UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$585M |
| 2 |
Gaotu Techedu
GOTU
|
+$389M |
| 3 |
iQIYI
IQ
|
+$383M |
| 4 |
iShares Russell 2000 ETF
IWM
|
+$345M |
| 5 |
iShares 20+ Year Treasury Bond ETF
TLT
|
+$341M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
TWTR
Twitter, Inc.
TWTR
|
+$482M |
| 2 |
Apple
AAPL
|
+$416M |
| 3 |
Microsoft
MSFT
|
+$402M |
| 4 |
Alibaba
BABA
|
+$295M |
| 5 |
Alphabet (Google) Class A
GOOGL
|
+$234M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 10.38% |
| 2 | Consumer Discretionary | 6.52% |
| 3 | Financials | 5.94% |
| 4 | Healthcare | 5.86% |
| 5 | Communication Services | 4.48% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2576
Commercial Metals
CMC
$8.13B
| $3.32M | ﹤0.01% |
166,363
+63,047
| +61% | +$1.31M |
|
2577
BlackRock TCP Capital
TCPC
$331M
| $3.32M | ﹤0.01% |
338,479
-73,473
| -18% | -$712K |
|
2578
ProShares Short 20+ Year Treasury ETF
TBF
$106M
| $3.32M | ﹤0.01% |
216,088
+165,603
| +328% | +$2.52M |
|
2579
USA Compression Partners
USAC
$3.73B
| $3.32M | ﹤0.01% |
331,311
+42,061
| +15% | +$474K |
|
2580
Virtu Financial
VIRT
$4.88B
| $3.31M | ﹤0.01% |
143,794
+69,363
| +93% | +$1.74M |
|
2581
Invesco California AMT-Free Municipal Bond ETF
PWZ
$1.17B
| $3.31M | ﹤0.01% |
119,737
-1,708
| -1% | -$47.3K |
|
2582
CALL
Enphase Energy
ENPH
$5.48B
| $3.3M | ﹤0.01% |
40,000
| – | – |
|
|
MDC
2583
DELISTED
M.D.C. Holdings, Inc.
MDC
| $3.3M | ﹤0.01% |
75,747
+67,812
| +855% | +$2.7M |
|
|
SWN
2584
DELISTED
Southwestern Energy Company
SWN
| $3.3M | ﹤0.01% |
1,404,883
-899,104
| -39% | -$2.39M |
|
2585
American Homes 4 Rent
AMH
$12.3B
| $3.29M | ﹤0.01% |
115,616
+77,031
| +200% | +$2.17M |
|
2586
Invesco FTSE RAFI Emerging Markets ETF
PXH
$1.98B
| $3.29M | ﹤0.01% |
187,390
-10,326
| -5% | -$189K |
|
2587
iShares Morningstar Mid-Cap Value ETF
IMCV
$1.16B
| $3.29M | ﹤0.01% |
75,282
-1,182
| -2% | -$52.2K |
|
|
AWF
2588
AllianceBernstein Global High Income Fund
AWF
$873M
| $3.29M | ﹤0.01% |
312,645
-87,731
| -22% | -$931K |
|
2589
PIMCO Corporate & Income Opportunity Fund
PTY
$2.52B
| $3.29M | ﹤0.01% |
203,662
+17,566
| +9% | +$278K |
|
|
IBA
2590
DELISTED
Industrias Bachoco SAB De C.V.
IBA
| $3.28M | ﹤0.01% |
85,584
+3,870
| +5% | +$143K |
|
|
BIG
2591
DELISTED
Big Lots, Inc.
BIG
| $3.27M | ﹤0.01% |
73,340
+27,613
| +60% | +$1.24M |
|
2592
CALL
Group 1 Automotive
GPI
$3.14B
| $3.27M | ﹤0.01% |
+37,000
| New | +$3.15M |
|
2593
PUT
Dropbox
DBX
$8.09B
| $3.27M | ﹤0.01% |
169,600
-98,600
| -37% | -$2.05M |
|
2594
Energizer
ENR
$1.5B
| $3.27M | ﹤0.01% |
83,430
+11,156
| +15% | +$511K |
|
|
HPF
2595
John Hancock Preferred Income Fund II
HPF
$344M
| $3.27M | ﹤0.01% |
183,268
-6,569
| -3% | -$120K |
|
2596
Vroom Inc
VRM
$51.3M
| $3.26M | ﹤0.01% |
788
+688
| +688% | +$3.07M |
|
2597
CALL
Energy Transfer Partners
ET
$70.7B
| $3.25M | ﹤0.01% |
600,600
-30,000
| -5% | -$190K |
|
|
PARA
2598
CALL
DELISTED
Paramount Global Class B
PARA
| $3.25M | ﹤0.01% |
+116,200
| New | +$3.11M |
|
2599
Kforce
KFRC
$1.04B
| $3.25M | ﹤0.01% |
101,148
-3,549
| -3% | -$114K |
|
2600
PUT
Global X Silver Miners ETF NEW
SIL
$4.8B
| $3.25M | ﹤0.01% |
75,000
| – | – |
|
Similar funds
UBS Group's Q3 2020 Portfolio in Review
As of Q3 2020, UBS Group held 8,885 positions worth $265B, up 12% from $237B the previous quarter. Its ten largest holdings account for 16% of the portfolio.
UBS Group's Q3 2020 filing shows 848 new, 3,196 increased, 3,640 reduced and 779 closed positions. Its largest new stake was Li Auto: 1,763,345 shares worth $30.7M. The largest sale was Twitter, Inc., an estimated $482M.
By sector, the portfolio is most concentrated in Technology at 10% of assets, down from 11% a quarter earlier, followed by Consumer Discretionary and Financials.
- UBS Group's largest Q3 2020 buy was Li Auto: 1,763,345 shares worth $30.7M.
- UBS Group added most to Invesco QQQ Trust in Q3 2020, an estimated $585M increase.
- UBS Group's biggest Q3 2020 reduction was Twitter, Inc., cutting an estimated $482M.
- UBS Group fully exited Caesars Entertainment Corporation in Q3 2020, selling an estimated $226M.
- UBS Group's ten largest holdings make up 16% of its $265B portfolio in Q3 2020.
- UBS Group opened 848 new positions and closed 779 in Q3 2020.
- UBS Group's portfolio value rose 12% quarter-over-quarter to $265B.
Based on UBS Group's 13F filing for Q3 2020, filed 12 Nov 2020.