UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$541M |
| 2 |
Microsoft
MSFT
|
+$517M |
| 3 |
Meta Platforms (Facebook)
META
|
+$493M |
| 4 |
Willis Towers Watson
WTW
|
+$405M |
| 5 |
Amazon
AMZN
|
+$372M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$626M |
| 2 |
WORK
Slack Technologies, Inc.
WORK
|
+$282M |
| 3 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$217M |
| 4 |
Adobe
ADBE
|
+$201M |
| 5 |
Danaher
DHR
|
+$188M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.18% |
| 2 | Financials | 7.26% |
| 3 | Consumer Discretionary | 6.08% |
| 4 | Healthcare | 6.04% |
| 5 | Communication Services | 4.98% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2626
Amdocs
DOX
$6.22B
| $5.22M | ﹤0.01% |
68,910
+1,580
| +2% | +$122K |
|
2627
Apple Hospitality REIT
APLE
$3.82B
| $5.21M | ﹤0.01% |
330,896
+185,207
| +127% | +$2.78M |
|
2628
Standard BioTools
LAB
$314M
| $5.19M | ﹤0.01% |
788,162
-6,969
| -0.9% | -$45.8K |
|
2629
FNB Corp
FNB
$6.75B
| $5.19M | ﹤0.01% |
446,519
-164,430
| -27% | -$1.89M |
|
2630
iShares Morningstar Small-Cap Value ETF
ISCV
$706M
| $5.18M | ﹤0.01% |
91,208
+100
| +0.1% | +$5.7K |
|
2631
First Trust Global Wind Energy ETF
FAN
$281M
| $5.17M | ﹤0.01% |
247,627
-18,820
| -7% | -$405K |
|
2632
WEX
WEX
$6.31B
| $5.17M | ﹤0.01% |
29,360
+20,457
| +230% | +$3.73M |
|
|
BLDP
2633
Ballard Power Systems
BLDP
$790M
| $5.16M | ﹤0.01% |
367,138
+771
| +0.2% | +$12.2K |
|
2634
BlackRock Health Sciences Trust
BME
$570M
| $5.16M | ﹤0.01% |
108,253
+2,267
| +2% | +$110K |
|
2635
Invesco Mortgage Capital
IVR
$805M
| $5.16M | ﹤0.01% |
163,702
+80,141
| +96% | +$2.6M |
|
2636
Global X E-commerce ETF
EBIZ
$29.5M
| $5.15M | ﹤0.01% |
170,906
-37,055
| -18% | -$1.19M |
|
2637
CALL
Momentus
MNTS
$92.7M
| $5.15M | ﹤0.01% |
39
-97
| -71% | -$12.9M |
|
|
MZTI
2638
The Marzetti Company
MZTI
$3.11B
| $5.15M | ﹤0.01% |
30,485
+15,113
| +98% | +$2.79M |
|
2639
PUT
United Microelectronic
UMC
$46.9B
| $5.14M | ﹤0.01% |
450,000
-300,000
| -40% | -$3.22M |
|
|
MIME
2640
DELISTED
Mimecast Limited
MIME
| $5.14M | ﹤0.01% |
80,867
+57,298
| +243% | +$3.51M |
|
2641
Westlake Corp
WLK
$9.9B
| $5.14M | ﹤0.01% |
56,376
+42,818
| +316% | +$3.67M |
|
2642
Keros Therapeutics
KROS
$221M
| $5.13M | ﹤0.01% |
129,782
+128,362
| +9,040% | +$4.57M |
|
2643
CryoPort
CYRX
$762M
| $5.13M | ﹤0.01% |
77,095
+46,640
| +153% | +$2.88M |
|
2644
FT Vest S&P 500 Dividend Aristocrats Target Income ETF
KNG
$3.47B
| $5.13M | ﹤0.01% |
98,918
+36,635
| +59% | +$1.99M |
|
2645
Xerox
XRX
$425M
| $5.13M | ﹤0.01% |
254,219
+150,404
| +145% | +$3.41M |
|
2646
Acadia Healthcare
ACHC
$2.94B
| $5.13M | ﹤0.01% |
80,361
-25,294
| -24% | -$1.6M |
|
2647
Middleby
MIDD
$6.08B
| $5.12M | ﹤0.01% |
29,999
+11,439
| +62% | +$2.07M |
|
|
MRTX
2648
DELISTED
Mirati Therapeutics, Inc. Common Stock
MRTX
| $5.11M | ﹤0.01% |
28,906
+23,810
| +467% | +$3.83M |
|
2649
Fidelity MSCI Health Care Index ETF
FHLC
$3.37B
| $5.11M | ﹤0.01% |
80,026
+4,801
| +6% | +$317K |
|
2650
Valley National Bancorp
VLY
$8.04B
| $5.1M | ﹤0.01% |
383,145
-309,372
| -45% | -$4M |
|
Similar funds
UBS Group's Q3 2021 Portfolio in Review
As of Q3 2021, UBS Group held 10,865 positions worth $318B, up 2.4% from $310B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group deployed $12.8B of net new capital in Q3 2021, opening 1,329 new positions and adding to 3,996 existing holdings. Its largest new stake was Dimensional World ex US Core Equity 2 ETF: 1,947,829 shares worth $50.4M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 12% a quarter earlier, followed by Financials and Consumer Discretionary.
On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $626M trimmed.
- UBS Group's largest Q3 2021 buy was Dimensional World ex US Core Equity 2 ETF: 1,947,829 shares worth $50.4M.
- UBS Group added most to Apple in Q3 2021, an estimated $541M increase.
- UBS Group's biggest Q3 2021 reduction was Invesco QQQ Trust, cutting an estimated $626M.
- UBS Group fully exited Slack Technologies, Inc. in Q3 2021, selling an estimated $282M.
- UBS Group's ten largest holdings make up 14% of its $318B portfolio in Q3 2021.
- UBS Group opened 1,329 new positions and closed 1,129 in Q3 2021.
- UBS Group's portfolio value rose 2.4% quarter-over-quarter to $318B.
Based on UBS Group's 13F filing for Q3 2021, filed 15 Nov 2021.