UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$422M |
| 2 |
iShares US Treasury Bond ETF
GOVT
|
+$342M |
| 3 |
Mondelez International
MDLZ
|
+$328M |
| 4 |
SHPG
Shire pic
SHPG
|
+$323M |
| 5 |
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
|
+$258M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
MON
Monsanto Co
MON
|
+$658M |
| 2 |
COL
Rockwell Collins
COL
|
+$266M |
| 3 |
JWN
Nordstrom
JWN
|
+$264M |
| 4 |
Deutsche Bank
DB
|
+$258M |
| 5 |
Invesco QQQ Trust
QQQ
|
+$250M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 7.19% |
| 2 | Technology | 6.4% |
| 3 | Healthcare | 6.06% |
| 4 | Industrials | 4.94% |
| 5 | Consumer Discretionary | 4.69% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2651
CALL
Aptiv
APTV
$12B
| $3.1M | ﹤0.01% |
31,500
-1,800
| -5% | -$170K |
|
2652
Invesco S&P Emerging Markets Low Volatility ETF
EELV
$436M
| $3.1M | ﹤0.01% |
126,625
+24,596
| +24% | +$607K |
|
2653
Invesco Total Return Bond ETF
GTO
$2.41B
| $3.09M | ﹤0.01% |
58,761
+11,046
| +23% | +$579K |
|
2654
Portland General Electric
POR
$5.8B
| $3.09M | ﹤0.01% |
67,659
-17,610
| -21% | -$811K |
|
2655
United Bankshares
UBSI
$6.63B
| $3.09M | ﹤0.01% |
83,104
+41,921
| +102% | +$1.48M |
|
2656
AES
AES
$10.5B
| $3.09M | ﹤0.01% |
280,142
-33,341
| -11% | -$372K |
|
2657
PIMCO 25+ Year Zero Coupon US Treasury Index Exchange-Traded Fund
ZROZ
$1.31B
| $3.09M | ﹤0.01% |
26,482
+1,609
| +6% | +$189K |
|
2658
Euronet Worldwide
EEFT
$2.72B
| $3.08M | ﹤0.01% |
32,545
+17,003
| +109% | +$1.61M |
|
2659
PUT
Marathon Petroleum
MPC
$92.4B
| $3.08M | ﹤0.01% |
55,000
| – | – |
|
2660
CALL
Trade Desk
TTD
$8.48B
| $3.08M | ﹤0.01% |
+500,000
| New | +$2.7M |
|
2661
Invesco DB Agriculture Fund
DBA
$1.23B
| $3.07M | ﹤0.01% |
161,941
+34,330
| +27% | +$662K |
|
|
SC
2662
CALL
DELISTED
SANTANDER CONSUMER USA HOLDINGS INC
SC
| $3.07M | ﹤0.01% |
200,000
| – | – |
|
2663
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
$36.1B
| $3.07M | ﹤0.01% |
105,316
-122,552
| -54% | -$3.51M |
|
2664
First Trust Multi Cap Growth AlphaDEX Fund
FAD
$560M
| $3.07M | ﹤0.01% |
49,793
+2,483
| +5% | +$148K |
|
2665
VanEck Long Muni ETF
MLN
$677M
| $3.07M | ﹤0.01% |
153,532
+4,523
| +3% | +$90.5K |
|
2666
WisdomTree Bloomberg US Dollar Bullish Fund
USDU
$456M
| $3.06M | ﹤0.01% |
118,526
+111,793
| +1,660% | +$2.88M |
|
|
PINC
2667
DELISTED
Premier
PINC
| $3.06M | ﹤0.01% |
93,983
+45,468
| +94% | +$1.54M |
|
2668
Guidewire Software
GWRE
$12.6B
| $3.06M | ﹤0.01% |
39,303
+3,752
| +11% | +$275K |
|
2669
iShares North American Natural Resources ETF
IGE
$741M
| $3.06M | ﹤0.01% |
90,891
-5,325
| -6% | -$171K |
|
2670
Nuveen New York Quality Municipal Income Fund
NAN
$368M
| $3.06M | ﹤0.01% |
216,876
+86,857
| +67% | +$1.24M |
|
2671
Badger Meter
BMI
$3.89B
| $3.05M | ﹤0.01% |
62,320
-2,460
| -4% | -$109K |
|
|
ATAXZ
2672
DELISTED
AMERICA FIRST TAX EXEMT INV LP
ATAXZ
| $3.05M | ﹤0.01% |
504,828
+18,589
| +4% | +$112K |
|
2673
PUT
KKR & Co
KKR
$91.1B
| $3.05M | ﹤0.01% |
150,000
| – | – |
|
2674
EXL Service
EXLS
$5.14B
| $3.05M | ﹤0.01% |
261,465
+50,870
| +24% | +$570K |
|
|
ALE
2675
DELISTED
Allete
ALE
| $3.05M | ﹤0.01% |
39,428
+9,044
| +30% | +$677K |
|
Similar funds
UBS Group's Q3 2017 Portfolio in Review
As of Q3 2017, UBS Group held 8,493 positions worth $216B, up 12% from $193B the previous quarter. Its ten largest holdings account for 16% of the portfolio.
UBS Group deployed $15.2B of net new capital in Q3 2017, opening 749 new positions and adding to 3,978 existing holdings. Its largest new stake was Baker Hughes: 613,477 shares worth $22.5M.
By sector, the portfolio is most concentrated in Financials at 7.2% of assets, down from 7.7% a quarter earlier, followed by Technology and Healthcare.
On the sell side, the largest reduction was Monsanto Co, an estimated $658M trimmed.
- UBS Group's largest Q3 2017 buy was Baker Hughes: 613,477 shares worth $22.5M.
- UBS Group added most to State Street SPDR S&P 500 ETF Trust in Q3 2017, an estimated $422M increase.
- UBS Group's biggest Q3 2017 reduction was Monsanto Co, cutting an estimated $658M.
- UBS Group fully exited Oneok Partners LP in Q3 2017, selling an estimated $218M.
- UBS Group's ten largest holdings make up 16% of its $216B portfolio in Q3 2017.
- UBS Group opened 749 new positions and closed 707 in Q3 2017.
- UBS Group's portfolio value rose 12% quarter-over-quarter to $216B.
Based on UBS Group's 13F filing for Q3 2017, filed 14 Nov 2017.