UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$834M |
| 2 |
Alibaba
BABA
|
+$559M |
| 3 |
iShares Russell 2000 ETF
IWM
|
+$557M |
| 4 |
Invesco QQQ Trust
QQQ
|
+$459M |
| 5 |
Stellantis
STLA
|
+$454M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Microsoft
MSFT
|
+$828M |
| 2 |
Apple
AAPL
|
+$800M |
| 3 |
VanEck Junior Gold Miners ETF
GDXJ
|
+$654M |
| 4 |
Boeing
BA
|
+$592M |
| 5 |
JPMorgan Chase
JPM
|
+$416M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 10.37% |
| 2 | Healthcare | 6.89% |
| 3 | Financials | 5.79% |
| 4 | Consumer Discretionary | 5.66% |
| 5 | Communication Services | 4.7% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2626
CALL
Baker Hughes
BKR
$63.6B
| $2.31M | ﹤0.01% |
220,400
| – | – |
|
2627
Impinj
PI
$5.39B
| $2.31M | ﹤0.01% |
138,360
-22,645
| -14% | -$611K |
|
|
GPM
2628
DELISTED
Guggenheim Enhanced Equity Income Fund
GPM
| $2.31M | ﹤0.01% |
467,564
+146,320
| +46% | +$1.06M |
|
2629
iShares Core Conservative Allocation ETF
AOK
$791M
| $2.31M | ﹤0.01% |
68,366
+52,149
| +322% | +$1.86M |
|
2630
PUT
Campbell Soup
CPB
$6.69B
| $2.31M | ﹤0.01% |
50,000
| – | – |
|
2631
iShares Emerging Markets Equity Factor ETF
EMGF
$1.86B
| $2.31M | ﹤0.01% |
67,145
-114,333
| -63% | -$4.73M |
|
|
KTF
2632
DWS Municipal Income Trust
KTF
$352M
| $2.3M | ﹤0.01% |
213,748
+47,422
| +29% | +$536K |
|
2633
BlackRock Floating Rate Income Trust
BGT
$328M
| $2.3M | ﹤0.01% |
234,409
+3,014
| +1% | +$36.1K |
|
|
RARX
2634
DELISTED
Ra Pharmaceuticals, Inc. Common Stock
RARX
| $2.3M | ﹤0.01% |
47,824
+28,292
| +145% | +$1.32M |
|
2635
Sprott Gold Miners ETF
SGDM
$661M
| $2.29M | ﹤0.01% |
115,290
+14,296
| +14% | +$335K |
|
2636
WaFd
WAFD
$2.76B
| $2.29M | ﹤0.01% |
88,128
-152,521
| -63% | -$4.87M |
|
|
BBBY
2637
DELISTED
Bed Bath & Beyond Inc
BBBY
| $2.29M | ﹤0.01% |
543,376
-599,696
| -52% | -$6.98M |
|
|
NP
2638
DELISTED
Neenah, Inc. Common Stock
NP
| $2.29M | ﹤0.01% |
53,007
-7,678
| -13% | -$455K |
|
|
WCC
2639
PUT
WESCO International
WCC
$17.9B
| $2.29M | ﹤0.01% |
+100,000
| New | +$4.26M |
|
2640
PUT
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$48.4B
| $2.28M | ﹤0.01% |
10,400
+6,300
| +154% | +$1.67M |
|
2641
Global X MLP & Energy Infrastructure ETF
MLPX
$3.53B
| $2.28M | ﹤0.01% |
123,657
-176,945
| -59% | -$5.39M |
|
|
AAN.A
2642
CALL
DELISTED
The Aaron's Company Inc Class A
AAN.A
| $2.28M | ﹤0.01% |
100,000
+70,000
| +233% | +$1.59M |
|
|
AAN.A
2643
PUT
DELISTED
The Aaron's Company Inc Class A
AAN.A
| $2.28M | ﹤0.01% |
100,000
+77,500
| +344% | +$1.77M |
|
2644
Cleveland-Cliffs
CLF
$7.13B
| $2.27M | ﹤0.01% |
575,690
-229,049
| -28% | -$1.44M |
|
2645
Littelfuse
LFUS
$11.6B
| $2.27M | ﹤0.01% |
17,009
-14,023
| -45% | -$2.35M |
|
|
BLD
2646
DELISTED
TopBuild
BLD
| $2.27M | ﹤0.01% |
31,634
+1,238
| +4% | +$126K |
|
2647
J&J Snack Foods
JJSF
$1.68B
| $2.27M | ﹤0.01% |
18,726
-10,110
| -35% | -$1.63M |
|
2648
Rayonier
RYN
$6.52B
| $2.27M | ﹤0.01% |
106,059
-213,391
| -67% | -$5.38M |
|
2649
Lazard
LAZ
$4.16B
| $2.26M | ﹤0.01% |
96,035
-70,567
| -42% | -$2.61M |
|
2650
State Street SPDR S&P 500 Fossil Fuel Reserves Free ETF
SPYX
$2.87B
| $2.26M | ﹤0.01% |
106,248
+47,211
| +80% | +$1.18M |
|
Similar funds
UBS Group's Q1 2020 Portfolio in Review
As of Q1 2020, UBS Group held 8,948 positions worth $212B, down 26% from $287B the previous quarter. Its ten largest holdings account for 17% of the portfolio.
UBS Group withdrew a net $21.6B in Q1 2020, closing 880 positions and reducing 4,775 holdings. Its most notable exit was Wellcare Health Plans, Inc., an estimated $196M position sold in full.
By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 9.8% a quarter earlier, followed by Healthcare and Financials.
Against the trend, UBS Group opened a new position in VelocityShares Daily 2x VIX Short Term ETN worth $221M.
- UBS Group's largest Q1 2020 buy was VelocityShares Daily 2x VIX Short Term ETN: 705,722 shares worth $221M.
- UBS Group added most to State Street SPDR S&P 500 ETF Trust in Q1 2020, an estimated $834M increase.
- UBS Group's biggest Q1 2020 reduction was Microsoft, cutting an estimated $828M.
- UBS Group fully exited Wellcare Health Plans, Inc. in Q1 2020, selling an estimated $196M.
- UBS Group's ten largest holdings make up 17% of its $212B portfolio in Q1 2020.
- UBS Group opened 748 new positions and closed 880 in Q1 2020.
- UBS Group's portfolio value fell 26% quarter-over-quarter to $212B.
Based on UBS Group's 13F filing for Q1 2020, filed 1 May 2020.