UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$440M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$390M |
| 3 |
CRH
CRH
|
+$275M |
| 4 |
Advanced Micro Devices
AMD
|
+$228M |
| 5 |
iShares MSCI EAFE ETF
EFA
|
+$213M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
NVIDIA
NVDA
|
+$538M |
| 2 |
iShares MSCI ACWI ETF
ACWI
|
+$473M |
| 3 |
State Street Financial Select Sector SPDR ETF
XLF
|
+$397M |
| 4 |
Microsoft
MSFT
|
+$366M |
| 5 |
UnitedHealth
UNH
|
+$312M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.42% |
| 2 | Financials | 6.7% |
| 3 | Healthcare | 6.28% |
| 4 | Consumer Discretionary | 5.01% |
| 5 | Industrials | 4.22% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2676
iShares US Broker-Dealers & Securities Exchanges ETF
IAI
$1.36B
| $4.53M | ﹤0.01% |
49,783
-10,207
| -17% | -$965K |
|
2677
BlackRock Floating Rate Income Trust
BGT
$328M
| $4.53M | ﹤0.01% |
375,386
+33,604
| +10% | +$400K |
|
2678
Global X E-commerce ETF
EBIZ
$29.5M
| $4.51M | ﹤0.01% |
249,469
+2,014
| +0.8% | +$38.2K |
|
2679
Avnet
AVT
$7.99B
| $4.51M | ﹤0.01% |
93,627
-5,619
| -6% | -$271K |
|
2680
Shoals Technologies Group
SHLS
$1.44B
| $4.51M | ﹤0.01% |
247,072
-127,312
| -34% | -$2.83M |
|
2681
ProShares Online Retail ETF
ONLN
$66.7M
| $4.51M | ﹤0.01% |
145,726
-674
| -0.5% | -$22.5K |
|
2682
Robinhood
HOOD
$85B
| $4.5M | ﹤0.01% |
459,208
+204,125
| +80% | +$2.26M |
|
2683
BlackRock Health Sciences Trust
BME
$574M
| $4.5M | ﹤0.01% |
114,996
+29,793
| +35% | +$1.19M |
|
2684
PUT
Crown Castle
CCI
$31.3B
| $4.5M | ﹤0.01% |
48,900
| – | – |
|
2685
CALL
Tapestry
TPR
$33.3B
| $4.5M | ﹤0.01% |
156,400
| – | – |
|
2686
Dorian LPG
LPG
$1.9B
| $4.49M | ﹤0.01% |
156,430
+17,667
| +13% | +$475K |
|
2687
BlackRock Short Maturity Municipal Bond ETF
MEAR
$1.37B
| $4.48M | ﹤0.01% |
89,894
-18,305
| -17% | -$913K |
|
2688
iShares North American Natural Resources ETF
IGE
$778M
| $4.48M | ﹤0.01% |
107,631
-40,029
| -27% | -$1.65M |
|
2689
Encore Capital Group
ECPG
$2.01B
| $4.46M | ﹤0.01% |
93,414
+6,429
| +7% | +$315K |
|
2690
SoFi Technologies
SOFI
$23.4B
| $4.44M | ﹤0.01% |
556,179
-330,616
| -37% | -$2.91M |
|
2691
Marriott Vacations Worldwide
VAC
$3.89B
| $4.43M | ﹤0.01% |
44,066
+42,438
| +2,607% | +$4.84M |
|
2692
Zurn Elkay Water Solutions
ZWS
$8.47B
| $4.43M | ﹤0.01% |
158,247
+52,646
| +50% | +$1.5M |
|
|
UCTT
2693
Ultra Clean Holdings
UCTT
$3.72B
| $4.42M | ﹤0.01% |
149,065
-17,177
| -10% | -$579K |
|
2694
State Street SPDR S&P China ETF
GXC
$486M
| $4.42M | ﹤0.01% |
61,775
-9,649
| -14% | -$719K |
|
2695
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
$2.93B
| $4.42M | ﹤0.01% |
63,883
-5,420
| -8% | -$390K |
|
|
AOD
2696
abrdn Total Dynamic Dividend Fund
AOD
$1.14B
| $4.4M | ﹤0.01% |
582,150
-152,669
| -21% | -$1.23M |
|
2697
CALL
Goodyear
GT
$1.74B
| $4.4M | ﹤0.01% |
354,000
+91,800
| +35% | +$1.25M |
|
2698
Axalta
AXTA
$8.01B
| $4.39M | ﹤0.01% |
163,331
+4,583
| +3% | +$134K |
|
2699
PIMCO 15+ Year US TIPS Index Exchange-Traded Fund
LTPZ
$740M
| $4.39M | ﹤0.01% |
83,549
+19,818
| +31% | +$1.12M |
|
2700
iShares New York Muni Bond ETF
NYF
$1.41B
| $4.39M | ﹤0.01% |
86,023
+9,691
| +13% | +$510K |
|
Similar funds
UBS Group's Q3 2023 Portfolio in Review
As of Q3 2023, UBS Group held 10,416 positions worth $290B, down 2% from $296B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
UBS Group's Q3 2023 filing shows 1,615 new, 3,254 increased, 4,100 reduced and 999 closed positions. Its largest new stake was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M. The largest sale was NVIDIA, an estimated $538M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 13% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q3 2023 buy was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M.
- UBS Group added most to Invesco QQQ Trust in Q3 2023, an estimated $440M increase.
- UBS Group's biggest Q3 2023 reduction was NVIDIA, cutting an estimated $538M.
- UBS Group fully exited Magellan Midstream Partners, L.P. in Q3 2023, selling an estimated $245M.
- UBS Group's ten largest holdings make up 15% of its $290B portfolio in Q3 2023.
- UBS Group opened 1,615 new positions and closed 999 in Q3 2023.
- UBS Group's portfolio value fell 2% quarter-over-quarter to $290B.
Based on UBS Group's 13F filing for Q3 2023, filed 9 Nov 2023.