UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares US Treasury Bond ETF
GOVT
|
+$469M |
| 2 |
Fidelity National Information Services
FIS
|
+$352M |
| 3 |
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
|
+$337M |
| 4 |
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
|
+$316M |
| 5 |
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
|
+$292M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$1.92B |
| 2 |
UBS Group
UBS
|
+$1.46B |
| 3 |
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
|
+$547M |
| 4 |
Microsoft
MSFT
|
+$461M |
| 5 |
VanEck Junior Gold Miners ETF
GDXJ
|
+$433M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 9.47% |
| 2 | Financials | 6.72% |
| 3 | Healthcare | 6.27% |
| 4 | Consumer Discretionary | 5.76% |
| 5 | Industrials | 5.12% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
DISH
2601
PUT
DELISTED
DISH Network Corp.
DISH
| $3.92M | ﹤0.01% |
+115,000
| New | +$4.12M |
|
2602
Generac Holdings
GNRC
$12.6B
| $3.91M | ﹤0.01% |
49,947
+32,769
| +191% | +$2.46M |
|
|
ELME
2603
Elme Communities
ELME
$145M
| $3.9M | ﹤0.01% |
142,620
+42,168
| +42% | +$1.14M |
|
2604
Sensata Technologies
ST
$6.82B
| $3.9M | ﹤0.01% |
77,877
+7,841
| +11% | +$371K |
|
2605
Theravance Biopharma
TBPH
$877M
| $3.9M | ﹤0.01% |
200,102
+192,545
| +2,548% | +$3.89M |
|
|
TEF
2606
DELISTED
Telefonica
TEF
| $3.9M | ﹤0.01% |
634,405
-99,757
| -14% | -$603K |
|
2607
CALL
3M
MMM
$94.4B
| $3.89M | ﹤0.01% |
28,315
+22,933
| +426% | +$3.21M |
|
2608
First Trust Indxx NextG ETF
NXTG
$563M
| $3.89M | ﹤0.01% |
77,201
+59,782
| +343% | +$2.98M |
|
2609
CALL
TAL Education Group
TAL
$6.82B
| $3.89M | ﹤0.01% |
+113,500
| New | +$3.95M |
|
2610
iShares US Small Cap Equity Factor ETF
SMLF
$4.27B
| $3.88M | ﹤0.01% |
97,392
+4,853
| +5% | +$194K |
|
2611
Sturm, Ruger & Co
RGR
$596M
| $3.88M | ﹤0.01% |
92,855
+10,332
| +13% | +$483K |
|
2612
The GEO Group
GEO
$4.15B
| $3.88M | ﹤0.01% |
223,539
+92,883
| +71% | +$1.67M |
|
2613
Icon
ICLR
$12.5B
| $3.88M | ﹤0.01% |
26,300
-2,112
| -7% | -$324K |
|
2614
BlackRock Short Maturity Municipal Bond ETF
MEAR
$1.36B
| $3.87M | ﹤0.01% |
77,076
+8,111
| +12% | +$407K |
|
2615
Neogen
NEOG
$2.47B
| $3.86M | ﹤0.01% |
113,456
+68,210
| +151% | +$2.36M |
|
2616
Semtech
SMTC
$12.9B
| $3.86M | ﹤0.01% |
79,430
+55,125
| +227% | +$2.62M |
|
2617
Century Communities
CCS
$2.03B
| $3.86M | ﹤0.01% |
126,036
-48,117
| -28% | -$1.34M |
|
2618
PUT
Axalta
AXTA
$8.15B
| $3.85M | ﹤0.01% |
+127,700
| New | +$3.77M |
|
2619
Innovative Industrial Properties
IIPR
$1.72B
| $3.85M | ﹤0.01% |
41,667
+4,085
| +11% | +$430K |
|
2620
Acadia Realty Trust
AKR
$2.87B
| $3.85M | ﹤0.01% |
134,624
+64,173
| +91% | +$1.79M |
|
2621
Texas Capital Bancshares
TCBI
$4.32B
| $3.85M | ﹤0.01% |
70,390
+36,850
| +110% | +$2.1M |
|
2622
Insperity
NSP
$2.02B
| $3.84M | ﹤0.01% |
38,896
+16,782
| +76% | +$1.82M |
|
|
LMRK
2623
DELISTED
Landmark Infrastructure Partners LP Common Units
LMRK
| $3.84M | ﹤0.01% |
212,633
+134,218
| +171% | +$2.21M |
|
2624
CALL
Franco-Nevada
FNV
$45.6B
| $3.83M | ﹤0.01% |
+42,000
| New | +$3.85M |
|
2625
CALL
Freeport-McMoran
FCX
$97.2B
| $3.83M | ﹤0.01% |
400,000
+157,429
| +65% | +$1.62M |
|
Similar funds
UBS Group's Q3 2019 Portfolio in Review
As of Q3 2019, UBS Group held 8,655 positions worth $260B, up 0.05% from $260B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group's Q3 2019 filing shows 737 new, 4,060 increased, 2,893 reduced and 594 closed positions. Its largest new stake was Invesco S&P Ultra Dividend Revenue ETF: 1,020,769 shares worth $38.5M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $1.92B.
By sector, the portfolio is most concentrated in Technology at 9.5% of assets, down from 9.7% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q3 2019 buy was Invesco S&P Ultra Dividend Revenue ETF: 1,020,769 shares worth $38.5M.
- UBS Group added most to iShares US Treasury Bond ETF in Q3 2019, an estimated $469M increase.
- UBS Group's biggest Q3 2019 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.92B.
- UBS Group fully exited OAKTREE CAPITAL GROUP, LLC in Q3 2019, selling an estimated $172M.
- UBS Group's ten largest holdings make up 14% of its $260B portfolio in Q3 2019.
- UBS Group opened 737 new positions and closed 594 in Q3 2019.
- UBS Group's portfolio value rose 0.05% quarter-over-quarter to $260B.
Based on UBS Group's 13F filing for Q3 2019, filed 14 Nov 2019.