UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$541M |
| 2 |
Microsoft
MSFT
|
+$517M |
| 3 |
Meta Platforms (Facebook)
META
|
+$493M |
| 4 |
Willis Towers Watson
WTW
|
+$405M |
| 5 |
Amazon
AMZN
|
+$372M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$626M |
| 2 |
WORK
Slack Technologies, Inc.
WORK
|
+$282M |
| 3 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$217M |
| 4 |
Adobe
ADBE
|
+$201M |
| 5 |
Danaher
DHR
|
+$188M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.18% |
| 2 | Financials | 7.26% |
| 3 | Consumer Discretionary | 6.08% |
| 4 | Healthcare | 6.04% |
| 5 | Communication Services | 4.98% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
EVN
2601
Eaton Vance Municipal Income Trust
EVN
$426M
| $5.33M | ﹤0.01% |
385,544
+36,778
| +11% | +$523K |
|
|
RDS.B
2602
CALL
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
| $5.33M | ﹤0.01% |
120,400
| – | – |
|
2603
CALL
Illumina
ILMN
$28.4B
| $5.31M | ﹤0.01% |
13,467
+6,477
| +93% | +$2.98M |
|
|
FITB
2604
PUT
Fifth Third Bancorp
FITB
$51.8B
| $5.3M | ﹤0.01% |
125,000
| – | – |
|
2605
Hanover Insurance
THG
$7.98B
| $5.3M | ﹤0.01% |
40,920
-1,201
| -3% | -$164K |
|
|
SPR
2606
PUT
DELISTED
Spirit AeroSystems
SPR
| $5.3M | ﹤0.01% |
120,000
| – | – |
|
2607
KBR
KBR
$4.8B
| $5.3M | ﹤0.01% |
134,463
-14,829
| -10% | -$575K |
|
2608
PUT
Children's Place
PLCE
$59.8M
| $5.3M | ﹤0.01% |
+70,400
| New | +$6.24M |
|
|
EFC
2609
Ellington Financial
EFC
$1.71B
| $5.3M | ﹤0.01% |
289,578
+37,990
| +15% | +$697K |
|
2610
Primerica
PRI
$9.89B
| $5.3M | ﹤0.01% |
34,480
-3,731
| -10% | -$555K |
|
2611
Icon
ICLR
$12.7B
| $5.29M | ﹤0.01% |
20,207
-3,872
| -16% | -$941K |
|
2612
CALL
Intercontinental Exchange
ICE
$84.4B
| $5.29M | ﹤0.01% |
46,086
+33,500
| +266% | +$3.98M |
|
2613
Brookfield Infrastructure Partners
BIP
$18B
| $5.29M | ﹤0.01% |
141,278
-304,600
| -68% | -$11.3M |
|
|
WIRE
2614
DELISTED
Encore Wire Corp
WIRE
| $5.28M | ﹤0.01% |
55,716
-5,302
| -9% | -$436K |
|
2615
BridgeBio Pharma
BBIO
$16.5B
| $5.28M | ﹤0.01% |
112,725
+90,850
| +415% | +$4.87M |
|
2616
iShares Intermediate Government/Credit Bond ETF
GVI
$3.8B
| $5.28M | ﹤0.01% |
45,864
+21,413
| +88% | +$2.48M |
|
2617
West Fraser Timber
WFG
$5.65B
| $5.28M | ﹤0.01% |
62,698
-27,902
| -31% | -$2.08M |
|
2618
Lakeland Financial Corp
LKFN
$1.53B
| $5.27M | ﹤0.01% |
73,997
+52,108
| +238% | +$3.39M |
|
2619
Concentrix
CNXC
$1.57B
| $5.27M | ﹤0.01% |
29,754
-5,810
| -16% | -$963K |
|
2620
First Trust RiverFront Dynamic Developed International ETF
RFDI
$168M
| $5.27M | ﹤0.01% |
76,097
-4,981
| -6% | -$365K |
|
2621
Aurinia Pharmaceuticals
AUPH
$2.11B
| $5.26M | ﹤0.01% |
237,729
-22,476
| -9% | -$357K |
|
2622
Invesco Value Municipal Income Trust
IIM
$598M
| $5.26M | ﹤0.01% |
322,264
+14,575
| +5% | +$246K |
|
2623
PUT
United Natural Foods
UNFI
$2.85B
| $5.25M | ﹤0.01% |
+108,400
| New | +$3.84M |
|
2624
CALL
Chewy
CHWY
$9.63B
| $5.24M | ﹤0.01% |
77,000
+76,500
| +15,300% | +$6.33M |
|
|
CACG
2625
DELISTED
Legg Mason ETF Investment Trust ClearBridge All Cap Growth ESG ETF
CACG
| $5.23M | ﹤0.01% |
107,542
+3,281
| +3% | +$165K |
|
Similar funds
UBS Group's Q3 2021 Portfolio in Review
As of Q3 2021, UBS Group held 10,865 positions worth $318B, up 2.4% from $310B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group deployed $12.8B of net new capital in Q3 2021, opening 1,329 new positions and adding to 3,996 existing holdings. Its largest new stake was Dimensional World ex US Core Equity 2 ETF: 1,947,829 shares worth $50.4M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 12% a quarter earlier, followed by Financials and Consumer Discretionary.
On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $626M trimmed.
- UBS Group's largest Q3 2021 buy was Dimensional World ex US Core Equity 2 ETF: 1,947,829 shares worth $50.4M.
- UBS Group added most to Apple in Q3 2021, an estimated $541M increase.
- UBS Group's biggest Q3 2021 reduction was Invesco QQQ Trust, cutting an estimated $626M.
- UBS Group fully exited Slack Technologies, Inc. in Q3 2021, selling an estimated $282M.
- UBS Group's ten largest holdings make up 14% of its $318B portfolio in Q3 2021.
- UBS Group opened 1,329 new positions and closed 1,129 in Q3 2021.
- UBS Group's portfolio value rose 2.4% quarter-over-quarter to $318B.
Based on UBS Group's 13F filing for Q3 2021, filed 15 Nov 2021.