UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares US Treasury Bond ETF
GOVT
|
+$469M |
| 2 |
Fidelity National Information Services
FIS
|
+$352M |
| 3 |
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
|
+$337M |
| 4 |
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
|
+$316M |
| 5 |
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
|
+$292M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$1.92B |
| 2 |
UBS Group
UBS
|
+$1.46B |
| 3 |
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
|
+$547M |
| 4 |
Microsoft
MSFT
|
+$461M |
| 5 |
VanEck Junior Gold Miners ETF
GDXJ
|
+$433M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 9.47% |
| 2 | Financials | 6.72% |
| 3 | Healthcare | 6.27% |
| 4 | Consumer Discretionary | 5.76% |
| 5 | Industrials | 5.12% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2576
AptarGroup
ATR
$8.69B
| $4.04M | ﹤0.01% |
34,103
-16
| -0% | -$1.94K |
|
2577
State Street SPDR Dow Jones Global Real Estate ETF
RWO
$1.3B
| $4.04M | ﹤0.01% |
77,873
-7,173
| -8% | -$364K |
|
|
EE
2578
DELISTED
El Paso Electric Company
EE
| $4.04M | ﹤0.01% |
60,166
+45,348
| +306% | +$3.01M |
|
2579
NYLI FTSE International Equity Currency Neutral ETF
HFXI
$2.06B
| $4.03M | ﹤0.01% |
198,322
+27,314
| +16% | +$548K |
|
|
KMF
2580
DELISTED
Kayne Anderson NextGen Energy & Infrastructure, Inc.
KMF
| $4.02M | ﹤0.01% |
371,166
-9,391
| -2% | -$104K |
|
|
CSOD
2581
DELISTED
Cornerstone OnDemand, Inc.
CSOD
| $4.02M | ﹤0.01% |
73,328
-941,423
| -93% | -$52.8M |
|
|
TPH
2582
DELISTED
Tri Pointe Homes
TPH
| $4.02M | ﹤0.01% |
267,022
-262,434
| -50% | -$3.58M |
|
2583
Schwab US Aggregate Bond ETF
SCHZ
$10.5B
| $4.01M | ﹤0.01% |
148,918
-7,192
| -5% | -$192K |
|
|
CAJ
2584
DELISTED
Canon, Inc.
CAJ
| $4M | ﹤0.01% |
150,001
+372
| +0.2% | +$10.1K |
|
|
SWAV
2585
DELISTED
Shockwave Medical, Inc. Common Stock
SWAV
| $4M | ﹤0.01% |
133,745
+120,956
| +946% | +$5.14M |
|
2586
Cal-Maine
CALM
$3.99B
| $3.99M | ﹤0.01% |
99,828
-41,169
| -29% | -$1.71M |
|
2587
Viking Therapeutics
VKTX
$3.89B
| $3.99M | ﹤0.01% |
579,490
+15,332
| +3% | +$114K |
|
2588
PUT
O'Reilly Automotive
ORLY
$75.8B
| $3.98M | ﹤0.01% |
150,000
-2,850,000
| -95% | -$73.6M |
|
|
NFO
2589
DELISTED
Invesco Insider Sentiment ETF
NFO
| $3.98M | ﹤0.01% |
56,778
-6,575
| -10% | -$459K |
|
|
CXP
2590
DELISTED
COLUMBIA PROPERTY TRUST, INC.
CXP
| $3.98M | ﹤0.01% |
188,268
+37,539
| +25% | +$801K |
|
|
PDM
2591
Piedmont Realty Trust
PDM
$1.19B
| $3.97M | ﹤0.01% |
189,963
+68,606
| +57% | +$1.38M |
|
|
AGR
2592
DELISTED
Avangrid, Inc.
AGR
| $3.96M | ﹤0.01% |
75,866
+26,323
| +53% | +$1.32M |
|
|
TXNM
2593
TXNM Energy Inc
TXNM
$5.93B
| $3.95M | ﹤0.01% |
75,766
+43,815
| +137% | +$2.21M |
|
|
BEAT
2594
DELISTED
BioTelemetry, Inc.
BEAT
| $3.95M | ﹤0.01% |
96,880
+18,007
| +23% | +$777K |
|
2595
OneSpaWorld
OSW
$2.68B
| $3.94M | ﹤0.01% |
254,011
+30,435
| +14% | +$477K |
|
2596
PUT
Intercontinental Exchange
ICE
$85.5B
| $3.94M | ﹤0.01% |
42,700
-2,700
| -6% | -$246K |
|
|
QEP
2597
DELISTED
QEP RESOURCES, INC.
QEP
| $3.94M | ﹤0.01% |
1,064,454
-417,286
| -28% | -$1.99M |
|
|
DOG
2598
ProShares Short Dow30
DOG
$97.4M
| $3.94M | ﹤0.01% |
75,022
-22,002
| -23% | -$1.17M |
|
|
BCPC
2599
Balchem Corp
BCPC
$5.74B
| $3.92M | ﹤0.01% |
39,534
+18,100
| +84% | +$1.72M |
|
2600
Gold Fields
GFI
$36.9B
| $3.92M | ﹤0.01% |
796,274
+267,513
| +51% | +$1.46M |
|
Similar funds
UBS Group's Q3 2019 Portfolio in Review
As of Q3 2019, UBS Group held 8,655 positions worth $260B, up 0.05% from $260B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group's Q3 2019 filing shows 737 new, 4,060 increased, 2,893 reduced and 594 closed positions. Its largest new stake was Invesco S&P Ultra Dividend Revenue ETF: 1,020,769 shares worth $38.5M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $1.92B.
By sector, the portfolio is most concentrated in Technology at 9.5% of assets, down from 9.7% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q3 2019 buy was Invesco S&P Ultra Dividend Revenue ETF: 1,020,769 shares worth $38.5M.
- UBS Group added most to iShares US Treasury Bond ETF in Q3 2019, an estimated $469M increase.
- UBS Group's biggest Q3 2019 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.92B.
- UBS Group fully exited OAKTREE CAPITAL GROUP, LLC in Q3 2019, selling an estimated $172M.
- UBS Group's ten largest holdings make up 14% of its $260B portfolio in Q3 2019.
- UBS Group opened 737 new positions and closed 594 in Q3 2019.
- UBS Group's portfolio value rose 0.05% quarter-over-quarter to $260B.
Based on UBS Group's 13F filing for Q3 2019, filed 14 Nov 2019.