UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
UBS Group
UBS
|
+$1.48B |
| 2 |
iShares Core MSCI Emerging Markets ETF
IEMG
|
+$690M |
| 3 |
VanEck Junior Gold Miners ETF
GDXJ
|
+$588M |
| 4 |
Truist Financial
TFC
|
+$532M |
| 5 |
VanEck Gold Miners ETF
GDX
|
+$278M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$1.3B |
| 2 |
Alibaba
BABA
|
+$771M |
| 3 |
AABA
Altaba Inc
AABA
|
+$759M |
| 4 |
STI
SunTrust Banks, Inc.
STI
|
+$503M |
| 5 |
BPL
Buckeye Partners, L.P.
BPL
|
+$467M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 9.82% |
| 2 | Financials | 7.38% |
| 3 | Healthcare | 6.65% |
| 4 | Consumer Discretionary | 5.46% |
| 5 | Industrials | 5.17% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2701
BlackLine
BL
$1.72B
| $4.45M | ﹤0.01% |
86,357
+23,097
| +37% | +$1.15M |
|
2702
CALL
Boot Barn
BOOT
$4.95B
| $4.45M | ﹤0.01% |
+100,000
| New | +$3.95M |
|
2703
Global X S&P 500 Covered Call ETF
XYLD
$3.27B
| $4.45M | ﹤0.01% |
87,886
+22,931
| +35% | +$1.14M |
|
|
SUNS
2704
DELISTED
SLR Senior Investment Corp. Common Stock
SUNS
| $4.45M | ﹤0.01% |
252,819
-12,363
| -5% | -$219K |
|
2705
CNO Financial Group
CNO
$5.1B
| $4.45M | ﹤0.01% |
245,211
+89,598
| +58% | +$1.52M |
|
2706
CALL
TSMC
TSM
$2.18T
| $4.45M | ﹤0.01% |
+76,500
| New | +$4.06M |
|
2707
PUT
Workday
WDAY
$44.4B
| $4.44M | ﹤0.01% |
+27,000
| New | +$4.48M |
|
2708
iShares US Small Cap Equity Factor ETF
SMLF
$4.27B
| $4.43M | ﹤0.01% |
103,192
+5,800
| +6% | +$240K |
|
|
RDS.A
2709
PUT
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
| $4.42M | ﹤0.01% |
75,000
| – | – |
|
2710
Otter Tail
OTTR
$3.94B
| $4.42M | ﹤0.01% |
86,234
+20,306
| +31% | +$1.05M |
|
2711
CALL
Amphenol
APH
$209B
| $4.42M | ﹤0.01% |
+163,200
| New | +$4.17M |
|
2712
PUT
Xerox
XRX
$425M
| $4.41M | ﹤0.01% |
+119,600
| New | +$4.18M |
|
|
MCI
2713
Barings Corporate Investors
MCI
$345M
| $4.41M | ﹤0.01% |
261,359
-6,712
| -3% | -$112K |
|
2714
James River Group Holdings
JRVR
$217M
| $4.39M | ﹤0.01% |
106,610
+43,512
| +69% | +$1.71M |
|
2715
Toyota
TM
$225B
| $4.39M | ﹤0.01% |
31,254
-2,010
| -6% | -$281K |
|
|
OPI
2716
DELISTED
Office Properties Income Trust
OPI
| $4.38M | ﹤0.01% |
136,326
+33,021
| +32% | +$1.06M |
|
2717
Usana Health Sciences
USNA
$286M
| $4.38M | ﹤0.01% |
55,743
+6,311
| +13% | +$465K |
|
|
NLSN
2718
DELISTED
Nielsen Holdings plc
NLSN
| $4.38M | ﹤0.01% |
215,731
+7,266
| +3% | +$148K |
|
2719
Builders FirstSource
BLDR
$8.04B
| $4.38M | ﹤0.01% |
172,274
-5,709
| -3% | -$136K |
|
2720
Stellus Capital Investment Corp
SCM
$243M
| $4.38M | ﹤0.01% |
307,563
-12,638
| -4% | -$177K |
|
|
SRCL
2721
DELISTED
Stericycle Inc
SRCL
| $4.37M | ﹤0.01% |
68,527
+38,985
| +132% | +$2.31M |
|
2722
Invesco S&P MidCap 400 GARP ETF
GRPM
$509M
| $4.36M | ﹤0.01% |
64,653
-63
| -0.1% | -$4.09K |
|
2723
Kadant
KAI
$3.99B
| $4.36M | ﹤0.01% |
41,400
+4,083
| +11% | +$388K |
|
|
IBKC
2724
DELISTED
IBERIABANK Corp
IBKC
| $4.36M | ﹤0.01% |
58,275
-16,710
| -22% | -$1.24M |
|
2725
AZZ Inc
AZZ
$4.54B
| $4.36M | ﹤0.01% |
94,823
+71,234
| +302% | +$2.91M |
|
Similar funds
UBS Group's Q4 2019 Portfolio in Review
As of Q4 2019, UBS Group held 8,864 positions worth $287B, up 11% from $260B the previous quarter. Its ten largest holdings account for 13% of the portfolio.
UBS Group's Q4 2019 filing shows 808 new, 4,306 increased, 2,684 reduced and 688 closed positions. Its largest new stake was Bristol-Myers Squibb Company Contingent Value Rights: 5,302,748 shares worth $16M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $1.3B.
By sector, the portfolio is most concentrated in Technology at 9.8% of assets, up from 9.5% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q4 2019 buy was Bristol-Myers Squibb Company Contingent Value Rights: 5,302,748 shares worth $16M.
- UBS Group added most to UBS Group in Q4 2019, an estimated $1.48B increase.
- UBS Group's biggest Q4 2019 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.3B.
- UBS Group fully exited Altaba Inc in Q4 2019, selling an estimated $759M.
- UBS Group's ten largest holdings make up 13% of its $287B portfolio in Q4 2019.
- UBS Group opened 808 new positions and closed 688 in Q4 2019.
- UBS Group's portfolio value rose 11% quarter-over-quarter to $287B.
Based on UBS Group's 13F filing for Q4 2019, filed 14 Feb 2020.