UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$541M |
| 2 |
Microsoft
MSFT
|
+$517M |
| 3 |
Meta Platforms (Facebook)
META
|
+$493M |
| 4 |
Willis Towers Watson
WTW
|
+$405M |
| 5 |
Amazon
AMZN
|
+$372M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$626M |
| 2 |
WORK
Slack Technologies, Inc.
WORK
|
+$282M |
| 3 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$217M |
| 4 |
Adobe
ADBE
|
+$201M |
| 5 |
Danaher
DHR
|
+$188M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.18% |
| 2 | Financials | 7.26% |
| 3 | Consumer Discretionary | 6.08% |
| 4 | Healthcare | 6.04% |
| 5 | Communication Services | 4.98% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2651
Fidelity Nasdaq Composite Index ETF
ONEQ
$10.9B
| $5.1M | ﹤0.01% |
90,747
-3,601
| -4% | -$208K |
|
2652
Franklin US Large Cap Multifactor Index ETF
FLQL
$2.11B
| $5.1M | ﹤0.01% |
120,872
+1,792
| +2% | +$78.8K |
|
2653
Invesco CurrencyShares British Pound Sterling Trust
FXB
$64.8M
| $5.08M | ﹤0.01% |
39,146
-4,323
| -10% | -$574K |
|
2654
iShares Morningstar Small-Cap Growth ETF
ISCG
$1.02B
| $5.08M | ﹤0.01% |
103,146
-333
| -0.3% | -$16.8K |
|
|
PCH
2655
DELISTED
PotlatchDeltic
PCH
| $5.08M | ﹤0.01% |
98,460
+33,540
| +52% | +$1.75M |
|
2656
Ciena
CIEN
$58.4B
| $5.08M | ﹤0.01% |
98,850
+39,083
| +65% | +$2.17M |
|
2657
Vanguard Russell 3000 ETF
VTHR
$4.86B
| $5.07M | ﹤0.01% |
25,592
-8,020
| -24% | -$1.63M |
|
|
CXE
2658
DELISTED
MFS High Income Municipal Trust
CXE
| $5.07M | ﹤0.01% |
963,322
-3,185
| -0.3% | -$17K |
|
|
EFT
2659
Eaton Vance Floating-Rate Income Trust
EFT
$288M
| $5.07M | ﹤0.01% |
347,820
-133,637
| -28% | -$1.97M |
|
2660
Ultragenyx Pharmaceutical
RARE
$2.55B
| $5.07M | ﹤0.01% |
56,185
+30,559
| +119% | +$2.76M |
|
2661
Blue Owl Capital
OBDC
$5.74B
| $5.07M | ﹤0.01% |
358,712
-106,267
| -23% | -$1.54M |
|
2662
Iridium Communications
IRDM
$5.29B
| $5.06M | ﹤0.01% |
127,062
-47,199
| -27% | -$1.98M |
|
|
HJEN
2663
DELISTED
Direxion Hydrogen ETF
HJEN
| $5.06M | ﹤0.01% |
250,000
| – | – |
|
2664
Qfin Holdings
QFIN
$1.61B
| $5.06M | ﹤0.01% |
249,133
+56,694
| +29% | +$1.34M |
|
|
AUY
2665
DELISTED
Yamana Gold, Inc.
AUY
| $5.06M | ﹤0.01% |
1,277,869
+212,313
| +20% | +$899K |
|
2666
LXP Industrial Trust
LXP
$3.57B
| $5.06M | ﹤0.01% |
79,332
+51,069
| +181% | +$3.35M |
|
2667
AudioCodes
AUDC
$253M
| $5.05M | ﹤0.01% |
155,089
+22,303
| +17% | +$723K |
|
2668
PUT
Bread Financial
BFH
$4.38B
| $5.04M | ﹤0.01% |
62,650
| – | – |
|
|
BGB
2669
Blackstone Strategic Credit 2027 Term Fund
BGB
$503M
| $5.03M | ﹤0.01% |
363,126
+82,683
| +29% | +$1.15M |
|
2670
Global X SuperIncome Preferred ETF
SPFF
$141M
| $5.03M | ﹤0.01% |
420,170
+44,020
| +12% | +$529K |
|
2671
HUB Group
HUBG
$2.92B
| $5.02M | ﹤0.01% |
146,074
-3,564
| -2% | -$120K |
|
2672
Arbor Realty Trust
ABR
$998M
| $5.02M | ﹤0.01% |
270,919
+112,192
| +71% | +$2.03M |
|
2673
Hexcel
HXL
$7.82B
| $5.02M | ﹤0.01% |
84,523
+78,280
| +1,254% | +$4.52M |
|
2674
NYLI Hedge Multi-Strategy Tracker ETF
QAI
$1.02B
| $5.02M | ﹤0.01% |
157,982
+9,960
| +7% | +$320K |
|
|
DISH
2675
DELISTED
DISH Network Corp.
DISH
| $5.02M | ﹤0.01% |
115,446
-210,289
| -65% | -$8.95M |
|
Similar funds
UBS Group's Q3 2021 Portfolio in Review
As of Q3 2021, UBS Group held 10,865 positions worth $318B, up 2.4% from $310B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group deployed $12.8B of net new capital in Q3 2021, opening 1,329 new positions and adding to 3,996 existing holdings. Its largest new stake was Dimensional World ex US Core Equity 2 ETF: 1,947,829 shares worth $50.4M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 12% a quarter earlier, followed by Financials and Consumer Discretionary.
On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $626M trimmed.
- UBS Group's largest Q3 2021 buy was Dimensional World ex US Core Equity 2 ETF: 1,947,829 shares worth $50.4M.
- UBS Group added most to Apple in Q3 2021, an estimated $541M increase.
- UBS Group's biggest Q3 2021 reduction was Invesco QQQ Trust, cutting an estimated $626M.
- UBS Group fully exited Slack Technologies, Inc. in Q3 2021, selling an estimated $282M.
- UBS Group's ten largest holdings make up 14% of its $318B portfolio in Q3 2021.
- UBS Group opened 1,329 new positions and closed 1,129 in Q3 2021.
- UBS Group's portfolio value rose 2.4% quarter-over-quarter to $318B.
Based on UBS Group's 13F filing for Q3 2021, filed 15 Nov 2021.