UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$422M |
| 2 |
iShares US Treasury Bond ETF
GOVT
|
+$342M |
| 3 |
Mondelez International
MDLZ
|
+$328M |
| 4 |
SHPG
Shire pic
SHPG
|
+$323M |
| 5 |
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
|
+$258M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
MON
Monsanto Co
MON
|
+$658M |
| 2 |
COL
Rockwell Collins
COL
|
+$266M |
| 3 |
JWN
Nordstrom
JWN
|
+$264M |
| 4 |
Deutsche Bank
DB
|
+$258M |
| 5 |
Invesco QQQ Trust
QQQ
|
+$250M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 7.19% |
| 2 | Technology | 6.4% |
| 3 | Healthcare | 6.06% |
| 4 | Industrials | 4.94% |
| 5 | Consumer Discretionary | 4.69% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2576
WhiteHorse Finance
WHF
$137M
| $3.34M | ﹤0.01% |
226,376
+71,876
| +47% | +$1M |
|
|
GGM
2577
DELISTED
GUGGENHEIM CREDIT ALLOCATION FUND
GGM
| $3.34M | ﹤0.01% |
143,933
+8,228
| +6% | +$190K |
|
|
BAC.WS.A
2578
DELISTED
Bank Of America Corporation Ws A
BAC.WS.A
| $3.33M | ﹤0.01% |
251,839
+8,780
| +4% | +$105K |
|
|
HRC
2579
DELISTED
HILL-ROM HOLDINGS, INC.
HRC
| $3.33M | ﹤0.01% |
45,038
-9,866
| -18% | -$760K |
|
2580
WisdomTree International High Dividend Fund
DTH
$653M
| $3.33M | ﹤0.01% |
76,101
-644
| -0.8% | -$27.7K |
|
2581
Steven Madden
SHOO
$3.37B
| $3.33M | ﹤0.01% |
115,298
+21,209
| +23% | +$584K |
|
2582
TD Synnex
SNX
$20.4B
| $3.33M | ﹤0.01% |
52,604
+5,216
| +11% | +$308K |
|
|
FNSR
2583
PUT
DELISTED
Finisar Corp
FNSR
| $3.33M | ﹤0.01% |
150,000
+100,000
| +200% | +$2.45M |
|
|
FIV
2584
DELISTED
First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest
FIV
| $3.32M | ﹤0.01% |
342,841
+13,256
| +4% | +$130K |
|
2585
Transocean
RIG
$5.89B
| $3.31M | ﹤0.01% |
308,057
-13,634
| -4% | -$117K |
|
2586
B2Gold
BTG
$5B
| $3.31M | ﹤0.01% |
1,183,441
-81,504
| -6% | -$216K |
|
2587
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
$2.76B
| $3.31M | ﹤0.01% |
66,824
-154
| -0.2% | -$7.4K |
|
2588
PUT
Fortinet
FTNT
$119B
| $3.3M | ﹤0.01% |
460,500
+58,000
| +14% | +$440K |
|
2589
AptarGroup
ATR
$8.55B
| $3.3M | ﹤0.01% |
38,225
-1,346
| -3% | -$114K |
|
|
RMP
2590
PUT
DELISTED
Rice Midstream Partners LP
RMP
| $3.3M | ﹤0.01% |
+157,600
| New | +$3.23M |
|
2591
Dana Inc
DAN
$2.9B
| $3.29M | ﹤0.01% |
117,869
+53,190
| +82% | +$1.29M |
|
2592
iShares International Treasury Bond ETF
IGOV
$1.53B
| $3.29M | ﹤0.01% |
66,884
-1,232
| -2% | -$60.6K |
|
2593
CALL
Becton Dickinson
BDX
$45.6B
| $3.29M | ﹤0.01% |
+17,220
| New | +$3.34M |
|
2594
Cenovus Energy
CVE
$55.7B
| $3.29M | ﹤0.01% |
328,248
+151,871
| +86% | +$1.24M |
|
2595
Agios Pharmaceuticals
AGIO
$1.79B
| $3.29M | ﹤0.01% |
49,257
+10,830
| +28% | +$651K |
|
2596
Kadant
KAI
$3.63B
| $3.29M | ﹤0.01% |
33,366
+2,777
| +9% | +$236K |
|
2597
iShares US Pharmaceuticals ETF
IHE
$1.46B
| $3.29M | ﹤0.01% |
63,036
-381
| -0.6% | -$19.6K |
|
|
NXQ
2598
DELISTED
NUVEEN ELECT TAX-FREE INC 2
NXQ
| $3.28M | ﹤0.01% |
233,530
+20,892
| +10% | +$292K |
|
|
NXR
2599
DELISTED
NUVEEN ELECT TAX-FREE INC 3
NXR
| $3.28M | ﹤0.01% |
216,012
-5,382
| -2% | -$80.1K |
|
2600
CALL
Green Plains
GPRE
$1.18B
| $3.28M | ﹤0.01% |
+162,700
| New | +$3.1M |
|
Similar funds
UBS Group's Q3 2017 Portfolio in Review
As of Q3 2017, UBS Group held 8,493 positions worth $216B, up 12% from $193B the previous quarter. Its ten largest holdings account for 16% of the portfolio.
UBS Group deployed $15.2B of net new capital in Q3 2017, opening 749 new positions and adding to 3,978 existing holdings. Its largest new stake was Baker Hughes: 613,477 shares worth $22.5M.
By sector, the portfolio is most concentrated in Financials at 7.2% of assets, down from 7.7% a quarter earlier, followed by Technology and Healthcare.
On the sell side, the largest reduction was Monsanto Co, an estimated $658M trimmed.
- UBS Group's largest Q3 2017 buy was Baker Hughes: 613,477 shares worth $22.5M.
- UBS Group added most to State Street SPDR S&P 500 ETF Trust in Q3 2017, an estimated $422M increase.
- UBS Group's biggest Q3 2017 reduction was Monsanto Co, cutting an estimated $658M.
- UBS Group fully exited Oneok Partners LP in Q3 2017, selling an estimated $218M.
- UBS Group's ten largest holdings make up 16% of its $216B portfolio in Q3 2017.
- UBS Group opened 749 new positions and closed 707 in Q3 2017.
- UBS Group's portfolio value rose 12% quarter-over-quarter to $216B.
Based on UBS Group's 13F filing for Q3 2017, filed 14 Nov 2017.