UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$440M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$390M |
| 3 |
CRH
CRH
|
+$275M |
| 4 |
Advanced Micro Devices
AMD
|
+$228M |
| 5 |
iShares MSCI EAFE ETF
EFA
|
+$213M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
NVIDIA
NVDA
|
+$538M |
| 2 |
iShares MSCI ACWI ETF
ACWI
|
+$473M |
| 3 |
State Street Financial Select Sector SPDR ETF
XLF
|
+$397M |
| 4 |
Microsoft
MSFT
|
+$366M |
| 5 |
UnitedHealth
UNH
|
+$312M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.42% |
| 2 | Financials | 6.7% |
| 3 | Healthcare | 6.28% |
| 4 | Consumer Discretionary | 5.01% |
| 5 | Industrials | 4.22% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
NBIS
2551
Nebius Group N.V.
NBIS
$47.5B
| $5.08M | ﹤0.01% |
340,490
-510
| -0.1% | -$7.6K |
|
2552
Global X Russell 2000 Covered Call ETF
RYLD
$1.39B
| $5.07M | ﹤0.01% |
297,421
+50,528
| +20% | +$896K |
|
2553
iShares MSCI USA Small-Cap Min Vol Factor ETF
SMMV
$291M
| $5.07M | ﹤0.01% |
153,447
+557
| +0.4% | +$19.1K |
|
2554
CALL
Republic Services
RSG
$65.9B
| $5.06M | ﹤0.01% |
35,500
| – | – |
|
2555
Golub Capital BDC
GBDC
$3.39B
| $5.06M | ﹤0.01% |
344,801
-23,713
| -6% | -$336K |
|
2556
CALL
M&T Bank
MTB
$36.2B
| $5.06M | ﹤0.01% |
+40,000
| New | +$5.22M |
|
2557
HUB Group
HUBG
$2.92B
| $5.04M | ﹤0.01% |
128,398
-58,666
| -31% | -$2.41M |
|
2558
CALL
DigitalOcean
DOCN
$15.3B
| $5.04M | ﹤0.01% |
+209,700
| New | +$7.43M |
|
2559
Tetra Tech
TTEK
$8.97B
| $5.03M | ﹤0.01% |
165,405
-5,940
| -3% | -$193K |
|
2560
U-Haul Holding Co Series N
UHAL.B
$12.7B
| $5.03M | ﹤0.01% |
95,982
+24,718
| +35% | +$1.34M |
|
2561
State Street SPDR S&P Software & Services ETF
XSW
$498M
| $5.02M | ﹤0.01% |
39,597
+15,112
| +62% | +$2.01M |
|
|
SWN
2562
DELISTED
Southwestern Energy Company
SWN
| $5.01M | ﹤0.01% |
776,206
-677,708
| -47% | -$4.32M |
|
2563
Steven Madden
SHOO
$3.57B
| $5M | ﹤0.01% |
157,245
-25,311
| -14% | -$842K |
|
2564
Impinj
PI
$5.46B
| $5M | ﹤0.01% |
90,772
-7,898
| -8% | -$536K |
|
2565
Toro Company
TTC
$9.38B
| $4.99M | ﹤0.01% |
60,100
+666
| +1% | +$64.2K |
|
2566
BellRing Brands
BRBR
$1.34B
| $4.98M | ﹤0.01% |
120,765
-22,945
| -16% | -$880K |
|
2567
Rayonier
RYN
$6.51B
| $4.97M | ﹤0.01% |
192,468
+18,500
| +11% | +$516K |
|
2568
VanEck Rare Earth/Strategic Metals ETF
REMX
$2.3B
| $4.96M | ﹤0.01% |
74,721
-51,536
| -41% | -$3.92M |
|
2569
PUT
Plug Power
PLUG
$2.93B
| $4.95M | ﹤0.01% |
651,000
-444,900
| -41% | -$4.35M |
|
2570
CALL
Teladoc Health
TDOC
$1.29B
| $4.95M | ﹤0.01% |
266,100
+5,600
| +2% | +$131K |
|
2571
Ionis Pharmaceuticals
IONS
$9.49B
| $4.95M | ﹤0.01% |
109,034
+16,209
| +17% | +$669K |
|
|
2572
CALL
Plug Power
PLUG
$2.93B
| $4.94M | ﹤0.01% |
650,000
-329,900
| -34% | -$3.22M |
|
2573
Empire State Realty Trust
ESRT
$805M
| $4.94M | ﹤0.01% |
614,133
+67,567
| +12% | +$564K |
|
2574
TPG
TPG
$7.91B
| $4.94M | ﹤0.01% |
163,919
-17,085
| -9% | -$498K |
|
2575
Invesco Dorsey Wright SmallCap Momentum ETF
DWAS
$446M
| $4.94M | ﹤0.01% |
65,728
-13,542
| -17% | -$1.07M |
|
Similar funds
UBS Group's Q3 2023 Portfolio in Review
As of Q3 2023, UBS Group held 10,416 positions worth $290B, down 2% from $296B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
UBS Group's Q3 2023 filing shows 1,615 new, 3,254 increased, 4,100 reduced and 999 closed positions. Its largest new stake was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M. The largest sale was NVIDIA, an estimated $538M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 13% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q3 2023 buy was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M.
- UBS Group added most to Invesco QQQ Trust in Q3 2023, an estimated $440M increase.
- UBS Group's biggest Q3 2023 reduction was NVIDIA, cutting an estimated $538M.
- UBS Group fully exited Magellan Midstream Partners, L.P. in Q3 2023, selling an estimated $245M.
- UBS Group's ten largest holdings make up 15% of its $290B portfolio in Q3 2023.
- UBS Group opened 1,615 new positions and closed 999 in Q3 2023.
- UBS Group's portfolio value fell 2% quarter-over-quarter to $290B.
Based on UBS Group's 13F filing for Q3 2023, filed 9 Nov 2023.