UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$541M |
| 2 |
Microsoft
MSFT
|
+$517M |
| 3 |
Meta Platforms (Facebook)
META
|
+$493M |
| 4 |
Willis Towers Watson
WTW
|
+$405M |
| 5 |
Amazon
AMZN
|
+$372M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$626M |
| 2 |
WORK
Slack Technologies, Inc.
WORK
|
+$282M |
| 3 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$217M |
| 4 |
Adobe
ADBE
|
+$201M |
| 5 |
Danaher
DHR
|
+$188M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.18% |
| 2 | Financials | 7.26% |
| 3 | Consumer Discretionary | 6.08% |
| 4 | Healthcare | 6.04% |
| 5 | Communication Services | 4.98% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2701
Albertsons Companies
ACI
$5.83B
| $4.87M | ﹤0.01% |
156,335
+46,528
| +42% | +$1.22M |
|
2702
BioCryst Pharmaceuticals
BCRX
$2.4B
| $4.86M | ﹤0.01% |
338,388
+159,369
| +89% | +$2.51M |
|
2703
First Trust Emerging Markets Small Cap AlphaDEX Fund
FEMS
$251M
| $4.86M | ﹤0.01% |
114,960
+2,447
| +2% | +$109K |
|
2704
State Street SPDR MSCI USA Gender Diversity ETF
SHE
$336M
| $4.85M | ﹤0.01% |
48,060
-673
| -1% | -$69.8K |
|
2705
ProShares Short VIX Short-Term Futures ETF
SVXY
$230M
| $4.85M | ﹤0.01% |
178,354
-132,936
| -43% | -$3.7M |
|
2706
Neogen
NEOG
$2.5B
| $4.85M | ﹤0.01% |
111,601
+30,737
| +38% | +$1.34M |
|
2707
Iovance Biotherapeutics
IOVA
$2.87B
| $4.84M | ﹤0.01% |
196,284
+133,742
| +214% | +$3.15M |
|
2708
Ambarella
AMBA
$3.81B
| $4.83M | ﹤0.01% |
31,010
+4,251
| +16% | +$489K |
|
2709
MDU Resources
MDU
$4.32B
| $4.83M | ﹤0.01% |
427,922
+38,013
| +10% | +$455K |
|
|
KL
2710
DELISTED
Kirkland Lake Gold Ltd Ordinary
KL
| $4.83M | ﹤0.01% |
116,056
-70,139
| -38% | -$2.85M |
|
|
OTLY
2711
Oatly Group
OTLY
$438M
| $4.83M | ﹤0.01% |
15,958
+10,005
| +168% | +$3.63M |
|
|
LGF.B
2712
DELISTED
Lions Gate Entertainment Corp. Class B Non-Voting Shares
LGF.B
| $4.82M | ﹤0.01% |
370,463
-90,324
| -20% | -$1.19M |
|
2713
Five Below
FIVE
$13.5B
| $4.81M | ﹤0.01% |
27,201
-4,714
| -15% | -$939K |
|
2714
Cytokinetics
CYTK
$10.4B
| $4.81M | ﹤0.01% |
134,504
+107,854
| +405% | +$3.18M |
|
|
HPF
2715
John Hancock Preferred Income Fund II
HPF
$345M
| $4.8M | ﹤0.01% |
221,452
+8,930
| +4% | +$197K |
|
2716
BlackRock Floating Rate Income Trust
BGT
$325M
| $4.8M | ﹤0.01% |
361,355
+131,701
| +57% | +$1.72M |
|
|
LEO
2717
BNY Mellon Strategic Municipals
LEO
$387M
| $4.8M | ﹤0.01% |
551,666
-15,322
| -3% | -$140K |
|
2718
Tetra Tech
TTEK
$9.07B
| $4.8M | ﹤0.01% |
160,635
-1,315
| -0.8% | -$36.1K |
|
|
ACH
2719
Accendra Health
ACH
$214M
| $4.79M | ﹤0.01% |
152,964
+95,920
| +168% | +$3.78M |
|
|
OPP
2720
RiverNorth/DoubleLine Strategic Opportunity Fund
OPP
$191M
| $4.77M | ﹤0.01% |
331,180
-658
| -0.2% | -$10.1K |
|
|
WIW
2721
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
$513M
| $4.76M | ﹤0.01% |
358,612
-102,831
| -22% | -$1.37M |
|
2722
iShares International Developed Real Estate ETF
IFGL
$83.2M
| $4.76M | ﹤0.01% |
170,071
+292
| +0.2% | +$8.7K |
|
|
AIFU
2723
AIFU Inc
AIFU
$221M
| $4.76M | ﹤0.01% |
988
+379
| +62% | +$2.11M |
|
2724
PUT
ProPetro Holding
PUMP
$1.35B
| $4.76M | ﹤0.01% |
550,000
| – | – |
|
2725
iShares Asia 50 ETF
AIA
$4.93B
| $4.75M | ﹤0.01% |
60,743
-19,668
| -24% | -$1.65M |
|
Similar funds
UBS Group's Q3 2021 Portfolio in Review
As of Q3 2021, UBS Group held 10,865 positions worth $318B, up 2.4% from $310B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group deployed $12.8B of net new capital in Q3 2021, opening 1,329 new positions and adding to 3,996 existing holdings. Its largest new stake was Dimensional World ex US Core Equity 2 ETF: 1,947,829 shares worth $50.4M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 12% a quarter earlier, followed by Financials and Consumer Discretionary.
On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $626M trimmed.
- UBS Group's largest Q3 2021 buy was Dimensional World ex US Core Equity 2 ETF: 1,947,829 shares worth $50.4M.
- UBS Group added most to Apple in Q3 2021, an estimated $541M increase.
- UBS Group's biggest Q3 2021 reduction was Invesco QQQ Trust, cutting an estimated $626M.
- UBS Group fully exited Slack Technologies, Inc. in Q3 2021, selling an estimated $282M.
- UBS Group's ten largest holdings make up 14% of its $318B portfolio in Q3 2021.
- UBS Group opened 1,329 new positions and closed 1,129 in Q3 2021.
- UBS Group's portfolio value rose 2.4% quarter-over-quarter to $318B.
Based on UBS Group's 13F filing for Q3 2021, filed 15 Nov 2021.