UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$602M |
| 2 |
State Street Utilities Select Sector SPDR ETF
XLU
|
+$296M |
| 3 |
Berkshire Hathaway Class B
BRK.B
|
+$256M |
| 4 |
Enterprise Products Partners
EPD
|
+$252M |
| 5 |
Charter Communications
CHTR
|
+$251M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$4.22B |
| 2 |
CVS Health
CVS
|
+$465M |
| 3 |
Mondelez International
MDLZ
|
+$382M |
| 4 |
SHPG
Shire pic
SHPG
|
+$221M |
| 5 |
LVLT
Level 3 Communications Inc
LVLT
|
+$139M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 7.78% |
| 2 | Technology | 7.19% |
| 3 | Healthcare | 5.6% |
| 4 | Industrials | 5.06% |
| 5 | Consumer Discretionary | 4.81% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
GCI
2701
DELISTED
Gannett Co., Inc
GCI
| $3.39M | ﹤0.01% |
292,259
+39,647
| +16% | +$414K |
|
2702
PUT
Southwest Airlines
LUV
$22B
| $3.38M | ﹤0.01% |
51,700
+1,700
| +3% | +$100K |
|
|
LM
2703
DELISTED
Legg Mason, Inc.
LM
| $3.38M | ﹤0.01% |
80,581
+38,870
| +93% | +$1.53M |
|
2704
iShares US Insurance ETF
IAK
$508M
| $3.38M | ﹤0.01% |
50,777
+29,820
| +142% | +$1.97M |
|
2705
Horizon Technology Finance
HRZN
$295M
| $3.37M | ﹤0.01% |
300,524
-17,530
| -6% | -$194K |
|
2706
CareTrust REIT
CTRE
$9.91B
| $3.37M | ﹤0.01% |
201,055
+143,078
| +247% | +$2.64M |
|
|
MYF
2707
DELISTED
Blackrock Muni Yield Investment Fund, Inc.
MYF
| $3.37M | ﹤0.01% |
226,627
+63,398
| +39% | +$976K |
|
|
FOLD
2708
DELISTED
Amicus Therapeutics
FOLD
| $3.36M | ﹤0.01% |
233,202
-70,421
| -23% | -$968K |
|
2709
Essent Group
ESNT
$6.08B
| $3.35M | ﹤0.01% |
77,252
-18,864
| -20% | -$822K |
|
|
VTLE
2710
CALL
DELISTED
Vital Energy
VTLE
| $3.35M | ﹤0.01% |
15,805
+5,765
| +57% | +$1.26M |
|
2711
Post Holdings
POST
$4.14B
| $3.35M | ﹤0.01% |
64,564
-105,924
| -62% | -$5.64M |
|
2712
iShares MSCI South Africa ETF
EZA
$547M
| $3.35M | ﹤0.01% |
47,807
-36,281
| -43% | -$2.25M |
|
|
SRC
2713
DELISTED
SPIRIT REALTY CAPITAL, INC.
SRC
| $3.35M | ﹤0.01% |
86,929
-17,654
| -17% | -$670K |
|
2714
Beazer Homes USA
BZH
$877M
| $3.33M | ﹤0.01% |
173,521
+30,054
| +21% | +$604K |
|
2715
CALL
SM Energy
SM
$7.8B
| $3.33M | ﹤0.01% |
151,000
-2,000
| -1% | -$40.4K |
|
|
VGI
2716
Virtus Global Multi-Sector Income Fund
VGI
$81.9M
| $3.33M | ﹤0.01% |
190,426
-26,493
| -12% | -$479K |
|
2717
Hanmi Financial
HAFC
$945M
| $3.33M | ﹤0.01% |
109,799
+5,060
| +5% | +$156K |
|
|
MRO
2718
CALL
DELISTED
Marathon Oil Corporation
MRO
| $3.32M | ﹤0.01% |
196,100
+191,000
| +3,745% | +$2.84M |
|
2719
TD Synnex
SNX
$20.4B
| $3.31M | ﹤0.01% |
48,766
-3,838
| -7% | -$254K |
|
|
LFC
2720
DELISTED
China Life Insurance Company Ltd.
LFC
| $3.31M | ﹤0.01% |
212,370
+26,429
| +14% | +$430K |
|
|
SWN
2721
CALL
DELISTED
Southwestern Energy Company
SWN
| $3.31M | ﹤0.01% |
592,900
+540,300
| +1,027% | +$3.14M |
|
|
AL
2722
DELISTED
Air Lease Corp
AL
| $3.31M | ﹤0.01% |
68,732
+9,838
| +17% | +$432K |
|
|
LKSD
2723
DELISTED
LSC Communications, Inc.
LKSD
| $3.3M | ﹤0.01% |
217,934
+205,119
| +1,601% | +$3.26M |
|
2724
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
$4.89B
| $3.3M | ﹤0.01% |
52,468
+24,754
| +89% | +$1.58M |
|
2725
News Corp Class A
NWSA
$14.9B
| $3.3M | ﹤0.01% |
203,332
+180,205
| +779% | +$2.7M |
|
Similar funds
UBS Group's Q4 2017 Portfolio in Review
As of Q4 2017, UBS Group held 8,546 positions worth $243B, up 13% from $216B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
UBS Group deployed $15.3B of net new capital in Q4 2017, opening 751 new positions and adding to 3,655 existing holdings. Its largest new stake was Columbia Diversified Fixed Income Allocation ETF: 857,912 shares worth $17.1M.
By sector, the portfolio is most concentrated in Financials at 7.8% of assets, up from 7.2% a quarter earlier, followed by Technology and Healthcare.
On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $4.22B trimmed.
- UBS Group's largest Q4 2017 buy was Columbia Diversified Fixed Income Allocation ETF: 857,912 shares worth $17.1M.
- UBS Group added most to Apple in Q4 2017, an estimated $602M increase.
- UBS Group's biggest Q4 2017 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $4.22B.
- UBS Group fully exited Level 3 Communications Inc in Q4 2017, selling an estimated $139M.
- UBS Group's ten largest holdings make up 15% of its $243B portfolio in Q4 2017.
- UBS Group opened 751 new positions and closed 634 in Q4 2017.
- UBS Group's portfolio value rose 13% quarter-over-quarter to $243B.
Based on UBS Group's 13F filing for Q4 2017, filed 14 Feb 2018.