UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$541M |
| 2 |
Microsoft
MSFT
|
+$517M |
| 3 |
Meta Platforms (Facebook)
META
|
+$493M |
| 4 |
Willis Towers Watson
WTW
|
+$405M |
| 5 |
Amazon
AMZN
|
+$372M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$626M |
| 2 |
WORK
Slack Technologies, Inc.
WORK
|
+$282M |
| 3 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$217M |
| 4 |
Adobe
ADBE
|
+$201M |
| 5 |
Danaher
DHR
|
+$188M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.18% |
| 2 | Financials | 7.26% |
| 3 | Consumer Discretionary | 6.08% |
| 4 | Healthcare | 6.04% |
| 5 | Communication Services | 4.98% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2676
State Street DoubleLine Short Duration Total Return Tactical ETF
STOT
$507M
| $5.02M | ﹤0.01% |
101,202
+535
| +0.5% | +$26.6K |
|
|
LHCG
2677
DELISTED
LHC Group LLC
LHCG
| $5M | ﹤0.01% |
31,886
+15,915
| +100% | +$2.99M |
|
|
BSCL
2678
DELISTED
Invesco BulletShares 2021 Corporate Bond ETF
BSCL
| $5M | ﹤0.01% |
236,996
-87,447
| -27% | -$1.84M |
|
2679
Nuveen California Municipal Value Fund
NCA
$302M
| $4.99M | ﹤0.01% |
472,648
+52,118
| +12% | +$558K |
|
2680
BlackRock MuniYield New York Quality Fund
MYN
$377M
| $4.98M | ﹤0.01% |
361,212
-7,557
| -2% | -$108K |
|
2681
WhiteHorse Finance
WHF
$146M
| $4.98M | ﹤0.01% |
327,036
-20,018
| -6% | -$309K |
|
2682
CALL
Global X Uranium ETF
URA
$6.27B
| $4.98M | ﹤0.01% |
209,200
-1,365,800
| -87% | -$29.1M |
|
2683
Sonos
SONO
$1.85B
| $4.97M | ﹤0.01% |
153,621
+25,667
| +20% | +$925K |
|
|
SI
2684
DELISTED
Silvergate Capital Corporation
SI
| $4.97M | ﹤0.01% |
43,003
-20,296
| -32% | -$2.17M |
|
|
CIM
2685
Chimera Investment
CIM
$1B
| $4.95M | ﹤0.01% |
111,163
+6,889
| +7% | +$309K |
|
|
IBMK
2686
DELISTED
iShares iBonds Dec 2022 Term Muni Bond ETF
IBMK
| $4.95M | ﹤0.01% |
189,029
-28,595
| -13% | -$750K |
|
2687
iShares MSCI USA Small-Cap Min Vol Factor ETF
SMMV
$292M
| $4.95M | ﹤0.01% |
133,444
-579
| -0.4% | -$21.9K |
|
2688
ALPS Disruptive Technologies ETF
DTEC
$75.7M
| $4.93M | ﹤0.01% |
101,649
-1,892
| -2% | -$94.1K |
|
2689
Floor & Decor
FND
$6.68B
| $4.93M | ﹤0.01% |
40,800
+18,913
| +86% | +$2.26M |
|
|
MUI
2690
DELISTED
BlackRock Municipal Income Fund, Inc.
MUI
| $4.93M | ﹤0.01% |
324,022
+676
| +0.2% | +$10.7K |
|
2691
iShares Cybersecurity and Tech ETF
IHAK
$1.1B
| $4.91M | ﹤0.01% |
+113,014
| New | +$5.01M |
|
2692
Main Street Capital
MAIN
$5.48B
| $4.91M | ﹤0.01% |
119,385
-13,548
| -10% | -$563K |
|
2693
AptarGroup
ATR
$8.61B
| $4.9M | ﹤0.01% |
41,092
-26,086
| -39% | -$3.43M |
|
|
ZH
2694
Zhihu
ZH
$279M
| $4.9M | ﹤0.01% |
88,475
+22,333
| +34% | +$1.34M |
|
|
IBMN
2695
DELISTED
iShares iBonds Dec 2025 Term Muni Bond ETF
IBMN
| $4.89M | ﹤0.01% |
174,990
+3,601
| +2% | +$101K |
|
2696
Canadian Solar
CSIQ
$1.08B
| $4.89M | ﹤0.01% |
141,399
+9,811
| +7% | +$373K |
|
2697
Tennant Co
TNC
$1.26B
| $4.88M | ﹤0.01% |
66,050
+7,146
| +12% | +$536K |
|
2698
TRI-Continental Corp
TY
$1.9B
| $4.88M | ﹤0.01% |
146,065
-4,193
| -3% | -$144K |
|
2699
CALL
Merck
MRK
$318B
| $4.88M | ﹤0.01% |
64,899
+46,993
| +262% | +$3.57M |
|
2700
Wayfair
W
$14.6B
| $4.88M | ﹤0.01% |
19,079
-5,942
| -24% | -$1.68M |
|
Similar funds
UBS Group's Q3 2021 Portfolio in Review
As of Q3 2021, UBS Group held 10,865 positions worth $318B, up 2.4% from $310B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group deployed $12.8B of net new capital in Q3 2021, opening 1,329 new positions and adding to 3,996 existing holdings. Its largest new stake was Dimensional World ex US Core Equity 2 ETF: 1,947,829 shares worth $50.4M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 12% a quarter earlier, followed by Financials and Consumer Discretionary.
On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $626M trimmed.
- UBS Group's largest Q3 2021 buy was Dimensional World ex US Core Equity 2 ETF: 1,947,829 shares worth $50.4M.
- UBS Group added most to Apple in Q3 2021, an estimated $541M increase.
- UBS Group's biggest Q3 2021 reduction was Invesco QQQ Trust, cutting an estimated $626M.
- UBS Group fully exited Slack Technologies, Inc. in Q3 2021, selling an estimated $282M.
- UBS Group's ten largest holdings make up 14% of its $318B portfolio in Q3 2021.
- UBS Group opened 1,329 new positions and closed 1,129 in Q3 2021.
- UBS Group's portfolio value rose 2.4% quarter-over-quarter to $318B.
Based on UBS Group's 13F filing for Q3 2021, filed 15 Nov 2021.