UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares US Treasury Bond ETF
GOVT
|
+$469M |
| 2 |
Fidelity National Information Services
FIS
|
+$352M |
| 3 |
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
|
+$337M |
| 4 |
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
|
+$316M |
| 5 |
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
|
+$292M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$1.92B |
| 2 |
UBS Group
UBS
|
+$1.46B |
| 3 |
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
|
+$547M |
| 4 |
Microsoft
MSFT
|
+$461M |
| 5 |
VanEck Junior Gold Miners ETF
GDXJ
|
+$433M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 9.47% |
| 2 | Financials | 6.72% |
| 3 | Healthcare | 6.27% |
| 4 | Consumer Discretionary | 5.76% |
| 5 | Industrials | 5.12% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2701
ENI
E
$77.5B
| $3.55M | ﹤0.01% |
116,560
-3,783
| -3% | -$117K |
|
|
OMP
2702
DELISTED
Oasis Midstream Partners LP Common Units Representing Limited Partner Interests
OMP
| $3.55M | ﹤0.01% |
222,486
-34,883
| -14% | -$634K |
|
2703
Invesco Dorsey Wright Healthcare Momentum ETF
PTH
$239M
| $3.55M | ﹤0.01% |
136,239
-22,965
| -14% | -$658K |
|
|
RDS.A
2704
CALL
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
| $3.55M | ﹤0.01% |
60,300
-246,700
| -80% | -$14.6M |
|
2705
Otter Tail
OTTR
$3.94B
| $3.54M | ﹤0.01% |
65,928
+21,719
| +49% | +$1.14M |
|
2706
GATX Corp
GATX
$6.27B
| $3.54M | ﹤0.01% |
45,674
+19,172
| +72% | +$1.46M |
|
2707
iShares MSCI Intl Quality Factor ETF
IQLT
$14.2B
| $3.54M | ﹤0.01% |
119,298
+57,536
| +93% | +$1.7M |
|
2708
Stewart Information Services
STC
$2.08B
| $3.54M | ﹤0.01% |
91,282
-316,585
| -78% | -$11.8M |
|
|
PRSP
2709
DELISTED
Perspecta Inc. Common Stock
PRSP
| $3.53M | ﹤0.01% |
135,185
+94,809
| +235% | +$2.32M |
|
2710
Arcosa
ACA
$7.11B
| $3.53M | ﹤0.01% |
103,150
+6,173
| +6% | +$214K |
|
|
FFA
2711
First Trust Enhanced Equity Income Fund
FFA
$467M
| $3.53M | ﹤0.01% |
222,820
+9,718
| +5% | +$155K |
|
2712
Lindblad Expeditions
LIND
$2.22B
| $3.52M | ﹤0.01% |
209,787
+13,512
| +7% | +$246K |
|
2713
Henry Schein
HSIC
$9.82B
| $3.51M | ﹤0.01% |
55,246
-10,908
| -16% | -$705K |
|
2714
CALL
Kohl's
KSS
$2.19B
| $3.51M | ﹤0.01% |
+70,600
| New | +$3.46M |
|
|
ALXN
2715
CALL
DELISTED
Alexion Pharmaceuticals
ALXN
| $3.51M | ﹤0.01% |
+35,800
| New | +$4.04M |
|
2716
Ambev
ABEV
$46.4B
| $3.5M | ﹤0.01% |
758,624
-835,601
| -52% | -$4M |
|
|
BRSL
2717
Brightstar Lottery PLC
BRSL
$2.03B
| $3.5M | ﹤0.01% |
246,575
-9,308
| -4% | -$123K |
|
|
CY
2718
CALL
DELISTED
Cypress Semiconductor
CY
| $3.5M | ﹤0.01% |
150,000
| – | – |
|
2719
Bank OZK
OZK
$5.61B
| $3.5M | ﹤0.01% |
128,339
-9,050
| -7% | -$252K |
|
|
WW
2720
CALL
DELISTED
WW International
WW
| $3.5M | ﹤0.01% |
92,500
| – | – |
|
|
NIHD
2721
DELISTED
NII Holdings, Inc. Common Stock
NIHD
| $3.5M | ﹤0.01% |
1,784,497
-3,374
| -0.2% | -$5.92K |
|
2722
Advanced Energy
AEIS
$13B
| $3.5M | ﹤0.01% |
60,910
+19,184
| +46% | +$1.04M |
|
2723
iShares Government/Credit Bond ETF
GBF
$128M
| $3.49M | ﹤0.01% |
29,360
+5,471
| +23% | +$645K |
|
|
HTO
2724
H2O America
HTO
$2.62B
| $3.49M | ﹤0.01% |
51,143
-3,422
| -6% | -$225K |
|
|
GLIBA
2725
DELISTED
GCI Liberty, Inc. Class A Common Stock (DE)
GLIBA
| $3.49M | ﹤0.01% |
56,263
-8,206
| -13% | -$508K |
|
Similar funds
UBS Group's Q3 2019 Portfolio in Review
As of Q3 2019, UBS Group held 8,655 positions worth $260B, up 0.05% from $260B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group's Q3 2019 filing shows 737 new, 4,060 increased, 2,893 reduced and 594 closed positions. Its largest new stake was Invesco S&P Ultra Dividend Revenue ETF: 1,020,769 shares worth $38.5M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $1.92B.
By sector, the portfolio is most concentrated in Technology at 9.5% of assets, down from 9.7% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q3 2019 buy was Invesco S&P Ultra Dividend Revenue ETF: 1,020,769 shares worth $38.5M.
- UBS Group added most to iShares US Treasury Bond ETF in Q3 2019, an estimated $469M increase.
- UBS Group's biggest Q3 2019 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.92B.
- UBS Group fully exited OAKTREE CAPITAL GROUP, LLC in Q3 2019, selling an estimated $172M.
- UBS Group's ten largest holdings make up 14% of its $260B portfolio in Q3 2019.
- UBS Group opened 737 new positions and closed 594 in Q3 2019.
- UBS Group's portfolio value rose 0.05% quarter-over-quarter to $260B.
Based on UBS Group's 13F filing for Q3 2019, filed 14 Nov 2019.