
Anaplan, Inc.
PLAN
|
+$264M |
| 5 |
UBS Group
UBS
|
+$223M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Russell 2000 ETF
IWM
|
+$717M |
| 2 |
Microsoft
MSFT
|
+$677M |
| 3 |
Apple
AAPL
|
+$653M |
| 4 |
Amazon
AMZN
|
+$641M |
| 5 |
Meta Platforms (Facebook)
META
|
+$351M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.23% |
| 2 | Financials | 6.63% |
| 3 | Healthcare | 5.96% |
| 4 | Consumer Discretionary | 5.78% |
| 5 | Industrials | 4.3% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2701
PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund
CORP
$1.58B
| $5.62M | ﹤0.01% |
49,823
+1,135
| +2% | +$129K |
|
|
PPL
2702
CALL
PPL Corp
PPL
$26.7B
| $5.62M | ﹤0.01% |
187,000
+93,700
| +100% | +$2.7M |
|
2703
Nuveen S&P 500 Dynamic Overwrite Fund
SPXX
$344M
| $5.62M | ﹤0.01% |
302,150
+32,253
| +12% | +$577K |
|
|
REGI
2704
DELISTED
Renewable Energy Group, Inc.
REGI
| $5.61M | ﹤0.01% |
132,209
+16,323
| +14% | +$834K |
|
|
CACG
2705
DELISTED
Legg Mason ETF Investment Trust ClearBridge All Cap Growth ESG ETF
CACG
| $5.61M | ﹤0.01% |
110,670
+3,128
| +3% | +$160K |
|
2706
Bausch Health
BHC
$2.34B
| $5.59M | ﹤0.01% |
202,634
-221,664
| -52% | -$5.93M |
|
2707
VanEck BDC Income ETF
BIZD
$1.69B
| $5.59M | ﹤0.01% |
325,079
-5,676
| -2% | -$98.4K |
|
2708
Abercrombie & Fitch
ANF
$5B
| $5.59M | ﹤0.01% |
160,556
+15,838
| +11% | +$619K |
|
2709
CALL
Agilent Technologies
A
$41.2B
| $5.59M | ﹤0.01% |
35,000
+20,000
| +133% | +$3.12M |
|
2710
AGNC Investment
AGNC
$12.9B
| $5.59M | ﹤0.01% |
371,575
-1,867,658
| -83% | -$29.6M |
|
2711
Navient
NAVI
$853M
| $5.59M | ﹤0.01% |
263,354
+82,794
| +46% | +$1.67M |
|
2712
Semtech
SMTC
$13B
| $5.58M | ﹤0.01% |
62,726
+51,989
| +484% | +$4.43M |
|
2713
Philips
PHG
$26.1B
| $5.56M | ﹤0.01% |
182,665
-22,397
| -11% | -$761K |
|
2714
Marqeta
MQ
$1.66B
| $5.53M | ﹤0.01% |
80,527
+36,044
| +81% | +$3.23M |
|
2715
Terreno Realty
TRNO
$7.49B
| $5.53M | ﹤0.01% |
64,809
+14,552
| +29% | +$1.1M |
|
2716
First Trust NASDAQ 100 ex-Technology Sector Index Fund
QQXT
$159M
| $5.52M | ﹤0.01% |
62,321
-1,855
| -3% | -$162K |
|
2717
iShares iBonds Dec 2026 Term Muni Bond ETF
IBMO
$569M
| $5.52M | ﹤0.01% |
205,491
+4,338
| +2% | +$116K |
|
2718
Genpact
G
$5.76B
| $5.51M | ﹤0.01% |
103,904
+12,848
| +14% | +$647K |
|
2719
CALL
Allstate
ALL
$67.5B
| $5.51M | ﹤0.01% |
46,800
-7,100
| -13% | -$840K |
|
|
LICY
2720
DELISTED
Li-Cycle Holdings Corp.
LICY
| $5.5M | ﹤0.01% |
69,041
+59,837
| +650% | +$5.65M |
|
|
FOLD
2721
DELISTED
Amicus Therapeutics
FOLD
| $5.5M | ﹤0.01% |
475,870
+148,024
| +45% | +$1.65M |
|
2722
Arrow Electronics
ARW
$10.4B
| $5.5M | ﹤0.01% |
40,936
-12,830
| -24% | -$1.57M |
|
|
RDS.A
2723
CALL
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
| $5.49M | ﹤0.01% |
+126,500
| New | +$5.71M |
|
|
MVF
2724
DELISTED
BlackRock MuniVest Fund
MVF
| $5.49M | ﹤0.01% |
573,455
-122,540
| -18% | -$1.16M |
|
|
MMD
2725
MainStay MacKay DefinedTerm Municipal Opportunities Fund
MMD
$282M
| $5.49M | ﹤0.01% |
251,924
+107,910
| +75% | +$2.3M |
|
Similar funds
UBS Group's Q4 2021 Portfolio in Review
As of Q4 2021, UBS Group held 11,479 positions worth $349B, up 9.9% from $318B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group's Q4 2021 filing shows 1,739 new, 5,110 increased, 3,129 reduced and 997 closed positions. Its largest new stake was Hertz: 1,027,564 shares worth $25.7M. The largest sale was iShares Russell 2000 ETF, an estimated $717M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 12% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q4 2021 buy was Hertz: 1,027,564 shares worth $25.7M.
- UBS Group added most to iShares Core S&P 500 ETF in Q4 2021, an estimated $1.06B increase.
- UBS Group's biggest Q4 2021 reduction was iShares Russell 2000 ETF, cutting an estimated $717M.
- UBS Group fully exited Kansas City Southern in Q4 2021, selling an estimated $81.9M.
- UBS Group's ten largest holdings make up 14% of its $349B portfolio in Q4 2021.
- UBS Group opened 1,739 new positions and closed 997 in Q4 2021.
- UBS Group's portfolio value rose 9.9% quarter-over-quarter to $349B.
Based on UBS Group's 13F filing for Q4 2021, filed 14 Feb 2022.