UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$440M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$390M |
| 3 |
CRH
CRH
|
+$275M |
| 4 |
Advanced Micro Devices
AMD
|
+$228M |
| 5 |
iShares MSCI EAFE ETF
EFA
|
+$213M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
NVIDIA
NVDA
|
+$538M |
| 2 |
iShares MSCI ACWI ETF
ACWI
|
+$473M |
| 3 |
State Street Financial Select Sector SPDR ETF
XLF
|
+$397M |
| 4 |
Microsoft
MSFT
|
+$366M |
| 5 |
UnitedHealth
UNH
|
+$312M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.42% |
| 2 | Financials | 6.7% |
| 3 | Healthcare | 6.28% |
| 4 | Consumer Discretionary | 5.01% |
| 5 | Industrials | 4.22% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2651
Exponent
EXPO
$3.28B
| $4.64M | ﹤0.01% |
54,155
-2,843
| -5% | -$257K |
|
2652
Xtrackers MSCI Europe Hedged Equity ETF
DBEU
$799M
| $4.64M | ﹤0.01% |
130,792
-12,421
| -9% | -$445K |
|
2653
Advanced Energy
AEIS
$12.6B
| $4.63M | ﹤0.01% |
44,930
-22,344
| -33% | -$2.5M |
|
2654
Academy Sports + Outdoors
ASO
$3.09B
| $4.62M | ﹤0.01% |
97,746
-53,281
| -35% | -$2.85M |
|
2655
Hovnanian Enterprises
HOV
$772M
| $4.62M | ﹤0.01% |
45,432
+3,528
| +8% | +$370K |
|
2656
DT Midstream
DTM
$13.7B
| $4.62M | ﹤0.01% |
87,259
+3,543
| +4% | +$185K |
|
2657
Elastic
ESTC
$7.93B
| $4.61M | ﹤0.01% |
56,805
+12,430
| +28% | +$847K |
|
2658
PUT
Viatris
VTRS
$18.7B
| $4.61M | ﹤0.01% |
467,300
+90,000
| +24% | +$937K |
|
|
TMHC
2659
DELISTED
Taylor Morrison
TMHC
| $4.6M | ﹤0.01% |
107,966
-3,100
| -3% | -$146K |
|
|
FL
2660
CALL
DELISTED
Foot Locker
FL
| $4.6M | ﹤0.01% |
265,000
+130,000
| +96% | +$2.91M |
|
|
PCH
2661
DELISTED
PotlatchDeltic
PCH
| $4.59M | ﹤0.01% |
101,187
-13,213
| -12% | -$652K |
|
2662
Fidelity Dividend ETF for Rising Rates
FDRR
$761M
| $4.59M | ﹤0.01% |
115,347
-13,816
| -11% | -$576K |
|
|
SMAR
2663
DELISTED
Smartsheet Inc.
SMAR
| $4.59M | ﹤0.01% |
113,356
+76,499
| +208% | +$3.14M |
|
2664
Invesco S&P SmallCap 600 Pure Value ETF
RZV
$304M
| $4.58M | ﹤0.01% |
50,300
+1,714
| +4% | +$163K |
|
2665
Cirrus Logic
CRUS
$6.11B
| $4.57M | ﹤0.01% |
61,811
+28,735
| +87% | +$2.24M |
|
|
HTO
2666
H2O America
HTO
$2.56B
| $4.56M | ﹤0.01% |
75,944
+12,889
| +20% | +$865K |
|
2667
Gentex
GNTX
$5.02B
| $4.56M | ﹤0.01% |
140,124
-39,646
| -22% | -$1.27M |
|
2668
California Resources
CRC
$4.77B
| $4.56M | ﹤0.01% |
81,385
+23,756
| +41% | +$1.26M |
|
2669
BWX Technologies
BWXT
$15.5B
| $4.55M | ﹤0.01% |
60,735
+22,463
| +59% | +$1.62M |
|
2670
PennyMac Financial
PFSI
$3.94B
| $4.55M | ﹤0.01% |
68,331
-4,480
| -6% | -$322K |
|
2671
PUT
AT&T
T
$165B
| $4.55M | ﹤0.01% |
302,800
-640,000
| -68% | -$9.38M |
|
2672
CALL
Starwood Property Trust
STWD
$6.16B
| $4.55M | ﹤0.01% |
235,000
+149,100
| +174% | +$3.02M |
|
2673
Hercules Capital
HTGC
$3.21B
| $4.55M | ﹤0.01% |
276,873
-13,379
| -5% | -$219K |
|
|
OPTU
2674
Optimum Communications Inc
OPTU
$306M
| $4.55M | ﹤0.01% |
1,390,212
+959,885
| +223% | +$3.1M |
|
2675
BlackRock MuniHoldings California Quality Fund
MUC
$1.01B
| $4.54M | ﹤0.01% |
474,924
-92,940
| -16% | -$973K |
|
Similar funds
UBS Group's Q3 2023 Portfolio in Review
As of Q3 2023, UBS Group held 10,416 positions worth $290B, down 2% from $296B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
UBS Group's Q3 2023 filing shows 1,615 new, 3,254 increased, 4,100 reduced and 999 closed positions. Its largest new stake was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M. The largest sale was NVIDIA, an estimated $538M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 13% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q3 2023 buy was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M.
- UBS Group added most to Invesco QQQ Trust in Q3 2023, an estimated $440M increase.
- UBS Group's biggest Q3 2023 reduction was NVIDIA, cutting an estimated $538M.
- UBS Group fully exited Magellan Midstream Partners, L.P. in Q3 2023, selling an estimated $245M.
- UBS Group's ten largest holdings make up 15% of its $290B portfolio in Q3 2023.
- UBS Group opened 1,615 new positions and closed 999 in Q3 2023.
- UBS Group's portfolio value fell 2% quarter-over-quarter to $290B.
Based on UBS Group's 13F filing for Q3 2023, filed 9 Nov 2023.